The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AECOM | COM | 00766T100 | 17,059 | 269,403 | SH | DFND | 1 | 269,403 | 0 | 0 | |
| AJAX I | COM | G0190X100 | 12,450 | 1,250,000 | SH | DFND | 1 | 1,250,000 | 0 | 0 | |
| AJAX I | *W EXP 10/27/202 | G0190X126 | 584 | 312,500 | SH | DFND | 1 | 312,500 | 0 | 0 | |
| ALPHABET INC | CAP STK CL A | 02079K305 | 30,522 | 12,500 | SH | DFND | 1 | 12,500 | 0 | 0 | |
| ALTIMETER GROWTH CORP | CL A | G0370L108 | 6,143 | 525,000 | SH | DFND | 1 | 525,000 | 0 | 0 | |
| ALTIMETER GROWTH CORP | *W EXP 09/30/202 | G0370L116 | 319 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| ALTIMETER GROWTH CORP 2 | COM CL A | G0371B109 | 4,690 | 457,513 | SH | DFND | 1 | 457,513 | 0 | 0 | |
| ALX ONCOLOGY HLDGS INC | COM | 00166B105 | 307 | 5,613 | SH | DFND | 1 | 5,613 | 0 | 0 | |
| AMAZON COM INC | COM | 023135106 | 37,842 | 11,000 | SH | DFND | 1 | 11,000 | 0 | 0 | |
| ARCTOS NORTHSTAR ACQUIS CORP | SHS CL A | G0477L100 | 1,679 | 172,572 | SH | DFND | 1 | 172,572 | 0 | 0 | |
| ARCTOS NORTHSTAR ACQUIS CORP | *W EXP 99/99/999 | G0477L126 | 43 | 43,143 | SH | DFND | 1 | 43,143 | 0 | 0 | |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 29,792 | 445,852 | SH | DFND | 1 | 445,852 | 0 | 0 | |
| CAESARS ENTERTAINMENT INC NE | COM | 12769G100 | 11,307 | 108,983 | SH | DFND | 1 | 108,983 | 0 | 0 | |
| CANOPY GROWTH CORP | COM | 138035100 | 12,090 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
| CARA THERAPEUTICS INC | COM | 140755109 | 18,617 | 1,304,603 | SH | DFND | 1 | 1,304,603 | 0 | 0 | |
| CATALYST PARTNRS ACQUISITN C | UNIT 99/99/9999 | G19550113 | 4,016 | 400,000 | SH | DFND | 1 | 400,000 | 0 | 0 | |
| CEDAR FAIR L P | DEPOSITRY UNIT | 150185106 | 12,398 | 276,564 | SH | DFND | 1 | 276,564 | 0 | 0 | |
| CHURCHILL CAPITAL CORP IV | CL A | 171439102 | 288 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| CIGNA CORP NEW | COM | 125523100 | 14,185 | 59,833 | SH | DFND | 1 | 59,833 | 0 | 0 | |
| CM LIFE SCIENCES INC | COM CL A | 18978W109 | 5,674 | 405,000 | SH | DFND | 1 | 405,000 | 0 | 0 | |
| COUPANG INC | CL A | 22266T109 | 7,441 | 177,926 | SH | DFND | 1 | 177,926 | 0 | 0 | |
| CRONOS GROUP INC | COM | 22717L101 | 71,613 | 8,327,090 | SH | DFND | 1 | 8,327,090 | 0 | 0 | |
| DANIMER SCIENTIFIC INC | COM CL A | 236272100 | 30,867 | 1,232,211 | SH | DFND | 1 | 1,232,211 | 0 | 0 | |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 21,630 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
| DISH NETWORK CORPORATION | CL A | 25470M109 | 10,968 | 262,385 | SH | DFND | 1 | 262,385 | 0 | 0 | |
| DISH NETWORK CORPORATION | CL A | 25470M109 | 4,180 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| FACEBOOK INC | CL A | 30303M102 | 86,928 | 250,000 | SH | Call | DFND | 1 | 250,000 | 0 | 0 |
| FAR PEAK ACQUISITION CORP | SHS CL A | G3312L103 | 1,443 | 145,000 | SH | DFND | 1 | 145,000 | 0 | 0 | |
| FAR PEAK ACQUISITION CORP | *W EXP 12/07/202 | G3312L111 | 14 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| FLEX LTD | ORD | Y2573F102 | 13,777 | 770,930 | SH | DFND | 1 | 770,930 | 0 | 0 | |
| FS DEVELOPMENT CORP II | COM CL A | 30318F100 | 4,877 | 487,700 | SH | DFND | 1 | 487,700 | 0 | 0 | |
| GENERAL MTRS CO | COM | 37045V100 | 284 | 4,800 | SH | DFND | 1 | 4,800 | 0 | 0 | |
| GENERAL MTRS CO | COM | 37045V100 | 29,585 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
| IRONSOURCE LTD | CL A ORD SHS | M5R75Y101 | 14,687 | 1,398,727 | SH | DFND | 1 | 1,398,727 | 0 | 0 | |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | 5,515 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| KATAPULT HOLDINGS INC | COM | 485859102 | 1,738 | 160,758 | SH | DFND | 1 | 160,758 | 0 | 0 | |
| KATAPULT HOLDINGS INC | *W EXP 06/09/202 | 485859110 | 212 | 66,417 | SH | DFND | 1 | 66,417 | 0 | 0 | |
| KEROS THERAPEUTICS INC | COM | 492327101 | 429 | 10,105 | SH | DFND | 1 | 10,105 | 0 | 0 | |
| LIVE OAK ACQUISITION CORP II | COM CL A | 53804W106 | 698 | 70,395 | SH | DFND | 1 | 70,395 | 0 | 0 | |
| LIVE OAK MOBILITY ACQUISI CO | COM CL A | 538126103 | 996 | 101,664 | SH | DFND | 1 | 101,664 | 0 | 0 | |
| LIVE OAK MOBILITY ACQUISI CO | *W EXP 03/04/202 | 538126111 | 31 | 20,332 | SH | DFND | 1 | 20,332 | 0 | 0 | |
| LUMINAR TECHNOLOGIES INC | COM CL A | 550424105 | 18,433 | 839,792 | SH | DFND | 1 | 839,792 | 0 | 0 | |
| MARTIN MARIETTA MATLS INC | COM | 573284106 | 9,604 | 27,300 | SH | DFND | 1 | 27,300 | 0 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 19,205 | 70,892 | SH | DFND | 1 | 70,892 | 0 | 0 | |
| NOMAD FOODS LTD | USD ORD SHS | G6564A105 | 12,512 | 442,603 | SH | DFND | 1 | 442,603 | 0 | 0 | |
| NURIX THERAPEUTICS INC | COM | 67080M103 | 197 | 7,442 | SH | DFND | 1 | 7,442 | 0 | 0 | |
| PAE INC | COM CL A | 69290Y109 | 18,559 | 2,085,245 | SH | DFND | 1 | 2,085,245 | 0 | 0 | |
| PAE INC | *W EXP 09/11/202 | 69290Y117 | 550 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
| PARK HOTELS & RESORTS INC | COM | 700517105 | 5,478 | 265,808 | SH | DFND | 1 | 265,808 | 0 | 0 | |
| PARK HOTELS & RESORTS INC | COM | 700517105 | 20,610 | 1,000,000 | SH | Call | DFND | 1 | 1,000,000 | 0 | 0 |
| PENN NATL GAMING INC | COM | 707569109 | 18,352 | 239,927 | SH | DFND | 1 | 239,927 | 0 | 0 | |
| PENN NATL GAMING INC | COM | 707569109 | 7,649 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| PENN NATL GAMING INC | NOTE 2.750% 5/1 | 707569AU3 | 15,016 | 4,500,000 | PRN | DFND | 1 | 4,500,000 | 0 | 0 | |
| PERSHING SQUARE TONTINE HLDG | COM CL A | 71531R109 | 6,828 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
| PERSHING SQUARE TONTINE HLDG | *W EXP 07/24/202 | 71531R117 | 175 | 27,777 | SH | DFND | 1 | 27,777 | 0 | 0 | |
| REINVENT TECHNOLOGY PARTNERS | CL A | G7483N129 | 200 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
| RESTAURANT BRANDS INTL INC | COM | 76131D103 | 4,617 | 71,650 | SH | DFND | 1 | 71,650 | 0 | 0 | |
| SELECT SECTOR SPDR TR | FINANCIAL | 81369Y605 | 734 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
| SENTINELONE INC | CL A | 81730H109 | 1,488 | 35,000 | SH | DFND | 1 | 35,000 | 0 | 0 | |
| SNOWFLAKE INC | CL A | 833445109 | 2,418 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
| SOARING EAGLE ACQUISITION CO | CL A SHS | G8354H126 | 3,163 | 317,605 | SH | DFND | 1 | 317,605 | 0 | 0 | |
| SOARING EAGLE ACQUISITION CO | *W EXP 02/23/202 | G8354H118 | 276 | 83,521 | SH | DFND | 1 | 83,521 | 0 | 0 | |
| SPDR SER TR | S&P METALS MNG | 78464A755 | 14,856 | 345,000 | SH | DFND | 1 | 345,000 | 0 | 0 | |
| TCV ACQUISITION CORP | CL A SHS | G8704C124 | 6,937 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
| TJX COS INC NEW | COM | 872540109 | 11,461 | 170,000 | SH | DFND | 1 | 170,000 | 0 | 0 | |
| THERAVANCE BIOPHARMA INC | COM | G8807B106 | 18,320 | 1,261,718 | SH | DFND | 1 | 1,261,718 | 0 | 0 | |
| US FOODS HLDG CORP | COM | 912008109 | 21,199 | 552,625 | SH | DFND | 1 | 552,625 | 0 | 0 | |
| US FOODS HLDG CORP | COM | 912008109 | 19,180 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
| VERTIV HOLDINGS CO | COM CL A | 92537N108 | 31,783 | 1,164,200 | SH | DFND | 1 | 1,164,200 | 0 | 0 | |
| WILLSCOT MOBIL MINI HLDNG CO | COM CL A | 971378104 | 36,870 | 1,322,940 | SH | DFND | 1 | 1,322,940 | 0 | 0 | |
| WYNN RESORTS LTD | COM | 983134107 | 9,845 | 80,498 | SH | DFND | 1 | 80,498 | 0 | 0 | |
| WYNN RESORTS LTD | COM | 983134107 | 47,024 | 384,500 | SH | Call | DFND | 1 | 384,500 | 0 | 0 |