The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AECOM | COM | 00766T100 | 14,410 | 289,472 | SH | DFND | 1 | 289,472 | 0 | 0 | |
| AJAX I | COM | G0190X100 | 14,750 | 1,250,000 | SH | DFND | 1 | 1,250,000 | 0 | 0 | |
| AJAX I | *W EXP 10/27/202 | G0190X126 | 1,025 | 312,500 | SH | DFND | 1 | 312,500 | 0 | 0 | |
| ALPHABET INC | CAP STK CL A | 02079K305 | 21,908 | 12,500 | SH | DFND | 1 | 12,500 | 0 | 0 | |
| ALTIMETER GROWTH CORP | CL A | G0370L108 | 6,430 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
| ALTIMETER GROWTH CORP | *W EXP 9/30/202 | G0370L116 | 545 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| AMAZON COM INC | COM | 023135106 | 35,826 | 11,000 | SH | DFND | 1 | 11,000 | 0 | 0 | |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 19,282 | 310,852 | SH | DFND | 1 | 310,852 | 0 | 0 | |
| BRISTOL-MYERS SQUIBB CO | RIGHT 99/99/9999 | 110122157 | 951 | 1,378,081 | SH | DFND | 1 | 1,378,081 | 0 | 0 | |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 44,941 | 724,500 | SH | Call | DFND | 1 | 724,500 | 0 | 0 |
| CAESARS ENTERTAINMENT INC NE | COM | 12769G100 | 12,411 | 167,108 | SH | DFND | 1 | 167,108 | 0 | 0 | |
| CAESARS ENTERTAINMENT INC NE | COM | 12769G100 | 7,427 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| CANOPY GROWTH CORP | COM | 138035100 | 12,320 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
| CARA THERAPEUTICS INC | COM | 140755109 | 19,890 | 1,314,603 | SH | DFND | 1 | 1,314,603 | 0 | 0 | |
| CEDAR FAIR L P | DEPOSITRY UNIT | 150185106 | 3,934 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| CHEWY INC | CL A | 16679L109 | 10,396 | 115,658 | SH | DFND | 1 | 115,658 | 0 | 0 | |
| CIGNA CORP NEW | COM | 125523100 | 22,815 | 109,593 | SH | DFND | 1 | 109,593 | 0 | 0 | |
| CIGNA CORP NEW | COM | 125523100 | 20,818 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| CRONOS GROUP INC | COM | 22717L101 | 61,585 | 8,873,890 | SH | DFND | 1 | 8,873,890 | 0 | 0 | |
| DANIMER SCIENTIFIC INC | COM CL A | 236272100 | 16,267 | 691,920 | SH | DFND | 1 | 691,920 | 0 | 0 | |
| DANIMER SCIENTIFIC INC | *W EXP 05/08/202 | 236272118 | 2,151 | 190,200 | SH | DFND | 1 | 190,200 | 0 | 0 | |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 20,105 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
| DISH NETWORK CORPORATION | CL A | 25470M109 | 8,486 | 262,385 | SH | DFND | 1 | 262,385 | 0 | 0 | |
| DISH NETWORK CORPORATION | CL A | 25470M109 | 3,234 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
| DISNEY WALT CO | COM | 254687106 | 4,175 | 23,041 | SH | DFND | 1 | 23,041 | 0 | 0 | |
| EXTENDED STAY AMER INC | UNIT 99/99/9999B | 30224P200 | 8,711 | 588,152 | SH | DFND | 1 | 588,152 | 0 | 0 | |
| FLEX LTD | ORD | Y2573F102 | 376 | 20,930 | SH | DFND | 1 | 20,930 | 0 | 0 | |
| FLEX LTD | ORD | Y2573F102 | 11,149 | 620,100 | SH | Call | DFND | 1 | 620,100 | 0 | 0 |
| GAP INC | COM | 364760108 | 5,249 | 260,000 | SH | DFND | 1 | 260,000 | 0 | 0 | |
| GORES HLDGS IV INC | *W EXP 01/22/202 | 382865111 | 104 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
| LUMINAR TECHNOLOGIES INC | COM CL A | 550424105 | 12,351 | 363,264 | SH | DFND | 1 | 363,264 | 0 | 0 | |
| LUMINAR TECHNOLOGIES INC | *W EXP 12/02/202 | 550424113 | 11,735 | 683,478 | SH | DFND | 1 | 683,478 | 0 | 0 | |
| MARTIN MARIETTA MATLS INC | COM | 573284106 | 21,866 | 77,000 | SH | DFND | 1 | 77,000 | 0 | 0 | |
| MICROSOFT CORP | COM | 594918104 | 13,544 | 60,892 | SH | DFND | 1 | 60,892 | 0 | 0 | |
| NIELSEN HLDGS PLC | SHS EUR | G6518L108 | 6,869 | 329,111 | SH | DFND | 1 | 329,111 | 0 | 0 | |
| NOMAD FOODS LTD | USD ORD SHS | G6564A105 | 20,693 | 814,028 | SH | DFND | 1 | 814,028 | 0 | 0 | |
| PAE INC | COM CL A | 69290Y109 | 19,143 | 2,085,245 | SH | DFND | 1 | 2,085,245 | 0 | 0 | |
| PAE INC | *W EXP 09/11/202 | 69290Y117 | 575 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
| PARK HOTELS RESORTS INC | COM | 700517105 | 4,559 | 265,808 | SH | DFND | 1 | 265,808 | 0 | 0 | |
| PARK HOTELS RESORTS INC | COM | 700517105 | 17,150 | 1,000,000 | SH | Call | DFND | 1 | 1,000,000 | 0 | 0 |
| PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 65,103 | 429,100 | SH | DFND | 1 | 429,100 | 0 | 0 | |
| PENN NATL GAMING INC | COM | 707569109 | 27,266 | 315,689 | SH | DFND | 1 | 315,689 | 0 | 0 | |
| PENN NATL GAMING INC | NOTE 2.750% 5/1 | 707569AU3 | 16,975 | 4,500,000 | PRN | DFND | 1 | 4,500,000 | 0 | 0 | |
| PERSHING SQUARE TONTINE HLDG | COM CL A | 71531R109 | 7,484 | 270,000 | SH | DFND | 1 | 270,000 | 0 | 0 | |
| PERSHING SQUARE TONTINE HLDG | *W EXP 07/24/202 | 71531R117 | 267 | 27,777 | SH | DFND | 1 | 27,777 | 0 | 0 | |
| PREVAIL THERAPEUTICS INC | COM | 74140Y101 | 5,892 | 255,407 | SH | DFND | 1 | 255,407 | 0 | 0 | |
| QIAGEN NV | SHS NEW | N72482123 | 12,156 | 230,000 | SH | DFND | 1 | 230,000 | 0 | 0 | |
| REALPAGE INC | COM | 75606N109 | 2,966 | 34,000 | SH | DFND | 1 | 34,000 | 0 | 0 | |
| RESTAURANT BRANDS INTL INC | COM | 76131D103 | 4,379 | 71,650 | SH | DFND | 1 | 71,650 | 0 | 0 | |
| SKILLZ INC | COM | 83067L109 | 1,500 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
| SKILLZ INC | *W EXP 02/26/202 | 83067L117 | 697 | 96,563 | SH | DFND | 1 | 96,563 | 0 | 0 | |
| TJX COS INC NEW | COM | 872540109 | 9,561 | 140,000 | SH | DFND | 1 | 140,000 | 0 | 0 | |
| THERAVANCE BIOPHARMA INC | COM | G8807B106 | 20,164 | 1,134,718 | SH | DFND | 1 | 1,134,718 | 0 | 0 | |
| US FOODS HLDG CORP | COM | 912008109 | 17,742 | 532,625 | SH | DFND | 1 | 532,625 | 0 | 0 | |
| US FOODS HLDG CORP | COM | 912008109 | 16,655 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
| VERTIV HOLDINGS CO | COM CL A | 92537N108 | 19,400 | 1,039,097 | SH | DFND | 1 | 1,039,097 | 0 | 0 | |
| VERTIV HOLDINGS CO | *W EXP 06/12/202 | 92537N116 | 4,388 | 601,100 | SH | DFND | 1 | 601,100 | 0 | 0 | |
| WILLSCOT MOBIL MINI HLDNG CO | COM CL A | 971378104 | 38,398 | 1,657,226 | SH | DFND | 1 | 1,657,226 | 0 | 0 | |
| WYNN RESORTS LTD | COM | 983134107 | 9,083 | 80,498 | SH | DFND | 1 | 80,498 | 0 | 0 | |