0001193125-17-036023.txt : 20170209 0001193125-17-036023.hdr.sgml : 20170209 20170209153755 ACCESSION NUMBER: 0001193125-17-036023 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170209 DATE AS OF CHANGE: 20170209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Kadmon Holdings, Inc. CENTRAL INDEX KEY: 0001557142 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 273576929 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-89585 FILM NUMBER: 17587364 BUSINESS ADDRESS: STREET 1: 450 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-308-6000 MAIL ADDRESS: STREET 1: 450 EAST 29TH STREET CITY: NEW YORK STATE: NY ZIP: 10016 FORMER COMPANY: FORMER CONFORMED NAME: Kadmon Holdings, LLC DATE OF NAME CHANGE: 20120829 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: 3RP HOLDING COMPANY, LLC CENTRAL INDEX KEY: 0001697086 IRS NUMBER: 272995963 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2215-B RENAISSANCE DRIVE STREET 2: SUITE B CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 412-287-3767 MAIL ADDRESS: STREET 1: 2215-B RENAISSANCE DRIVE STREET 2: SUITE B CITY: LAS VEGAS STATE: NV ZIP: 89119 SC 13G 1 d334940dsc13g.htm SC 13G SC 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

 

 

KADMON HOLDINGS, INC.

 

(Name of Issuer)

Common Stock, $0.001 par value per share

 

(Title of Class of Securities)

48283N106

 

(CUSIP Number)

December 31, 2016

 

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 48283N106  

 

  1.   

Names of Reporting Persons

 

3RP Holding Company, LLC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ☐        (b)  ☐

 

  3.  

SEC Use Only

 

  4.  

Citizenship or Place of Organization

 

Nevada

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

   5.    

Sole Voting Power

 

3,478,840

   6.   

Shared Voting Power

 

0

   7.   

Sole Dispositive Power

 

3,478,840

   8.   

Shared Dispositive Power

 

0

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

3,478,840

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

11.  

Percent of Class Represented by Amount in Row (9)

 

7.7%

12.  

Type of Reporting Person (See Instructions)

 

OO

 

2


Item 1.

 

 

(a)

  

Name of Issuer

 

Kadmon Holdings, Inc.

 

(b)

  

Address of Issuer’s Principal Executive Offices

 

450 East 29th Street

New York, New York 10016

Item 2.

 

 

(a)

  

Name of Person Filing

 

3RP Holding Company, LLC

 

(b)

  

Address of Principal Business Office or, if none, Residence

 

2215-B Renaissance Drive

Suite B

Las Vegas, Nevada 89119

    

 

 

(c)

  

Citizenship

 

Nevada

    

 

 

(d)

  

Title of Class of Securities

 

Common Stock, $0.001 par value per share

    

 

 

(e)

  

CUSIP Number

 

48283N106

    

 

 

Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

 

(a)

           Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
 

(b)

           Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
 

(c)

           Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
 

(d)

           Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
 

(e)

           An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
 

(f)

           An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
 

(g)

           A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
 

(h)

           A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
 

(i)

           A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
 

(j)

           Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

Item 4. Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

   (a)   

Amount beneficially owned:

 

3,478,840

   (b)   

Percent of class:

 

7.7%

   (c)   

Number of shares as to which the person has:

 

     

 

3


  (i)   

Sole power to vote or to direct the vote

 

3,478,840

  (ii)   

Shared power to vote or to direct the vote

 

0

  (iii)   

Sole power to dispose or to direct the disposition of

 

3,478,840

  (iv)   

Shared power to dispose or to direct the disposition of

 

0

 

Item 5. Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ☐.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not applicable.

 

Item 8. Identification and Classification of Members of the Group

Not applicable.

 

Item 9. Notice of Dissolution of Group

Not applicable.

 

Item 10. Certification

Not applicable.

 

4


Signature

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

January 27, 2017

(Date)

/s/ Paul F. Fagan

(Signature)

Paul F. Fagan, Vice President and General Counsel

(Name/Title)

 

5