0001697029-19-000002.txt : 20190508 0001697029-19-000002.hdr.sgml : 20190508 20190508155424 ACCESSION NUMBER: 0001697029-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190508 DATE AS OF CHANGE: 20190508 EFFECTIVENESS DATE: 20190508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wealth & Pension Services Group, Inc. CENTRAL INDEX KEY: 0001697029 IRS NUMBER: 161629047 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18898 FILM NUMBER: 19806496 BUSINESS ADDRESS: STREET 1: 2727 PACES FERRY RD. SE STREET 2: BLDG. TWO, SUITE 1475 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 7703330113 MAIL ADDRESS: STREET 1: 2727 PACES FERRY RD. SE STREET 2: BLDG. TWO, SUITE 1475 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001697029 XXXXXXXX 03-31-2019 03-31-2019 Wealth & Pension Services Group, Inc.

2727 PACES FERRY RD. SE BLDG. TWO, SUITE 1475 ATLANTA GA 30339

13F COMBINATION REPORT 028-18898 0001316397 028-11093 Aurora Investment Counsel N William Kring 770-333-0113 William Kring Atlanta GA 05-08-2019 0 116 128484 false INFORMATION TABLE 2 infotable_13f.xml 22ND CENTURY GROUP INC COM COM 90137F103 97 57000 SH SOLE 1 0 0 57000 AMAZON COM INC COM COM 023135106 477 268 SH SOLE 1 0 0 268 AMERICAN FINANCE TRUST INC COM COM 02607T109 183 16902 SH SOLE 1 0 0 16902 APPLE INC COM COM 037833100 749 3941 SH SOLE 1 0 0 3941 BANK OF AMERICA CORPORATION COM COM 060505104 424 15369 SH SOLE 1 0 0 15369 CHUBB LIMITED COM COM H1467J104 311 2219 SH SOLE 1 0 0 2219 COCA-COLA CO COM COM 191216100 367 7841 SH SOLE 1 0 0 7841 COLGATE-PALMOLIVE CO COM COM 194162103 448 6539 SH SOLE 1 0 0 6539 COLONY CREDIT REAL ESTATE INC COM CL A COM CL A 19625T101 1418 90562 SH SOLE 1 0 0 90562 DELTA AIR LINES INC COM COM 247361702 635 12285 SH SOLE 1 0 0 12285 ENTERPRISE PRODS PARTNERS L P COM COM 293792107 321 11021 SH SOLE 1 0 0 11021 ETF SERIES SOLUTIONS APTUS DEFINED ETF APTUS DEFINED ETF 26922A388 969 37035 SH SOLE 1 0 0 37035 ETF SERIES SOLUTIONS APTUS FORTIFIED ETF APTUS FORTIFIED ETF 26922A610 1421 53897 SH SOLE 1 0 0 53897 FIRST TR EXCHANGE TRADED FD IV FST LOW OPPT EFT ETF LOW OPPT ETF 33739Q200 215 4195 SH SOLE 1 0 0 4195 FIRST TRUST EXCH TRADED ALPHAD EMERG MKT ALPH ETF EMERG MKT ALPH ETF 33737J182 324 12935 SH SOLE 1 0 0 12935 FS KKR CAPITAL CORP COM COM 302635107 590 97497 SH SOLE 1 0 0 97497 HOME DEPOT INC COM COM 437076102 244 1270 SH SOLE 1 0 0 1270 HORMEL FOODS CORP COM COM 440452100 1101 24600 SH SOLE 1 0 0 24600 INVESCO ACTIVELY MANAGD ETF TR OPTIMUM YIELD ETF OPTIMUM YIELD ETF 46090F100 170 10235 SH SOLE 1 0 0 10235 INVESCO EXCHANGE TRADED FUND T TAXABLE MUN BD ETF TAXABLE MUN BD ETF 46138G805 208 6820 SH SOLE 1 0 0 6820 INVESCO QQQ TRUST UNIT SER 1 ETF SER 1 ETF 46090E103 1108 6167 SH SOLE 1 0 0 6167 ISHARES INC CORE MSCI EMKT ETF CORE MSCI EMKT ETF 46434G103 676 13067 SH SOLE 1 0 0 13067 ISHARES INC MIN VOL GBL ETF GBL ETF 464286525 406 4539 SH SOLE 1 0 0 4539 ISHARES TRUST 3 7 YR TREAS BD ETF TREAS BD ETF 464288661 2071 16807 SH SOLE 1 0 0 16807 ISHARES TRUST AGGRES ALLOC ETF AGGRES ALLOC ETF 464289859 779 14547 SH SOLE 1 0 0 14547 ISHARES TRUST BROAD USD INVT GRD CORP BD ETF BROAD USD INVT GRD CORP BD ETF 464288620 1588 28727 SH SOLE 1 0 0 28727 ISHARES TRUST CORE DIV GRWTH ETF CORE DIV GRWTH ETF 46434V621 1665 45319 SH SOLE 1 0 0 45319 ISHARES TRUST CORE HIGH DV ETF CORE HIGH DV ETF 46429B663 324 670 SH SOLE 1 0 0 670 ISHARES TRUST CORE MSCI EURO ETF CORE MSCI EURO ETF 46434V738 1018 22193 SH SOLE 1 0 0 22193 ISHARES TRUST CORE S&P MCP ETF CORE S&P MCP ETF 464287507 1111 5868 SH SOLE 1 0 0 5868 ISHARES TRUST CORE S&P TTL STK ETF CORE S&P TTL STK ETF 464287150 2472 38386 SH SOLE 1 0 0 38386 ISHARES TRUST CORE S&P US GWT ETF CORE S&P US GWT ETF 464287671 2821 46763 SH SOLE 1 0 0 46763 ISHARES TRUST CORE S&P500 ETF CORE S&P500 ETF 464287200 3137 11023 SH SOLE 1 0 0 11023 ISHARES TRUST CORE US AGGBD ET ETF CORE US AGGBD ET ETF 464287226 2102 19268 SH SOLE 1 0 0 19268 ISHARES TRUST DOW JONES US ETF DOW JONES US ETF 464287846 546 3866 SH SOLE 1 0 0 3866 ISHARES TRUST EAFE SML CP ETF EAFE SML CP ETF 464288273 1843 32094 SH SOLE 1 0 0 32094 ISHARES TRUST EDGE US FIXD INM ETF EDGE US FIXD INM ETF 46435U796 664 6682 SH SOLE 1 0 0 6682 ISHARES TRUST GRWT ALLOCAT ETF GRWT ALLOCAT ETF 464289867 693 15496 SH SOLE 1 0 0 15496 ISHARES TRUST HDG MSCI EAFE ETF HDG MSCI EAFE ETF 46434V803 434 15036 SH SOLE 1 0 0 15036 ISHARES TRUST IBOXX INV CP ETF IBOXX INV CP ETF 464287242 967 8126 SH SOLE 1 0 0 8126 ISHARES TRUST INT RT HDG C B ETF INT RT HDG C B ETF 46431W705 231 2469 SH SOLE 1 0 0 2469 ISHARES TRUST INTRM GOV CR ETF INTRM GOV CR ETF 464288612 1963 17807 SH SOLE 1 0 0 17807 ISHARES TRUST INTRM TR CRP ETF INTRM TR CRP ETF 464288638 1681 30486 SH SOLE 1 0 0 30486 ISHARES TRUST MBS ETF MBS ETF 464288588 282 2650 SH SOLE 1 0 0 2650 ISHARES TRUST MIN VOL USA ETF MIN VOL USA ETF 46429B697 1808 30742 SH SOLE 1 0 0 30742 ISHARES TRUST MSCI EMG MKT ETF MSCI EMG MKT ETF 464287234 413 9615 SH SOLE 1 0 0 9615 ISHARES TRUST MULTIFACTOR USA ETF MULTIFACTOR USA ETF 46434V282 1957 63057 SH SOLE 1 0 0 63057 ISHARES TRUST MULTIFACTOR USA ETF MULTIFACTOR USA ETF 46434V290 359 8945 SH SOLE 1 0 0 8945 ISHARES TRUST NATIONAL MUN ETF NATIONAL MUN ETF 464288414 321 2883 SH SOLE 1 0 0 2883 ISHARES TRUST RUS 1000 ETF RUS 1000 ETF 464287622 7211 45840 SH SOLE 1 0 0 45840 ISHARES TRUST RUS 1000 GRW ETF RUS 1000 GRW ETF 464287614 2551 16854 SH SOLE 1 0 0 16854 ISHARES TRUST RUS 1000 VAL ETF RUS 1000 VAL ETF 464287598 4752 38483 SH SOLE 1 0 0 38483 ISHARES TRUST RUS 2000 VAL ETF RUS 2000 VAL ETF 464287630 776 6470 SH SOLE 1 0 0 6470 ISHARES TRUST RUS MID CAP ETF RUS MID CAP ETF 464287499 682 12644 SH SOLE 1 0 0 12644 ISHARES TRUST RUS TOP 200 ETF TOP 200 ETF 464289446 271 4135 SH SOLE 1 0 0 4135 ISHARES TRUST RUS TP200 GR ETF TOP 200 ETF 464289438 483 5878 SH SOLE 1 0 0 5878 ISHARES TRUST RUSSELL 3000 ETF RUSSELL 3000 ETF 464287689 1177 7058 SH SOLE 1 0 0 7058 ISHARES TRUST S&P 100 ETF S&P 100 ETF 464287101 205 1640 SH SOLE 1 0 0 1640 ISHARES TRUST S&P 500 VAL ETF S&P 500 VAL ETF 464287408 265 2350 SH SOLE 1 0 0 2350 ISHARES TRUST SELECT DIVID ETF SELECT DIVID ETF 464287168 839 8547 SH SOLE 1 0 0 8547 ISHARES TRUST SHORT TREAS BD ETF SHORT TREAS BD ETF 464288679 1189 10757 SH SOLE 1 0 0 10757 ISHARES TRUST TIPS BD ETF TIPS BD ETF 464287176 577 5103 SH SOLE 1 0 0 5103 ISHARES TRUST U.S. CNSM SV ETF U.S. CNSM SV ETF 464287580 843 4128 SH SOLE 1 0 0 4128 ISHARES TRUST U.S. REAL ES ETF U.S. REAL ES ETF 464287739 669 7683 SH SOLE 1 0 0 7683 ISHARES TRUST U.S. UTILITS ETF UTILITS ETF 464287697 360 2447 SH SOLE 1 0 0 2447 ISHARES TRUST US AER DEF ETF US AER DEF ETF 464288760 1121 5615 SH SOLE 1 0 0 5615 ISHARES TRUST US HLTHCARE ETF US HLTHCARE ETF 464287762 488 2520 SH SOLE 1 0 0 2520 ISHARES TRUST US INDUSTRIALS ETF US INDUSTRIALS ETF 464287754 291 1920 SH SOLE 1 0 0 1920 ISHARES TRUST US TREAS BD ETF US TREAS BD ETF 46429B267 1452 57536 SH SOLE 1 0 0 57536 ISHARES TRUST USA MOMENTUM FCT ETF USA MOMENTUM FCT ETF 46432F396 1012 9022 SH SOLE 1 0 0 9022 ISHARES TRUST USA QUALITY FCTR ETF FCTR ETF 46432F339 428 4831 SH SOLE 1 0 0 4831 JP MORGAN ETF TRUST ULTRA SHRT INC ETF ULTRA SHRT INC ETF 46641Q837 4200 83504 SH SOLE 1 0 0 83504 JP MORGAN ETF TRUST ULTRA SHRT MUNICIPAL INC ETF SHRT MUNICIPAL INC ETF 46641Q654 599 11905 SH SOLE 1 0 0 11905 JPMORGAN CHASE & CO. COM COM 46625H100 323 3188 SH SOLE 1 0 0 3188 KITOV PHARMA LTD WARRANT WARRANT 49803V115 38 198524 SH SOLE 1 0 0 198524 LAM RESEARCH CORP COM COM 512807108 237 1323 SH SOLE 1 0 0 1323 LEXICON PHARMACEUTICALS INC COM COM 528872302 60 10750 SH SOLE 1 0 0 10750 MCDONALD'S CORPORATION COM COM 580135101 224 1178 SH SOLE 1 0 0 1178 MICRON TECHNOLOGY INC COM COM 595112103 599 14484 SH SOLE 1 0 0 14484 MICROSOFT CORP COM COM 594918104 497 4212 SH SOLE 1 0 0 4212 NVIDIA CORP COM COM 67066G104 212 1183 SH SOLE 1 0 0 1183 PIMCO DYNAMIC INCOME FD SHS SHS 72201Y101 737 22975 SH SOLE 1 0 0 22975 PROCTER & GAMBLE CO COM COM 742718109 627 6023 SH SOLE 1 0 0 6023 SELECT SECTOR SPDR TRUST ENERGY ETF ENERGY ETF 81369Y506 279 4215 SH SOLE 1 0 0 4215 SELECT SECTOR SPDR TRUST SBI INT-FINL ETF INT-FINL ETF 81369Y605 1085 42188 SH SOLE 1 0 0 42188 SENSEONICS HOLDINGS INC COM COM 81727U105 47 19287 SH SOLE 1 0 0 19287 SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF PORTFOLIO DEVLPD ETF 78463X889 6405 219286 SH SOLE 1 0 0 219286 SPDR INDEX SHARES FUNDS PORTFOLIO EMG MK ETF PORTFOLIO EMG MK ETF 78463X509 1573 43980 SH SOLE 1 0 0 43980 SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT ETF 78462F103 227 804 SH SOLE 1 0 0 804 SPDR SERIES TRUST NUVEEN BRC MUNIC ETF NUVEEN BRC MUNIC ETF 78468R721 248 5041 SH SOLE 1 0 0 5041 SPDR SERIES TRUST PORTFOLIO INTRMD ETF PORTFOLIO INTRMD ETF 78464A375 285 8345 SH SOLE 1 0 0 8345 SPDR SERIES TRUST PORTFOLIO LR ETF PORTFOLIO LR ETF 78464A854 6515 196060 SH SOLE 1 0 0 196060 SPDR SERIES TRUST PORTFOLIO MD ETF PORTFOLIO MD ETF 78464A847 1934 58024 SH SOLE 1 0 0 58024 SPDR SERIES TRUST PORTFOLIO SHORT ETF PORTFOLIO SHORT ETF 78464A474 1919 62805 SH SOLE 1 0 0 62805 SPDR SERIES TRUST PORTFOLIO SM ETF PORTFOLIO SM ETF 78468R853 1410 46653 SH SOLE 1 0 0 46653 SPDR SERIES TRUST PORTFOLIO TL STK ETF PORTFOLIO TL STK ETF 78464A805 1020 28982 SH SOLE 1 0 0 28982 SPDR SERIES TRUST PRTFLO S&P500 GW ETF PRTFLO S&P500 GW ETF 78464A409 1822 48977 SH SOLE 1 0 0 48977 SPDR SERIES TRUST S&P 600 SML CAP ETF S&P 600 SML CAP ETF 78464A813 380 5706 SH SOLE 1 0 0 5706 TRAVELCENTERS OF AMERICA COM COM 894174101 54 13112 SH SOLE 1 0 0 13112 VANGUARD INDEX FUNDS GROWTH ETF GROWTH ETF 922908736 373 2835 SH SOLE 1 0 0 2835 VANGUARD INDEX FUNDS LARGE CAP ETF LARGE CAP ETF 922908637 273 2100 SH SOLE 1 0 0 2100 VANGUARD INDEX FUNDS MID CAP ETF MID CAP ETF 922908629 433 2694 SH SOLE 1 0 0 2694 VANGUARD INDEX FUNDS SMALL CP ETF SMALL CP ETF 922908751 686 4487 SH SOLE 1 0 0 4487 VANGUARD INDEX FUNDS TOTAL STK MKT ETF TOTAL STK MKT ETF 922908769 290 2003 SH SOLE 1 0 0 2003 VANGUARD INDEX FUNDS VALUE ETF VALUE ETF 922908744 3804 35346 SH SOLE 1 0 0 35346 VANGUARD INTL EQUI FTSE EMR MKT ETF FTSE EMR MKT ETF 922042858 1755 41303 SH SOLE 1 0 0 41303 VANGUARD INTL EQUI FTSE EUROPE ETF FTSE EUROPE ETF 922042874 434 8102 SH SOLE 1 0 0 8102 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS ETF SHORT TERM TREAS ETF 92206C102 1051 17402 SH SOLE 1 0 0 17402 VANGUARD SPECIALIZED FUNDS DIV APP ETF DIV APP ETF 921908844 4003 36508 SH SOLE 1 0 0 36508 VANGUARD TAX MANAGED FUND FTSE DEV MKT ETF FTSE DEV MKT ETF 921943858 4319 105681 SH SOLE 1 0 0 105681 VANGUARD WHITEHALL FUNDS HIGH DIV YLD ETF HIGH DIV YLD ETF 921946406 782 9129 SH SOLE 1 0 0 9129 VANGUARD WORLD FDS INF TECH ETF INF TECH ETF 92204A702 649 3233 SH SOLE 1 0 0 3233 VICTORY PORTFOLIOS II VCSHS DEV ENH VL ETF VCSHS DEV ENH VL ETF 92647N816 319 10101 SH SOLE 1 0 0 10101 VICTORY PORTFOLIOS II VCSHS US 500 ENH ETF VCSHS US 500 ENH ETF 92647N782 745 15941 SH SOLE 1 0 0 15941 VICTORY PORTFOLIOS II VCSHS US EQ INCM ETF VCSHS US EQ INCM ETF 92647N824 598 13424 SH SOLE 1 0 0 13424 WISDOMTREE TRUST FLOATNG RAT TREA ETF FLOATING RAT TREA ETF 97717X628 660 26299 SH SOLE 1 0 0 26299