0001697029-18-000004.txt : 20181114 0001697029-18-000004.hdr.sgml : 20181114 20181114125046 ACCESSION NUMBER: 0001697029-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wealth & Pension Services Group, Inc. CENTRAL INDEX KEY: 0001697029 IRS NUMBER: 161629047 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18898 FILM NUMBER: 181182118 BUSINESS ADDRESS: STREET 1: 2727 PACES FERRY RD. SE STREET 2: BLDG. TWO, SUITE 1475 CITY: ATLANTA STATE: GA ZIP: 30339 BUSINESS PHONE: 7703330113 MAIL ADDRESS: STREET 1: 2727 PACES FERRY RD. SE STREET 2: BLDG. TWO, SUITE 1475 CITY: ATLANTA STATE: GA ZIP: 30339 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001697029 XXXXXXXX 09-30-2018 09-30-2018 Wealth & Pension Services Group, Inc.

2727 PACES FERRY RD. SE BLDG. TWO, SUITE 1475 ATLANTA GA 30339

13F COMBINATION REPORT 028-18898 0001316397 028-11093 Aurora Investment Counsel N William James Kring 770.333.0113 William James Kring Atlanta GA 11-14-2018 0 76 99608 false INFORMATION TABLE 2 infotable_13f.xml 22ND CENTURY GROUP INC COM COM 90137F103 87 30800 SH SOLE 1 0 0 30800 AMAZON.COM INC COM COM 023135106 330 165 SH SOLE 1 0 0 165 APPLE INC COM COM 037833100 1043 4622 SH SOLE 1 0 0 4622 BANK OF AMERICA CORP COM COM 060505104 414 14041 SH SOLE 1 0 0 14041 CERNER CORP COM COM 156782104 218 3390 SH SOLE 1 0 0 3390 COCA COLA CO COM COM 191216100 352 7610 SH SOLE 1 0 0 7610 COLGATE PALMOLIVE CO COM COM 194162103 443 6619 SH SOLE 1 0 0 6619 COLONY CREDIT REAL ESTATE INC COM CL A COM CL A 19625T101 2031 92352 SH SOLE 1 0 0 92352 DELTA AIR LINES INC COM COM 247361702 763 13190 SH SOLE 1 0 0 13190 ENTERPRISE PRODUCTS PARTNERS COM COM 293792107 310 10784 SH SOLE 1 0 0 10784 FS INVT CORP COM COM 302635107 510 72408 SH SOLE 1 0 0 72408 HORMEL FOODS CORP COM COM 440452100 969 24600 SH SOLE 1 0 0 24600 INVESCO MORTGAGE CAPITAL INC COM COM 46131B100 189 11962 SH SOLE 1 0 0 11962 INVESCO OPTIMUM YIELD ETF OPTIMUM YIELD ETF 46090F100 191 10162 SH SOLE 1 0 0 10162 INVESCO QQQ TR UNIT SER 1 ETF UNIT SER 1 ETF 46090E103 849 4571 SH SOLE 1 0 0 4571 ISHARES BROAD USD INVT GRD CORP BD ETF BROAD USD INVT GRD CORP BD ETF 464288620 1713 31940 SH SOLE 1 0 0 31940 ISHARES CORE HIGH DV ETF CORE HIGH DV ETF 46429B663 269 2975 SH SOLE 1 0 0 2975 ISHARES CORE MSCI EMKT ETF CORE MSCI EMKT ETF 46434G103 444 8572 SH SOLE 1 0 0 8572 ISHARES CORE S&P MCP ETF CORE S&P MCP ETF 464287507 1658 8235 SH SOLE 1 0 0 8235 ISHARES CORE S&P TTL STK ETF CORE S&P TTL STK ETF 464287150 1782 26741 SH SOLE 1 0 0 26741 ISHARES CORE S&P500 ETF CORE S&P500 ETF 464287200 3838 13113 SH SOLE 1 0 0 13113 ISHARES CORE US AGGBD ET ETF CORE US AGGBD ET ETF 464287226 2292 21716 SH SOLE 1 0 0 21716 ISHARES DOW JONES US ETF DOW JONES US ETF 464287846 780 5358 SH SOLE 1 0 0 5358 ISHARES EAFE SML CP ETF EAFE SML CP ETF 464288273 2008 32243 SH SOLE 1 0 0 32243 ISHARES GRWT ALLOCAT ETF GRWT ALLOCAT ETF 464289867 679 15047 SH SOLE 1 0 0 15047 ISHARES IBOXX HI YD ETF IBOXX HI YD ETF 464288513 1802 20848 SH SOLE 1 0 0 20848 ISHARES INT RT HDG C B ETF INT RT HDG C B ETF 46431W705 793 8159 SH SOLE 1 0 0 8159 ISHARES INTRM TR CRP ETF INTRM TR CRP ETF 464288638 1788 33669 SH SOLE 1 0 0 33669 ISHARES MBS ETF MBS ETF 464288588 1855 17954 SH SOLE 1 0 0 17954 ISHARES MIN VOL USA ETF MIN VOL USA ETF 46429B697 1661 29115 SH SOLE 1 0 0 29115 ISHARES MRNGSTR LG-CP ET ETF MRNGSTR LG-CP ET ETF 464287127 770 4574 SH SOLE 1 0 0 4574 ISHARES MSCI BRAZIL ETF MSCI BRAZIL ETF 464286400 481 14267 SH SOLE 1 0 0 14267 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 219 3219 SH SOLE 1 0 0 3219 ISHARES MSCI EMG MKT ETF MSCI EMG MKT ETF 464287234 488 11362 SH SOLE 1 0 0 11362 ISHARES NATIONAL MUN ETF NATIONAL MUN ETF 464288414 311 2882 SH SOLE 1 0 0 2882 ISHARES RUS 1000 GRW ETF RUS 1000 GRW ETF 464287614 4650 29814 SH SOLE 1 0 0 29814 ISHARES RUS 1000 VAL ETF RUS 1000 VAL ETF 464287598 8358 66012 SH SOLE 1 0 0 66012 ISHARES RUS 2000 VAL ETF RUS 2000 VAL ETF 464287630 1245 9364 SH SOLE 1 0 0 9364 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 506 3002 SH SOLE 1 0 0 3002 ISHARES RUSSELL 3000 ETF RUSSELL 3000 ETF 464287689 2048 11884 SH SOLE 1 0 0 11884 ISHARES S&P 500 VAL ETF S&P 500 VAL ETF 464287408 504 4350 SH SOLE 1 0 0 4350 ISHARES S&P SML 600 GWT ETF S&P SML 600 GWT ETF 464287887 248 1230 SH SOLE 1 0 0 1230 ISHARES S&P US PFD STK ETF S&P US PFD STK ETF 464288687 1219 32822 SH SOLE 1 0 0 32822 ISHARES SELECT DIVID ETF SELECT DIVID ETF 464287168 1382 13851 SH SOLE 1 0 0 13851 ISHARES TIPS BD ETF TIPS BD ETF 464287176 636 5747 SH SOLE 1 0 0 5747 ISHARES TRUST CORE MSCI EURO ETF CORE MSCI EURO ETF 46434V738 643 13414 SH SOLE 1 0 0 13414 ISHARES TRUST HDG MSCI EAFE ETF HDG MSCI EAFE ETF 46434V803 730 24372 SH SOLE 1 0 0 24372 ISHARES U.S. CNSM SV ETF U.S. CNSM SV ETF 464287580 857 4046 SH SOLE 1 0 0 4046 ISHARES US AER DEF ETF US AER DEF ETF 464288760 373 1722 SH SOLE 1 0 0 1722 ISHARES US INDUSTRIALS ETF US INDUSTRIALS ETF 464287754 729 4672 SH SOLE 1 0 0 4672 ISHARES USA MOMENTUM FCT ETF USA MOMENTUM FCT ETF 46432F396 748 6289 SH SOLE 1 0 0 6289 JP MORGAN CHASE & CO COM COM 46625H100 338 2995 SH SOLE 1 0 0 2995 JP MORGAN ULTRA SHRT INC ETF ULTRA SHRT INC ETF 46641Q837 1388 27684 SH SOLE 1 0 0 27684 KITOV PHARMA LTD WARRANT WARRANT 49803V115 77 142750 SH SOLE 1 0 0 142750 LAM RESEARCH CORP COM COM 512807108 416 2745 SH SOLE 1 0 0 2745 MICRON TECHNOLOGY INC COM COM 595112103 969 21423 SH SOLE 1 0 0 21423 MICROSOFT CORP COM COM 594918104 479 4188 SH SOLE 1 0 0 4188 SELECT SECTOR SPDR TRUST ENERGY ETF ENERGY ETF 81369Y506 350 4625 SH SOLE 1 0 0 4625 SELECT SECTOR SPDR TRUST SBI INT-FINL ETF SBI INT-FINL ETF 81369Y605 1121 40630 SH SOLE 1 0 0 40630 SPDR FTSE PORTFOLIO INTRMD ETF PORTFOLIO INTRMD ETF 78464A375 399 11974 SH SOLE 1 0 0 11974 SPDR FTSE PORTFOLIO LR ETF PORTFOLIO LR ETF 78464A854 10312 302674 SH SOLE 1 0 0 302674 SPDR FTSE PORTFOLIO MD ETF PORTFOLIO MD ETF 78464A847 1550 42873 SH SOLE 1 0 0 42873 SPDR FTSE S&P 600 SML CAP ETF S&P 600 SML CAP ETF 78464A813 357 4725 SH SOLE 1 0 0 4725 SPDR FTSE S&P REGL BKG ETF S&P REGL BKG ETF 78464A698 344 5793 SH SOLE 1 0 0 5793 SPDR SERIES TRUST NUVEEN BRC MUNIC ETF NUVEEN BRC MUNIC ETF 78468R721 399 8393 SH SOLE 1 0 0 8393 SPDR SERIES TRUST PORTFOLIO SM ETF PORTFOLIO SM ETF 78468R853 959 28854 SH SOLE 1 0 0 28854 SSGA ACTIVE ETF TRUST MULT ASS RLRTN ETF MULT ASS RLRTN ETF 78467V103 827 31264 SH SOLE 1 0 0 31264 VANGUARD DIV APP ETF DIV APP ETF 921908844 5464 49363 SH SOLE 1 0 0 49363 VANGUARD FTSE DEV MKT ETF FTSE DEV MKT ETF 921943858 7221 166886 SH SOLE 1 0 0 166886 VANGUARD FTSE EMR MKT ETF FTSE EMR MKT ETF 922042858 2409 58756 SH SOLE 1 0 0 58756 VANGUARD FTSE EUROPE ETF FTSE EUROPE ETF 922042874 628 11178 SH SOLE 1 0 0 11178 VANGUARD GROWTH ETF GROWTH ETF 922908736 388 2411 SH SOLE 1 0 0 2411 VANGUARD HIGH DIV YLD ETF HIGH DIV YLD ETF 921946406 815 9359 SH SOLE 1 0 0 9359 VANGUARD LARGE CAP ETF LARGE CAP ETF 922908637 301 2255 SH SOLE 1 0 0 2255 VANGUARD VALUE ETF VALUE ETF 922908744 2620 23671 SH SOLE 1 0 0 23671 VANGUARD VG TL INTL STK F ETF VG TL INTL STK F ETF 921909768 271 5011 SH SOLE 1 0 0 5011