0001696778-21-000005.txt : 20210816 0001696778-21-000005.hdr.sgml : 20210816 20210816162750 ACCESSION NUMBER: 0001696778-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Worth Venture Partners, LLC CENTRAL INDEX KEY: 0001696778 IRS NUMBER: 461377713 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17947 FILM NUMBER: 211178766 BUSINESS ADDRESS: STREET 1: 295 SUNSET AVENUE CITY: ENGLEWOOD STATE: NJ ZIP: 07631 BUSINESS PHONE: 2125589017 MAIL ADDRESS: STREET 1: 295 SUNSET AVENUE CITY: ENGLEWOOD STATE: NJ ZIP: 07631 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001696778 XXXXXXXX 06-30-2021 06-30-2021 Worth Venture Partners, LLC

295 SUNSET AVENUE ENGLEWOOD NJ 07631

13F HOLDINGS REPORT 028-17947 N Laurence Wiseman (212) 558-9017 /s/Laurence Wiseman Englewood NJ 08-16-2021 2 115 268775 false 1 0001578299 028-17749 DLD Asset Management, LP 2 0001835943 028-20823 AIGH Capital Management LLC INFORMATION TABLE 2 wvp13f.xml A10 NETWORKS INC COM 002121101 767 68130 SH SOLE 0 68130 0 0 AMERICAN AIRLS GROUP INC PUT 02376R952 22 68800 SH Put OTR 1 0 68800 0 AMERICAN AIRLS GROUP INC NOTE 6.500% 7/0 02376RAF9 4609 2934000 PRN OTR 1 0 2934000 0 ADAMAS PHARMACEUTICALS INC COM 00548A106 3119 590730 SH OTR 2 0 590730 0 AIRGAIN INC COM 00938A104 1813 87910 SH SOLE 0 87910 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 1363 1038000 PRN OTR 1 0 1038000 0 ALIMERA SCIENCES INC COM NEW 016259202 1159 127333 SH OTR 2 0 127333 0 ALLENA PHARMACEUTICALS COM 018119107 967 744200 SH OTR 2 0 744200 0 ALLOT LTD SHS M0854Q105 1459 73561 SH SOLE 0 73561 0 0 ALARM COM HLDGS INC PUT 011642955 24 11100 SH Put OTR 1 0 11100 0 AMERCO COM 023586100 242 410 SH SOLE 0 410 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 197 22200 SH SOLE 0 22200 0 0 ANNOVIS BIO INC COM 03615A108 2896 33834 SH OTR 2 0 33834 0 ARIDIS PHARMACEUTICALS INC COM 040334104 780 105413 SH OTR 2 0 105413 0 ASPEN AEROGELS INC COM 04523Y105 4389 146687 SH OTR 2 0 146687 0 AT HOME GROUP INC COM 04650Y100 1376 37346 SH SOLE 0 37346 0 0 AVAYA HLDGS CORP COM 05351X101 2482 92279 SH OTR 2 0 92279 0 AVIAT NETWORKS INC COM NEW 05366Y201 4554 138974 SH OTR 2 0 138974 0 AVAYA HLDGS CORP CALL 05351X901 88 70500 SH Call OTR 2 0 70500 0 BK OF AMERICA CORP COM 060505104 1065 25842 SH SOLE 0 25842 0 0 BK TECHNOLOGIES CORPORATION COM 05587G104 982 311684 SH OTR 2 0 311684 0 BLACKSTONE MTG TR INC COM CL A 09257W100 220 6900 SH SOLE 0 6900 0 0 BLOOMIN BRANDS INC NOTE 5.000% 5/0 094235AB4 7356 3028000 PRN OTR 1 0 3028000 0 BLOOMIN BRANDS INC PUT 094235958 13 33600 SH Put OTR 1 0 33600 0 BIOMARIN PHARMACEUTICAL INC NOTE 1.250% 5/1 09061GAK7 714 708000 PRN OTR 1 0 708000 0 BOOKING HOLDINGS INC COM 09857L108 2044 934 SH OTR 1 0 934 0 BRAINSWAY LTD SPONSORED ADS 10501L106 1822 178600 SH OTR 2 0 178600 0 BRIGHTCOVE INC COM 10921T101 1368 95323 SH SOLE 0 95323 0 0 CARDLYTICS INC COM 14161W105 3077 24245 SH SOLE 0 24245 0 0 CARVANA CO CL A 146869102 3045 10089 SH SOLE 0 10089 0 0 CARNIVAL CORP PUT 143658950 21 73600 SH Put OTR 1 0 73600 0 CHECK POINT SOFTWARE TECH LT PUT M22465954 100 21900 SH Put SOLE 0 21900 0 0 CITY OFFICE REIT INC COM 178587101 233 18750 SH SOLE 0 18750 0 0 CINEMARK HLDGS INC PUT 17243V952 6 41700 SH Put OTR 1 0 41700 0 COLUMBIA PPTY TR INC COM NEW 198287203 241 13847 SH SOLE 0 13847 0 0 CTO RLTY GROWTH INC NEW COM 22948Q101 345 6455 SH SOLE 0 6455 0 0 CYBEROPTICS CORP COM 232517102 4266 104140 SH OTR 2 0 104140 0 CYCLO THERAPEUTICS INC *W EXP 11/14/202 23254X110 458 88690 SH OTR 2 0 88690 0 DATA I O CORP COM 237690102 676 99266 SH OTR 2 0 99266 0 DIGITAL TURBINE INC COM NEW 25400W102 1040 13673 SH SOLE 0 13673 0 0 DSP GROUPS INC COM 23332B106 1009 68154 SH SOLE 0 68154 0 0 DZS INC COM 268211109 5245 252752 SH OTR 2 0 252752 0 EDAP TMS S A SPONSORED ADR 268311107 2009 283368 SH OTR 2 0 283368 0 EMCORE CORP COM NEW 290846203 7318 793709 SH OTR 2 0 793709 0 ENVESTNET INC COM 29404K106 2361 31120 SH SOLE 0 31120 0 0 EQUITY COMWLTH COM SH BEN INT 294628102 242 9253 SH SOLE 0 9253 0 0 EVOKE PHARMA INC COM 30049G104 545 397742 SH OTR 2 0 397742 0 EXPEDIA GROUP INC CALL NEW 30212P303 286 1745 SH OTR 1 0 1745 0 NATIONAL VISION HLDGS INC NOTE 2.500% 5/1 63845RAB3 3127 1769000 PRN OTR 1 0 1769000 0 FARO TECHNOLOGIES INC COM 311642102 679 8727 SH SOLE 0 8727 0 0 FRANKLIN COVEY CO COM 353469109 882 27279 SH SOLE 0 27279 0 0 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 8159 6087000 PRN OTR 1 0 6087000 0 GALERA THERAPEUTICS INC COM 36338D108 4612 469174 SH OTR 2 0 469174 0 GUESS INC NOTE 2.000% 4/1 401617AD7 4953 3964000 PRN OTR 1 0 3964000 0 GUESS INC PUT 401617955 7 47800 SH Put OTR 1 0 47800 0 HANCOCK JAFFE LABORATORIES I COM NEW 41015N304 569 82886 SH OTR 2 0 82886 0 HELIUS MED TECHNOLOGIES INC COM CL A NEW 42328V603 304 17915 SH OTR 2 0 17915 0 HTG MOLECULAR DIAGNOSTICS INC COM NEW 40434H203 832 143135 SH OTR 2 0 143135 0 ISHARES TR PUT 464288954 1 40500 SH Put OTR 2 0 40500 0 IDEAL PWR INC COM NEW 451622203 427 33572 SH OTR 2 0 33572 0 ISHARES TR PUT 464287955 577 175300 SH Put OTR 2 0 175300 0 JBG SMITH PPPTYS COM 46590V100 217 6900 SH SOLE 0 6900 0 0 JETBLUE AWYS CORP COM 477143101 995 59267 SH OTR 1 0 59267 0 LIVENT CORP NOTE 4.125% 7/1 53814LAB4 3666 1523000 PRN OTR 1 0 1523000 0 LUNA INNOVATIONS INC COM 550351100 1328 122626 SH SOLE 0 122626 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 10924 7202000 PRN OTR 1 0 7202000 0 ALLSCRIPTS HEALTHCARE SOLUTN NOTE 0.875% 1/0 01988PAF5 4029 2685000 PRN OTR 1 0 2685000 0 MEDICENNA THERAPEUTI CORP COM 58490H107 647 215030 SH OTR 2 0 215030 0 MICROCHIP TECHNOLOGY INC. 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