The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
A10 NETWORKS ORD Common Stock 002121101 488 78,590 SH   SOLE 0 78,590 0 0
ACOR Jul0 2.0 P Put 00484M956 48 22,900 SH Put OTR 1 0 22,900 0
ACOR Jul0 2.0 P Put 00484M956 160 77,300 SH Put OTR 1 0 77,300 0
ADAMAS PHARMACEUTICALS ORD Common Stock 00548A106 343 118,780 SH   SOLE 0 118,780 0 0
ADAMAS PHARMACEUTICALS ORD Common Stock 00548A106 111 38,362 SH   OTR 1 0 38,362 0
AIRGAIN ORD Common Stock 00938A104 963 130,272 SH   SOLE 0 130,272 0 0
ALIMERA SCIENCES ORD New Common Stock 016259202 390 97,535 SH   SOLE 0 97,535 0 0
ALIMERA SCIENCES ORD New Common Stock 016259202 119 29,798 SH   OTR 1 0 29,798 0
ALLENA PHARMACEUTICALS ORD Common Stock 018119107 88 91,728 SH   SOLE 0 91,728 0 0
ALLENA PHARMACEUTICALS ORD Common Stock 018119107 11 11,066 SH   OTR 1 0 11,066 0
ANNOVIS BIO ORD Common Stock 03615A108 325 108,240 SH   SOLE 0 108,240 0 0
ANNOVIS BIO ORD Common Stock 03615A108 107 35,510 SH   OTR 1 0 35,510 0
ANTMX 2.750 10/15/42 CVT NOTE 2.750%10/1 94973VBG1 773 243,000 PRN   OTR 1 0 243,000 0
ANTMX 2.750 10/15/42 CVT NOTE 2.750%10/1 94973VBG1 7,306 2,297,000 PRN   OTR 1 0 2,297,000 0
APLS Jul0 25.0 P Put 03753U956 47 11,700 SH Put OTR 1 0 11,700 0
APTEVO THERAPEUTICS ORD New Common Stock 03835L207 102 27,645 SH   SOLE 0 27,645 0 0
APTEVO THERAPEUTICS ORD New Common Stock 03835L207 29 7,705 SH   OTR 1 0 7,705 0
ARGAN ORD Common Stock 04010E109 484 6,488 SH   SOLE 0 6,488 0 0
ARGAN ORD Common Stock 04010E109 12 3,839 SH   SOLE 0 3,839 0 0
ASPEN AEROGELS ORD Common Stock 04523Y105 1,054 171,626 SH   SOLE 0 171,626 0 0
ASPEN AEROGELS ORD Common Stock 04523Y105 224 36,518 SH   OTR 1 0 36,518 0
ATEX Apr0 55.0 C Call 03676C900 2 800 SH Call OTR 1 0 800 0
ATEX May0 45.0 C Call 03676C900 13 1,800 SH Call OTR 1 0 1,800 0
ATEX May0 50.0 C Call 03676C900 691 116,100 SH Call OTR 1 0 116,100 0
AVDL Jun0 12.5 C Call 05337M904 219 186,000 SH Call OTR 1 0 186,000 0
AVDL Jun0 7.5 C Call 05337M904 228 81,500 SH Call OTR 1 0 81,500 0
AVDL Sep0 5.0 P Call 05337M954 23 13,400 SH Put OTR 1 0 13,400 0
AVDL Sep0 5.0 P Call 05337M954 80 45,400 SH Put OTR 1 0 45,400 0
BIODELIVERY SCIENCE INTERNATIONL ORD Common Stock 09060J106 422 111,435 SH   SOLE   111,435 0 0
BIODELIVERY SCIENCE INTERNATIONL ORD Common Stock 09060J106 129 34,115 SH   OTR 1 0 34,115 0
BIOLASE ORD New Common Stock 090911207 173 460,329 SH   SOLE 0 460,329 0 0
BIOLASE ORD New Common Stock 090911207 39 103,620 SH   OTR 1 0 103,620 0
BIOMARIN PHARMACEUTICAL ORD Common Stock 09061G101 176 2,080 SH   OTR 1 0 2,080 0
BIOMARIN PHARMACEUTICAL ORD Common Stock 09061G101 595 7,040 SH   OTR 1 0 7,040 0
BJRI Apr0 17.5 C Call 09180C906 24 41,500 SH Call OTR 1 0 41,500 0
BMRN Apr0 65.0 P Put 09061G951 0 600 SH Put OTR 1 0 600 0
BMRN Apr0 65.0 P Put 09061G951 2 2,300 SH Put OTR 1 0 2,300 0
BMRN Apr0 70.0 P Put 09061G951 2 800 SH Put OTR 1 0 800 0
BMRN Apr0 70.0 P Put 09061G951 6 2,700 SH Put OTR 1 0 2,700 0
BMRN Apr0 75.0 P Put 09061G951 1 1,300 SH Put OTR 1 0 1,300 0
BMRN Apr0 75.0 P Put 09061G951 4 4,400 SH Put OTR 1 0 4,400 0
BMRN Apr0 100.0C Call 09061G901 0 700 SH Call OTR 1 0 700 0
BMRN Apr0 100.0C Call 09061G901 0 2,800 SH Call OTR 1 0 2,800 0
BMRN Apr0 95.0 C Call 09061G901 2 2,600 SH Call OTR 1 0 2,600 0
BMRN Apr0 95.0 C Call 09061G901 6 8,800 SH Call OTR 1 0 8,800 0
BOINGO WIRELESS ORD Common Stock 09739C102 666 62,755 SH   SOLE 0 62,755 0 0
BOINGO WIRELESS ORD Common Stock 09739C102 205 19,308 SH   OTR 1 0 19,308 0
CASSAVA SCIENCES ORD Common Stock 14817C107 12 2,925 SH   SOLE 0 2,925 0 0
CASSAVA SCIENCES ORD Common Stock 14817C107 141 34,297 SH   SOLE 0 34,297 0 0
CASSAVA SCIENCES ORD Common Stock 14817C107 43 10,413 SH   OTR 1 0 10,413 0
CASSAVA SCIENCES ORD Common Stock 14817C107 4 900 SH   OTR 1 0 900 0
CATABASIS PHARMACEUTICALS ORD New Common Stock 14875P206 508 122,297 SH   SOLE 0 122,297 0 0
CATABASIS PHARMACEUTICALS ORD New Common Stock 14875P206 166 40,114 SH   OTR 1 0 40,114 0
CATALYST BIOSCIENCES ORD New Common Stock 14888D208 426 97,530 SH   SOLE 0 97,530 0 0
CATALYST BIOSCIENCES ORD New Common Stock 14888D208 138 31,636 SH   OTR 1 0 31,636 0
CATALYST PHARMACEUTICALS ORD Common Stock 14888U101 683 177,500 SH   SOLE 0 177,500 0 0
CATALYST PHARMACEUTICALS ORD Common Stock 14888U101 220 57,125 SH   OTR 1 0 57,125 0
CBAY Apr0 2.5 C Call 23257D903 4 166,900 SH Call OTR 1 0 166,900 0
CLEARFIELD ORD Common Stock 18482P103 890 75,089 SH   SOLE 0 75,089 0 0
CLEARPOINT NEURO ORD Common Stock 18507C103 216 60,317 SH   SOLE 0 60,317 0 0
CLEARPOINT NEURO ORD Common Stock 18507C103 74 20,594 SH   OTR 1 0 20,594 0
CLF 1.500 01/15/25 CVT DBCV 1.500% 1/1 185899AA9 700 975,000 PRN   OTR 1 0 975,000 0
CLF 1.500 01/15/25 CVT DBCV 1.500% 1/1 185899AA9 2,370 3,300,000 PRN   OTR 1 0 3,300,000 0
COOP Apr0 7.5 C Call 62482R907 120 119,500 SH Call OTR 1 0 119,500 0
CYBEROPTICS ORD Common Stock 232517102 807 47,158 SH   SOLE 0 47,158 0 0
CYBEROPTICS ORD Common Stock 232517102 266 15,542 SH   OTR 1 0 15,542 0
CZR 5.000 10/01/24 CVT NOTE 5.000%10/0 127686AA1 408 377,000 PRN   OTR 1 0 377,000 0
CZR 5.000 10/01/24 CVT NOTE 5.000%10/0 127686AA1 1,997 1,846,000 PRN   OTR 1 0 1,846,000 0
CZR Jun0 4.0 P Put 127686953 2 2,900 SH Put OTR 1 0 2,900 0
CZR Jun0 4.0 P Put 127686953 5 9,800 SH Put OTR 1 0 9,800 0
CZR Jun0 7.0 P Put 127686953 10 6,800 SH Put OTR 1 0 6,800 0
CZR Jun0 7.0 P Put 127686953 47 31,300 SH Put OTR 1 0 31,300 0
DHI GROUP ORD Common Stock 23331S100 392 181,270 SH   SOLE 0 181,270 0 0
DIAMEDICA THERAPEUTI ORD New Common Stock 25253X207 239 85,443 SH   SOLE 0 85,443 0 0
DIAMEDICA THERAPEUTI ORD New Common Stock 25253X207 57 20,399 SH   OTR 1 0 20,399 0
DIGITAL TURBINE ORD New Common Stock 25400W102 848 196,727 SH   SOLE 0 196,727 0 0
DROPBOX CL A ORD CL A 26210C104 1,441 79,620 SH   SOLE 0 79,620 0 0
DROPBOX CL A ORD CL A 26210C104 473 26,130 SH   OTR 1 0 26,130 0
DSP GROUP ORD Common Stock 23332B106 834 62,231 SH   SOLE 0 62,231 0 0
DUOS TECHNOLOGIES GROUP ORD Common Stock 266042407 118 24,940 SH   SOLE 0 24,940 0 0
DUOS TECHNOLOGIES GROUP ORD Common Stock 266042407 46 9,699 SH   OTR 1 0 9,699 0
FARO TECHNOLOGIES ORD Common Stock 311642102 388 8,718 SH   SOLE 0 8,718 0 0
FWONA 1.375 10/15/23 CVT NOTE 1.375%10/1 531229AB8 2,885 2,986,000 PRN   OTR 1 0 2,986,000 0
FWONA 1.375 10/15/23 CVT NOTE 1.375%10/1 531229AB8 4,810 4,978,000 PRN   OTR 1 0 4,978,000 0
FWONA 1.375 10/15/23 CVT NOTE 1.375%10/1 531229AB8 15,230 15,762,000 PRN   OTR 1 0 15,762,000 0
ICPT 2.000 05/15/26 CVT NOTE 2.000% 5/1 45845PAB4 1,084 1,214,000 PRN   OTR 1 0 1,214,000 0
ICPT 2.000 05/15/26 CVT NOTE 2.000% 5/1 45845PAB4 4,107 4,600,000 PRN   OTR 1 0 4,600,000 0
ICPT Sep0 25.0 P Put 45845P958 16 6,400 SH Put OTR 1 0 6,400 0
ICPT Sep0 25.0 P Put 45845P958 60 23,900 SH Put OTR 1 0 23,900 0
IDEAL POWER ORD New Common Stock 451622203 60 30,968 SH   SOLE 0 30,968 0 0
IDEAL POWER ORD New Common Stock 451622203 5 2,557 SH   OTR 1 0 2,557 0
ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 846 7,389 SH   OTR 1 0 7,389 0
IWM JN0Q 153.0 C Call 464287905 4 19,500 SH Call SOLE 0 19,500 0 0
IWM JN0Q 153.0 C Call 464287905 1 6,000 SH Call OTR 1 0 6,000 0
KBR 2.500 11/01/23 CVT NOTE 2.500%11/0 48242WAB2 5,244 4,927,000 PRN   OTR 1 0 4,927,000 0
KBR Sep0 13.0 P Put 48242W956 39 39,100 SH Put OTR 1 0 39,100 0
LA JOLLA PHARMACEUTICAL ORD COM PAR $.0001 2 503459604 274 65,325 SH   SOLE 0 65,325 0 0
LA JOLLA PHARMACEUTICAL ORD COM PAR $.0001 2 503459604 84 20,100 SH   OTR 1 0 20,100 0
LIMELIGHT NETWORKS ORD Common Stock 53261M104 1,394 244,600 SH   SOLE 0 244,600 0 0
LIMELIGHT NETWORKS ORD Common Stock 53261M104 458 80,400 SH   OTR 1 0 80,400 0
MAGNACHIP SEMICONDUCTR ORD Common Stock 55933J203 154 13,945 SH   SOLE 0 13,945 0 0
MAGNACHIP SEMICONDUCTR ORD Common Stock 55933J203 47 4,291 SH   OTR 1 0 4,291 0
MELLANOX TECHNOLOGIES ORD SHS M51363113 613 5,049 SH   SOLE 0 5,049 0 0
MIRUM PHARMACEUTICALS ORD Common Stock 604749101 577 41,210 SH   SOLE 0 41,210 0 0
MIRUM PHARMACEUTICALS ORD Common Stock 604749101 178 12,702 SH   OTR 1 0 12,702 0
MR COOPER GROUP ORD Common Stock 62482R107 152 20,750 SH   OTR 1 0 20,750 0
NANO DIMENSION 1 ADR REP 50 ORD SPONSORD ADS NEW 63008G203 21 22,333 SH   SOLE 0 22,333 0 0
NANO DIMENSION 1 ADR REP 50 ORD SPONSORD ADS NEW 63008G203 27 28,771 SH   OTR 1 0 28,771 0
NANOVIBRONIX ORD Common Stock 63008J108 167 77,557 SH   SOLE 0 77,557 0 0
NANOVIBRONIX ORD Common Stock 63008J108 4 1,755 SH   SOLE 0 1,755 0 0
NANOVIBRONIX ORD Common Stock 63008J108 59 27,500 SH   OTR 1 0 27,500 0
NANOVIBRONIX ORD Common Stock 63008J108 6 2,795 SH   OTR 1 0 2,795 0
NAUTILUS GROUP ORD Common Stock 63910B102 1,235 473,104 SH   SOLE 0 473,104 0 0
NAUTILUS GROUP ORD Common Stock 63910B102 384 147,240 SH   OTR 1 0 147,240 0
NIO Apr0 1.5 P Put 62914V956 1 27,300 SH Put OTR 1 0 27,300 0
NIO Apr0 1.5 P Put 62914V956 2 92,400 SH Put OTR 1 0 92,400 0
NIO Aug0 1.5 P Put 62914V956 1 3,200 SH Put OTR 1 0 3,200 0
NIO Aug0 1.5 P Put 62914V956 3 11,100 SH Put OTR 1 0 11,100 0
NIO Aug0 3.0 P Put 62914V956 6 6,500 SH Put OTR 1 0 6,500 0
NIO Aug0 3.0 P Put 62914V956 21 22,000 SH Put OTR 1 0 22,000 0
NIO Jan1 1.5 P Put 62914V956 8 16,200 SH Put OTR 1 0 16,200 0
NIO Jan1 1.5 P Put 62914V956 26 55,100 SH Put OTR 1 0 55,100 0
NIO Jan2 1.5 P Put 62914V956 0 100 SH Put OTR 1 0 100 0
NIO Jan2 1.5 P Put 62914V956 0 500 SH Put OTR 1 0 500 0
NIOX 4.500 02/01/24 CVT PUT NOTE 4.500% 2/0 ADDED 62914VAB2 144 260,000 PRN   OTR 1 0 260,000 0
NIOX 4.500 02/01/24 CVT PUT NOTE 4.500% 2/0 ADDED 62914VAB2 486 880,000 PRN   OTR 1 0 880,000 0
NTNX Jan1 30.0 C Call 67059N908 38 26,800 SH Call SOLE 0 26,800 0 0
NTNX Jan1 30.0 C Call 67059N908 11 8,100 SH Call OTR 1 0 8,100 0
NUTANIX CL A ORD Call 67059N108 877 55,485 SH   SOLE 0 55,485 0 0
NUTANIX CL A ORD Call 67059N108 263 16,665 SH   OTR 1 0 16,665 0
ON 1.000 12/01/20 CVT NOTE 1.000%12/0 682189AK1 1,312 1,313,000 PRN   OTR 1 0 1,313,000 0
ON 1.000 12/01/20 CVT NOTE 1.000%12/0 682189AK1 4,441 4,444,000 PRN   OTR 1 0 4,444,000 0
OPTINOSE ORD Common Stock 68404V100 332 74,000 SH   SOLE 0 74,000 0 0
OPTINOSE ORD Common Stock 68404V100 112 24,864 SH   OTR 1 0 24,864 0
ORGANOGENESIS HOLDINGS CL A ORD Common Stock 68621F102 275 85,217 SH   SOLE 0 85,217 0 0
ORGANOGENESIS HOLDINGS CL A ORD Common Stock 68621F102 118 36,641 SH   OTR 1 0 36,641 0
PDS BIOTECHNOLOGY ORD Common Stock 70465T107 83 113,760 SH   OTR 0 113,760 0 0
PDS BIOTECHNOLOGY ORD Common Stock 70465T107 35 48,240 SH   OTR 1 0 48,240 0
PIXELWORKS ORD New Common Stock 72581M305 799 280,443 SH   SOLE 0 280,443 0 0
QCOM Apr0 95.0 C Call 747525903 2 41,500 SH Call OTR 1 0 41,500 0
QUANTUM ORD New Common Stock 747906501 379 128,624 SH   SOLE 0 128,624 0 0
QUANTUM ORD New Common Stock 747906501 89 30,290 SH   OTR 1 0 30,290 0
QUMU ORD Common Stock 749063103 78 46,896 SH   SOLE 0 46,896 0 0
RESONANT ORD Common Stock 76118L102 165 111,715 SH   SOLE 0 111,715 0 0
RESONANT ORD Common Stock 76118L102 54 36,776 SH   OTR 1 0 36,776 0
RF INDUSTRIES ORD COM PAR $0.01 749552105 158 39,848 SH   SOLE 0 39,848 0 0
RF INDUSTRIES ORD COM PAR $0.01 749552105 101 25,524 SH   OTR 1 0 25,524 0
RIGEL PHARMACEUTICALS ORD New Common Stock 766559603 392 251,039 SH   SOLE 0 251,039 0 0
RIGEL PHARMACEUTICALS ORD New Common Stock 766559603 128 82,350 SH   OTR 1 0 82,350 0
ROST Jan1 80.0 C Call 778296903 356 19,500 SH Call OTR 1 0 19,500 0
RP 1.500 11/15/22 CVT NOTE 1.500%11/1 75606NAB5 177 130,000 PRN   OTR 1 0 130,000 0
RP 1.500 11/15/22 CVT NOTE 1.500%11/1 75606NAB5 601 440,000 PRN   OTR 1 0 440,000 0
RTRX 2.500 09/15/25 CVT NOTE 2.500% 9/1 761299AB2 827 1,038,000 PRN   OTR 1 0 1,038,000 0
RTRX 2.500 09/15/25 CVT NOTE 2.500% 9/1 761299AB2 3,027 3,800,000 PRN   OTR 1 0 3,800,000 0
RTRX Sep0 7.5 P Put 761299956 19 12,700 SH Put OTR 1 0 12,700 0
RTRX Sep0 7.5 P Put 761299956 87 59,100 SH Put OTR 1 0 59,100 0
SALARIUS PHARMACEUTICALS ORD New Common Stock 79400X107 156 228,608 SH   SOLE 0 228,608 0 0
SALARIUS PHARMACEUTICALS ORD New Common Stock 79400X107 52 75,739 SH   OTR 1 0 75,739 0
SCPHARMACEUTICALS ORD Common Stock 810648105 817 110,391 SH   SOLE 0 110,391 0 0
SCPHARMACEUTICALS ORD Common Stock 810648105 246 33,255 SH   OTR 1 0 33,255 0
SE 2.250 07/01/23 CVT NOTE 2.250% 7/0 81141RAB6 4,829 2,080,000 PRN   OTR 1 0 2,080,000 0
SE 2.250 07/01/23 CVT NOTE 2.250% 7/0 81141RAB6 16,343 7,039,000 PRN   OTR 1 0 7,039,000 0
SELECT SECTOR HEALTH CARE SPDR ETF SBI HEALTHCARE 81369Y209 640 7,224 SH   OTR 1 0 7,224 0
SELECT SECTOR INDUSTRIAL SPDR ETF SBI INT-INDS 81369Y704 272 4,604 SH   OTR 1 0 4,604 0
SELECT STR FINANCIAL SELECT SPDR ETF SBI INT-FINL 81369Y605 290 13,920 SH   OTR 1 0 13,920 0
SILICOM ORD ORD M84116108 1,176 43,561 SH   SOLE 0 43,561 0 0
SMITH MICRO SOFTWARE ORD New Common Stock 832154207 364 86,382 SH   SOLE 0 86,382 0 0
SMITH MICRO SOFTWARE ORD New Common Stock 832154207 119 28,210 SH   OTR 1 0 28,210 0
SONIM TECHNOLOGIES ORD Common Stock 83548F101 218 311,415 SH   SOLE 0 311,415 0 0
SPDR FUND CONSUMER DISCRE SELECT ETF SBI CONS DISCR 81369Y407 320 3,268 SH   OTR 1 0 3,268 0
SPDR S&P BIOTECH ETF S&P BIOTECH 78464A870 545 7,044 SH   OTR 1 0 7,044 0
SPDR S&P PHARMACEUTICALS ETF S&P PHARMAC 78464A722 237 6,577 SH   OTR 1 0 6,577 0
SPY 1Ap0 245.0 P Put 78462F953 284 124,500 SH Put OTR 1 0 124,500 0
SUNESIS PHARMACEUTICALS ORD Common Stock 867328700 113 272,900 SH   SOLE 0 272,900 0 0
SUNESIS PHARMACEUTICALS ORD Common Stock 867328700 37 89,430 SH   OTR 1 0 89,430 0
SYK Jun0 150.0 P Put 863667951 160 16,600 SH Put OTR 1 0 16,600 0
SYNCHRONOSS TECHNOLOGIES ORD Common Stock 87157B103 1,091 357,821 SH   SOLE 0 357,821 0 0
SYNCHRONOSS TECHNOLOGIES ORD Common Stock 87157B103 346 113,307 SH   OTR 1 0 113,307 0
TDOC 1.375 05/15/25 CVT NOTE 1.375% 5/1 87918AAC9 16,703 5,700,000 PRN   OTR 1 0 5,700,000 0
TECHTARGET ORD Common Stock 87874R100 452 21,908 SH   SOLE 0 21,908 0 0
TRUECAR ORD Common Stock 89785L107 123 50,650 SH   SOLE 0 50,650 0 0
TRUECAR ORD Common Stock 89785L107 40 16,400 SH   OTR 1 0 16,400 0
TSLA 2.000 05/15/24 CVT NOTE 2.000% 5/1 88160RAG6 801 436,000 PRN   OTR 1 0 436,000 0
TSLA 2.000 05/15/24 CVT NOTE 2.000% 5/1 88160RAG6 7,940 4,324,000 PRN   OTR 1 0 4,324,000 0
VANGUARD INFORMATION TECHNOLOGY ETF INF TECH ETF 92204A702 481 2,272 SH   OTR 1 0 2,272 0
WDAY 1.500 07/15/20 CVT NOTE 1.500% 7/1 98138HAD3 4,157 2,605,000 PRN   OTR 1 0 2,605,000 0
WMGI 2.250 11/15/21 CVT NOTE 2.250%11/1 98236JAB4 453 325,000 PRN   OTR 1 0 325,000 0
WMGI 2.250 11/15/21 CVT NOTE 2.250%11/1 98236JAB4 1,534 1,100,000 PRN   OTR 1 0 1,100,000 0
WWE 3.375 12/15/23 CVT NOTE 3.375%12/1 98156QAB4 2,395 1,554,000 PRN   OTR 1 0 1,554,000 0
WWE 3.375 12/15/23 CVT NOTE 3.375%12/1 98156QAB4 567 368,000 PRN   OTR 1 0 368,000 0
WWE 3.375 12/15/23 CVT NOTE 3.375%12/1 98156QAB4 8,103 5,257,000 PRN   OTR 1 0 5,257,000 0
X Jan2 3.0 P Put 912909958 20 20,100 SH Put OTR 1 0 20,100 0
X Jan2 3.0 P Put 912909958 101 100,800 SH Put OTR 1 0 100,800 0
X Jan2 5.0 P Put 912909958 32 19,300 SH Put OTR 1 0 19,300 0
X Jan2 5.0 P Put 912909958 62 37,700 SH Put OTR 1 0 37,700 0
ZAFGEN ORD Common Stock 98885E103 418 542,475 SH   SOLE 0 542,475 0 0
ZAFGEN ORD Common Stock 98885E103 132 171,146 SH   OTR 1 0 171,146 0
ALLOT ORD Put M0854Q955 1,031 109,082 SH   SOLE 0 109,082 0 0