0001085146-17-000812.txt : 20170215 0001085146-17-000812.hdr.sgml : 20170215 20170214215441 ACCESSION NUMBER: 0001085146-17-000812 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170215 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Worth Venture Partners, LLC CENTRAL INDEX KEY: 0001696778 IRS NUMBER: 461377713 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17947 FILM NUMBER: 17612767 BUSINESS ADDRESS: STREET 1: 805 THIRD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2125589017 MAIL ADDRESS: STREET 1: 805 THIRD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001696778 XXXXXXXX 12-31-2016 12-31-2016 Worth Venture Partners, LLC
805 THIRD AVENUE 15TH FLOOR NEW YORK NY 10022
13F HOLDINGS REPORT 028-17947 N
Larry Wiseman CCO and General Counsel 212 558-9017 /s/ Larry Wiseman New York NY 02-14-2017 2 127 93476 false 1 0001578299 028-17749 DLD Asset Management, LP 2 0001426318 028-12690 PCJ Investment Counsel Ltd.
INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ACORDA THERAPEUTICS INCCOM00484M10636954000SHPutOTR10540000ACORDA THERAPEUTICS INCCOM00484M10639850SHSOLE 85000ACORDA THERAPEUTICS INCCOM00484M10651228450SHOTR10284500AEVI GENOMIC MEDICINE INCCOM00835P105211119000SHCallOTR101190000AEVI GENOMIC MEDICINE INCCOM00835P105129200SHPutOTR1092000AIR PRODS & CHEMS INCCOM0091581063962750SHSOLE 275000ALERE INCCOM01449J1056149SHOTR101490ALERE INCCOM01449J1057431900SHCallOTR10319000ALIBABA GROUP HLDG LTDSPONSORED ADS01609W1026827770SHSOLE 777000ALPHABET INCCAP STK CL A02079K305372469SHSOLE 46900ALPHABET INCCAP STK CL C02079K10715321985SHSOLE 198500ANGIES LIST INCCOM03475410175591740SHSOLE 9174000ANI PHARMACEUTICALS INCCOM00182C10378500SHPutOTR1085000ANI PHARMACEUTICALS INCNOTE 3.000%12/000182CAA11100945000PRNOTR109450000APARTMENT INVT & MGMT COCL A03748R10172615973SHSOLE 1597300AV HOMES INCCOM00234P102105466713SHSOLE 6671300BAIDU INCSPON ADR REP A0567521084732877SHSOLE 287700BANK AMER CORPCOM06050510464829306SHOTR20293060BAYTEX ENERGY CORPCOM07317Q10512619271SHOTR20192710BEAZER HOMES USA INCCOM NEW07556Q88118313721SHSOLE 1372100BIOCRYST PHARMACEUTICALSCOM09058V103394264400SHCallOTR102644000BIOCRYST PHARMACEUTICALSCOM09058V10324200SHPutOTR1042000BLACKHAWK NETWORK HLDGS INCCOM09238E104104327696SHSOLE 2769600BMC STK HLDGS INCCOM05591B10924612612SHOTR20126120BUILDERS FIRSTSOURCE INCCOM12008R107533443SHSOLE 344300BUILDERS FIRSTSOURCE INCCOM12008R10715515502SHOTR20155020CANADIAN PAC RY LTDCOM13645T1007064946SHOTR2049460CARROLS RESTAURANT GROUP INCCOM14574X10418211965SHOTR20119650CENOVUS ENERGY INCCOM15135U10924612108SHOTR20121080CF INDS HLDGS INCCOM1252691002738660SHSOLE 866000CHARTER COMMUNICATIONS INC NCL A16119P1086652310SHOTR1023100CITIGROUP INCCOM NEW1729674241622642SHSOLE 264200CITIGROUP INCCOM NEW17296742469011687SHOTR20116870CONSOLIDATED TOMOKA LD COCOM210226106171532101SHSOLE 3210100CONTINENTAL BLDG PRODS INCCOM21117110325310946SHSOLE 1094600COTT CORP QUECOM22163N10626523374SHOTR20233740DSP GROUP INCCOM23332B106129499146SHSOLE 9914600DYCOM INDS INCCOM2674751011722152SHOTR2021520DYCOM INDS INCCOM2674751017208960SHSOLE 896000E TRADE FINANCIAL CORPCOM NEW2692464013159085SHOTR2090850EASTERLY GOVT PPTYS INCCOM27616P10398249049SHSOLE 4904900ENCANA CORPCOM29250510434329189SHOTR20291890ENERNOC INCCOM2927641079315550SHSOLE 1555000EQUITY COMWLTHCOM SH BEN INT29462810270023154SHSOLE 2315400FIESTA RESTAURANT GROUP INCCOM31660B10130410200SHSOLE 1020000GOLAR LNG LTD BERMUDASHSG9456A1003810700SHCallSOLE 1070000GOLAR LNG LTD BERMUDASHSG9456A10052622916SHSOLE 2291600GRANITE CONSTR INCCOM3873281072574666SHOTR2046660HOME DEPOT INCCOM4370761021801343SHOTR2013430HOME DEPOT INCCOM43707610223170SHSOLE 17000HORIZON PHARMA PLCSHSG4617B1053521700SHPutOTR10217000HORIZON PHARMA PLCSHSG4617B1051296400SHCallOTR10964000INOTEK PHARMACEUTICALS CORPCOM45780V1022823800SHPutOTR10238000INOTEK PHARMACEUTICALS CORPCOM45780V10211972900SHCallOTR10729000INTERACTIVE BROKERS GROUP INCOM45841N10759516300SHSOLE 1630000ISHARES TR20 YR TR BD ETF4642874325724800SHSOLE 480000ISHARES TRIBOXX HI YD ETF4642885133861000SHPutSOLE 6100000ISHARES TRRUSSELL 2000 ETF4642876557532500SHPutSOLE 3250000ISHARES TRU.S. REAL ES ETF4642877395466300SHPutSOLE 6630000KB HOMECOM48666K10932520560SHSOLE 2056000KITE RLTY GROUP TRCOM NEW49803T30097941691SHSOLE 4169100KOSMOS ENERGY LTDSHSG5315B1073516300SHCallSOLE 1630000LANNET INCCOM5160121015713900SHPutOTR10139000LANNET INCCOM51601210112561SHSOLE 56100LIFE STORAGE INCCOM53223X107113013261SHSOLE 1326100MACOM TECH SOLUTIONS HLDGS ICOM55405Y10098221228SHSOLE 2122800MALIBU BOATS INCCOM CL A56117J10078941358SHSOLE 4135800MANULIFE FINL CORPCOM56501R10657732367SHOTR 0323670MARTIN MARIETTA MATLS INCCOM5732841064031820SHSOLE 182000MEDICINES CODBCV 1.375% 6/0584688AC925181864PRNOTR1018640MUELLER WTR PRODS INCCOM SER A62475810817212921SHOTR20129210NAVISTAR INTL CORP NEWNOTE 4.750% 4/163934EAS7623630000PRNOTR106300000NEXSTAR BROADCASTING GROUP ICL A65336K103120619060SHSOLE 1906000NORTHSTAR REALTY EUROPE CORPCOM66706L10194575133SHSOLE 7513300NORTHSTAR REALTY EUROPE CORPCOM66706L1018643SHOTR106430NRG YIELD INCCL A NEW62942X30627818080SHSOLE 1808000OOMA INCCOM68341610168776384SHSOLE 7638400OPEN TEXT CORPCOM6837151063465595SHOTR2055950OWENS RLTY MTG INCCOM690828108149880893SHSOLE 8089300PACIFIC COAST OIL TRUNIT BEN INT6941031021110280SHSOLE 1028000PARATEK PHARMACEUTICALS INCCOM699374302452940SHOTR1029400PARATEK PHARMACEUTICALS INCCOM6993743026900SHCallOTR109000PARATEK PHARMACEUTICALS INCCOM699374302349800SHPutOTR1098000PARSLEY ENERGY INCCL A7018771022376728SHSOLE 672800PATTERN ENERGY GROUP INCCL A70338P10049826214SHSOLE 2621400PENNEY J C INCCOM70816010624729700SHSOLE 2970000PGT INNOVATIONS INCCOM69336V10140134989SHOTR20349890PINNACLE ENTMT INC NEWCOM72348Y10514610032SHSOLE 1003200PNC FINL SVCS GROUP INCCOM6934751052091783SHOTR2017830PRECISION DRILLING CORPCOM 201074022D3087914464SHOTR20144640QTS RLTY TR INCCOM CL A74736A10385817264SHSOLE 1726400RAMCO-GERSHENSON PPTYS TRCOM SH BEN INT751452202103362280SHSOLE 6228000RED LION HOTELS CORPCOM7567641061211145018SHSOLE 14501800RESTAURANT BRANDS INTL INCCOM76131D1033196690SHOTR2066900RITE AID CORPCOM7677541043568200SHPutOTR10682000RITE AID CORPCOM76775410425530916SHOTR10309160RMR GROUP INCCL A74967R10675619128SHSOLE 1912800RSP PERMIAN INCCOM74978Q1053157058SHSOLE 705800SHORETEL INCCOM82521110545864024SHSOLE 6402400SOTHEBYSCOM8358981072365922SHSOLE 592200SOUTHWEST AIRLS COCOM8447411082124246SHSOLE 424600SPDR S&P 500 ETF TRTR UNIT78462F1036432500SHPutSOLE 3250000SPDR SERIES TRUSTBLOMBERG BRC SRT78464A474250382000SHSOLE 8200000SPDR SERIES TRUSTS&P OILGAS EXP78464A7301202890SHSOLE 289000STILLWATER MNG CONOTE 1.750%10/186074QAL642943347000PRNOTR1033470000SUN LIFE FINL INCCOM86679610555610776SHOTR20107760SUNOPTA INCCOM8676EP1088011333SHSOLE 1133300TESARO INCNOTE 3.000%10/0881569AA5165524255000PRNOTR1042550000TRANSALTA CORPCOM89346D1079112196SHOTR20121960TRANSCANADA CORPCOM89353D1072634343SHOTR2043430TRANSGLOBE ENERGY CORPCOM8936621063621030SHSOLE 2103000UNION PAC CORPCOM9078181082222138SHOTR2021380UNITED PARCEL SERVICE INCCL B9113121068807680SHSOLE 768000VANGUARD SCOTTSDALE FDSSHRT TRM CORP BD92206C409261933000SHSOLE 3300000VECTOR GROUP LTDCOM92240M108841600SHPutOTR10416000VECTOR GROUP LTDFRNT 1/192240MAY478995043000PRNOTR1050430000VERISIGN INCCOM92343E1026318300SHSOLE 830000VERISIGN INCSDCV 3.250% 8/192343EAD470703150000PRNOTR1031500000VERISK ANALYTICS INCCOM92345Y1066097500SHSOLE 750000VERTEX PHARMACEUTICALS INCCOM92532F1007044900SHCallOTR10449000VERTEX PHARMACEUTICALS INCCOM92532F10077238800SHPutOTR10388000WABASH NATL CORPNOTE 3.375% 5/0929566AH01218841000PRNOTR108410000WASTE CONNECTIONS INCCOM94106B1016107759SHOTR 077590WELLS FARGO & CO NEWCOM94974610180414600SHSOLE 1460000WELLS FARGO & CO NEWCOM9497461012264103SHOTR2041030XENIA HOTELS & RESORTS INCCOM98401710320410530SHSOLE 1053000ZOGENIX INCCOM NEW98978L20410222200SHCallOTR10222000