Compliance Associate

0001172661-18-002104.txt : 20181114 0001172661-18-002104.hdr.sgml : 20181114 20181114105716 ACCESSION NUMBER: 0001172661-18-002104 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEVEL FOUR ADVISORY SERVICES, LLC CENTRAL INDEX KEY: 0001696715 IRS NUMBER: 113738689 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17884 FILM NUMBER: 181181354 BUSINESS ADDRESS: STREET 1: 5850 GRANITE PARKWAY STREET 2: SUITE 270 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 8668341040 MAIL ADDRESS: STREET 1: 5850 GRANITE PARKWAY STREET 2: SUITE 270 CITY: PLANO STATE: TX ZIP: 75024 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001696715 XXXXXXXX 09-30-2018 09-30-2018 false LEVEL FOUR ADVISORY SERVICES, LLC

5850 Granite Parkway Suite 270 Plano TX 75024

13F HOLDINGS REPORT 028-17884 N Shawn Higley Compliance Associate 866-834-1040 /s/Shawn Higley Plano TX 11-14-2018 0 583 925276 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 908 4310 SH SOLE 0 0 4310 ABBOTT LABS COM 002824100 1823 24843 SH SOLE 0 0 24843 ABBVIE INC COM 00287Y109 3818 40372 SH SOLE 0 0 40372 ACTIVISION BLIZZARD INC COM 00507V109 380 4573 SH SOLE 0 0 4573 ADAMIS PHARMACEUTICALS CORP COM NEW 00547W208 232 66200 SH SOLE 0 0 66200 ADOBE SYS INC COM 00724F101 871 3226 SH SOLE 0 0 3226 AFLAC INC COM 001055102 304 6450 SH SOLE 0 0 6450 AKAMAI TECHNOLOGIES INC COM 00971T101 793 10835 SH SOLE 0 0 10835 ALBEMARLE CORP COM 012653101 459 4601 SH SOLE 0 0 4601 ALEXANDRIA REAL ESTATE EQ IN PFD CONV SER D 015271505 207 5975 SH SOLE 0 0 5975 ALEXION PHARMACEUTICALS INC COM 015351109 751 5404 SH SOLE 0 0 5404 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1625 9864 SH SOLE 0 0 9864 ALLERGAN PLC SHS G0177J108 1771 9299 SH SOLE 0 0 9299 ALLIANCE RES PARTNER L P UT LTD PART 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4135 24771 SH SOLE 0 0 24771 ISHARES TR S&P SML 600 GWT 464287887 7217 35774 SH SOLE 0 0 35774 ISHARES TR MSCI ACWI ETF 464288257 214 2879 SH SOLE 0 0 2879 ISHARES TR JPMORGAN USD EMG 464288281 493 4576 SH SOLE 0 0 4576 ISHARES TR MRGSTR MD CP VAL 464288406 881 5440 SH SOLE 0 0 5440 ISHARES TR NATIONAL MUN ETF 464288414 572 5297 SH SOLE 0 0 5297 ISHARES TR INTL SEL DIV ETF 464288448 972 29800 SH SOLE 0 0 29800 ISHARES TR MRGSTR SM CP ETF 464288505 380 2110 SH SOLE 0 0 2110 ISHARES TR IBOXX HI YD ETF 464288513 454 5248 SH SOLE 0 0 5248 ISHARES TR MBS ETF 464288588 544 5268 SH SOLE 0 0 5268 ISHARES TR MRGSTR SM CP GR 464288604 2176 10232 SH SOLE 0 0 10232 ISHARES TR INTRM TR CRP ETF 464288638 233 4383 SH SOLE 0 0 4383 ISHARES TR 10-20 YR TRS ETF 464288653 220 1715 SH SOLE 0 0 1715 ISHARES TR S&P US PFD STK 464288687 7435 200230 SH SOLE 0 0 200230 ISHARES TR MRNING SM CP ETF 464288703 444 2887 SH SOLE 0 0 2887 ISHARES TR US AER DEF ETF 464288760 1771 8183 SH SOLE 0 0 8183 ISHARES TR US REGNL BKS ETF 464288778 387 7901 SH SOLE 0 0 7901 ISHARES TR U.S. MED DVC ETF 464288810 265 1163 SH SOLE 0 0 1163 ISHARES TR US HLTHCR PR ETF 464288828 273 1368 SH SOLE 0 0 1368 ISHARES TR MICRO-CAP ETF 464288869 263 2477 SH SOLE 0 0 2477 ISHARES TR EAFE GRWTH ETF 464288885 1515 18918 SH SOLE 0 0 18918 ISHARES TR US TREAS BD ETF 46429B267 211 8676 SH SOLE 0 0 8676 ISHARES TR GNMA BOND ETF 46429B333 278 5762 SH SOLE 0 0 5762 ISHARES TR FLTG RATE NT ETF 46429B655 296 5793 SH SOLE 0 0 5793 ISHARES TR CORE HIGH DV ETF 46429B663 6662 73579 SH SOLE 0 0 73579 ISHARES TR MIN VOL EAFE ETF 46429B689 11863 162935 SH SOLE 0 0 162935 ISHARES TR MIN VOL USA ETF 46429B697 6066 106346 SH SOLE 0 0 106346 ISHARES TR USA QUALITY FCTR 46432F339 5972 66084 SH SOLE 0 0 66084 ISHARES TR EDGE MSCI USA VL 46432F388 549 6244 SH SOLE 0 0 6244 ISHARES TR USA MOMENTUM FCT 46432F396 1953 16410 SH SOLE 0 0 16410 ISHARES TR CORE MSCI EAFE 46432F842 2168 33828 SH SOLE 0 0 33828 ISHARES TR 0-5YR HI YL CP 46434V407 581 12332 SH SOLE 0 0 12332 ISHARES TR CORE DIV GRWTH 46434V621 3696 99735 SH SOLE 0 0 99735 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 409 37292 SH SOLE 0 0 37292 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 924 25324 SH SOLE 0 0 25324 JOHNSON & JOHNSON COM 478160104 5610 40601 SH SOLE 0 0 40601 JP MORGAN EXCHANGE TRADED FD DIVERSIFIED ET 46641Q803 3003 120609 SH SOLE 0 0 120609 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 640 12760 SH SOLE 0 0 12760 JPMORGAN CHASE & CO COM 46625H100 7390 65495 SH SOLE 0 0 65495 KEURIG DR PEPPER INC COM 49271V100 267 11514 SH SOLE 0 0 11514 KIMBERLY CLARK CORP COM 494368103 1018 8958 SH SOLE 0 0 8958 KINDER MORGAN INC DEL COM 49456B101 655 36960 SH SOLE 0 0 36960 KRAFT HEINZ CO COM 500754106 802 14561 SH SOLE 0 0 14561 LAM RESEARCH CORP COM 512807108 1226 8084 SH SOLE 0 0 8084 LAMAR ADVERTISING CO NEW CL A 512816109 376 4834 SH SOLE 0 0 4834 LANDSTAR SYS INC COM 515098101 940 7704 SH SOLE 0 0 7704 LAS VEGAS SANDS CORP COM 517834107 6328 106655 SH SOLE 0 0 106655 LAUDER ESTEE COS INC CL A 518439104 1622 11163 SH SOLE 0 0 11163 LEAR CORP COM NEW 521865204 423 2918 SH SOLE 0 0 2918 LGI HOMES INC COM 50187T106 573 12069 SH SOLE 0 0 12069 LIBERTY PPTY TR SH BEN INT 531172104 656 15537 SH SOLE 0 0 15537 LILLY ELI & CO COM 532457108 746 6947 SH SOLE 0 0 6947 LOCKHEED MARTIN CORP COM 539830109 2694 7788 SH SOLE 0 0 7788 LOWES COS INC COM 548661107 2000 17420 SH SOLE 0 0 17420 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 471 4597 SH SOLE 0 0 4597 MACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1 55608BAA3 274 277000 PRN SOLE 0 0 277000 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 537 7937 SH SOLE 0 0 7937 MARATHON OIL CORP COM 565849106 271 11625 SH SOLE 0 0 11625 MARATHON PETE CORP COM 56585A102 793 9916 SH SOLE 0 0 9916 MASTERCARD INCORPORATED CL A 57636Q104 3212 14428 SH SOLE 0 0 14428 MAXIMUS INC COM 577933104 533 8195 SH SOLE 0 0 8195 MBIA INC COM 55262C100 203 19000 SH SOLE 0 0 19000 MCDONALDS CORP COM 580135101 2837 16961 SH SOLE 0 0 16961 MCEWEN MNG INC COM 58039P107 77 39511 SH SOLE 0 0 39511 MCKESSON CORP COM 58155Q103 384 2894 SH SOLE 0 0 2894 MEDICAL TRANSCRIPTION BLG CO COM 58464J105 57 11050 SH SOLE 0 0 11050 MEDTRONIC PLC SHS G5960L103 2102 21367 SH SOLE 0 0 21367 MELCO RESORT ENTERTAINMENT L ADR 585464100 315 14900 SH SOLE 0 0 14900 MELLANOX TECHNOLOGIES LTD SHS M51363113 583 7932 SH SOLE 0 0 7932 MERCK & CO INC COM 58933Y105 2241 31584 SH SOLE 0 0 31584 METLIFE INC COM 59156R108 846 18101 SH SOLE 0 0 18101 MICROCHIP TECHNOLOGY INC COM 595017104 370 4687 SH SOLE 0 0 4687 MICRON TECHNOLOGY INC COM 595112103 1713 37881 SH SOLE 0 0 37881 MICRON TECHNOLOGY INC NOTE 3.000%11/1 595112AY9 172 111000 PRN SOLE 0 0 111000 MICROSOFT CORP COM 594918104 10933 95592 SH SOLE 0 0 95592 MONOLITHIC PWR SYS INC COM 609839105 920 7331 SH SOLE 0 0 7331 MONSTER BEVERAGE CORP NEW COM 61174X109 201 3445 SH SOLE 0 0 3445 MOODYS CORP COM 615369105 895 5354 SH SOLE 0 0 5354 MORGAN STANLEY COM NEW 617446448 1783 38278 SH SOLE 0 0 38278 MOSAIC CO NEW COM 61945C103 484 14887 SH SOLE 0 0 14887 MPLX LP COM UNIT REP LTD 55336V100 395 11395 SH SOLE 0 0 11395 MSCI INC COM 55354G100 922 5196 SH SOLE 0 0 5196 NASDAQ INC COM 631103108 217 2526 SH SOLE 0 0 2526 NATIONAL OILWELL VARCO INC COM 637071101 228 5296 SH SOLE 0 0 5296 NATURAL RESOURCE PARTNERS L COM UNIT LTD PAR 63900P608 226 7300 SH SOLE 0 0 7300 NEENAH INC COM 640079109 363 4210 SH SOLE 0 0 4210 NETFLIX INC COM 64110L106 3112 8318 SH SOLE 0 0 8318 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 999 13503 SH SOLE 0 0 13503 NEXTERA ENERGY INC COM 65339F101 2120 12647 SH SOLE 0 0 12647 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 303 6245 SH SOLE 0 0 6245 NIKE INC CL B 654106103 312 3683 SH SOLE 0 0 3683 NISOURCE INC COM 65473P105 867 34775 SH SOLE 0 0 34775 NOKIA CORP SPONSORED ADR 654902204 553 99055 SH SOLE 0 0 99055 NORFOLK SOUTHERN CORP COM 655844108 360 1994 SH SOLE 0 0 1994 NOVARTIS A G SPONSORED ADR 66987V109 243 2816 SH SOLE 0 0 2816 NOVO-NORDISK A S ADR 670100205 498 10563 SH SOLE 0 0 10563 NUANCE COMMUNICATIONS INC COM 67020Y100 203 11709 SH SOLE 0 0 11709 NUCOR CORP COM 670346105 267 4210 SH SOLE 0 0 4210 NUTRIEN LTD COM 67077M108 673 11659 SH SOLE 0 0 11659 NUVEEN MINESOTA QLT MUN INC SHS 670734102 255 19969 SH SOLE 0 0 19969 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 326 22624 SH SOLE 0 0 22624 NVIDIA CORP COM 67066G104 931 3311 SH SOLE 0 0 3311 NXP SEMICONDUCTORS N V NOTE 1.000%12/0 62952QAB6 269 258000 PRN SOLE 0 0 258000 NXP SEMICONDUCTORS N V COM N6596X109 682 7972 SH SOLE 0 0 7972 OBALON THERAPEUTICS INC COM 67424L100 892 330427 SH SOLE 0 0 330427 OCCIDENTAL PETE CORP DEL COM 674599105 2011 24479 SH SOLE 0 0 24479 OLIN CORP COM PAR $1 680665205 212 8243 SH SOLE 0 0 8243 ONEOK INC NEW COM 682680103 410 6046 SH SOLE 0 0 6046 OPPENHEIMER ETF TR S&P ULTRA DIVIDE 68386C401 376 9746 SH SOLE 0 0 9746 ORGANOVO HLDGS INC COM 68620A104 17 15000 SH SOLE 0 0 15000 PACKAGING CORP AMER COM 695156109 768 7004 SH SOLE 0 0 7004 PALO ALTO NETWORKS INC COM 697435105 793 3522 SH SOLE 0 0 3522 PARSLEY ENERGY INC CL A 701877102 718 24537 SH SOLE 0 0 24537 PATTERSON COMPANIES INC COM 703395103 6125 250520 SH SOLE 0 0 250520 PAYCHEX INC COM 704326107 751 10196 SH SOLE 0 0 10196 PAYPAL HLDGS INC COM 70450Y103 1059 12054 SH SOLE 0 0 12054 PEMBINA PIPELINE CORP COM 706327103 824 24240 SH SOLE 0 0 24240 PEPSICO INC COM 713448108 3839 34339 SH SOLE 0 0 34339 PERRIGO CO PLC SHS G97822103 499 7046 SH SOLE 0 0 7046 PFIZER INC COM 717081103 4078 92541 SH SOLE 0 0 92541 PHILIP MORRIS INTL INC COM 718172109 1353 16596 SH SOLE 0 0 16596 PHILLIPS 66 COM 718546104 1452 12880 SH SOLE 0 0 12880 PHILLIPS 66 PARTNERS LP COM UNIT REP INT 718549207 346 6756 SH SOLE 0 0 6756 PIONEER NAT RES CO COM 723787107 466 2674 SH SOLE 0 0 2674 PNC FINL SVCS GROUP INC COM 693475105 1097 8056 SH SOLE 0 0 8056 PPG INDS INC COM 693506107 303 2774 SH SOLE 0 0 2774 PPL CORP COM 69351T106 371 12690 SH SOLE 0 0 12690 PRICE T ROWE GROUP INC COM 74144T108 538 4932 SH SOLE 0 0 4932 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 346 292000 PRN SOLE 0 0 292000 PROCTER AND GAMBLE CO COM 742718109 3799 45645 SH SOLE 0 0 45645 PROSHARES TR LONG ONLINE SHRT 74347B375 241 5055 SH SOLE 0 0 5055 PROSHARES TR INVT INT RT HG 74347B607 1662 21944 SH SOLE 0 0 21944 PROSHARES TR PSHS LC COR PLUS 74347R248 1533 21218 SH SOLE 0 0 21218 PRUDENTIAL FINL INC COM 744320102 966 9536 SH SOLE 0 0 9536 PUBLIC SVC ENTERPRISE GROUP COM 744573106 869 16464 SH SOLE 0 0 16464 QUALCOMM INC COM 747525103 2647 36749 SH SOLE 0 0 36749 QUEST DIAGNOSTICS INC COM 74834L100 515 4771 SH SOLE 0 0 4771 RAYTHEON CO COM NEW 755111507 779 3768 SH SOLE 0 0 3768 REALTY INCOME CORP COM 756109104 571 10045 SH SOLE 0 0 10045 REAVES UTIL INCOME FD COM SH BEN INT 756158101 630 20563 SH SOLE 0 0 20563 RED HAT INC NOTE 0.250%10/0 756577AD4 362 196000 PRN SOLE 0 0 196000 RELX PLC SPONSORED ADR 759530108 223 10673 SH SOLE 0 0 10673 RESTAURANT BRANDS INTL INC COM 76131D103 274 4620 SH SOLE 0 0 4620 RH COM 74967X103 903 6889 SH SOLE 0 0 6889 ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 51 60500 SH SOLE 0 0 60500 ROPER TECHNOLOGIES INC COM 776696106 497 1678 SH SOLE 0 0 1678 ROYAL BK CDA MONTREAL QUE COM 780087102 1646 20522 SH SOLE 0 0 20522 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 2044 28821 SH SOLE 0 0 28821 RPM INTL INC COM 749685103 514 7920 SH SOLE 0 0 7920 RPM INTL INC NOTE 2.250%12/1 749685AT0 218 177000 PRN SOLE 0 0 177000 RTI INTL METALS INC NOTE 1.625%10/1 74973WAB3 97 95000 PRN SOLE 0 0 95000 SALESFORCE COM INC COM 79466L302 889 5590 SH SOLE 0 0 5590 SAP SE SPON ADR 803054204 403 3276 SH SOLE 0 0 3276 SBA COMMUNICATIONS CORP NEW CL A 78410G104 507 3155 SH SOLE 0 0 3155 SCHLUMBERGER LTD COM 806857108 1527 25060 SH SOLE 0 0 25060 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 281 3425 SH SOLE 0 0 3425 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 8749 151258 SH SOLE 0 0 151258 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2166 28439 SH SOLE 0 0 28439 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2505 97437 SH SOLE 0 0 97437 SCORPIO BULKERS INC COM Y7546A122 152 21000 SH SOLE 0 0 21000 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2108 22158 SH SOLE 0 0 22158 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 596 11046 SH SOLE 0 0 11046 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1440 12288 SH SOLE 0 0 12288 SELECT SECTOR SPDR TR ENERGY 81369Y506 475 6265 SH SOLE 0 0 6265 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3220 116745 SH SOLE 0 0 116745 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 531 6776 SH SOLE 0 0 6776 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1376 18263 SH SOLE 0 0 18263 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 629 11953 SH SOLE 0 0 11953 SEMPRA ENERGY COM 816851109 606 5331 SH SOLE 0 0 5331 SEMPRA ENERGY 6% PFD CONV A 816851406 241 2385 SH SOLE 0 0 2385 SERVICENOW INC COM 81762P102 203 1038 SH SOLE 0 0 1038 SINA CORP ORD G81477104 404 5815 SH SOLE 0 0 5815 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 564 15199 SH SOLE 0 0 15199 SOUTH JERSEY INDS INC COM 838518108 355 10055 SH SOLE 0 0 10055 SOUTHERN CO COM 842587107 4264 97796 SH SOLE 0 0 97796 SOUTHWEST AIRLS CO COM 844741108 726 11629 SH SOLE 0 0 11629 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1986 7511 SH SOLE 0 0 7511 SPDR GOLD TRUST GOLD SHS 78463V107 1674 14842 SH SOLE 0 0 14842 SPDR INDEX SHS FDS MSCI EMRG MKTS 78463X426 1120 18876 SH SOLE 0 0 18876 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 418 13573 SH SOLE 0 0 13573 SPDR S&P 500 ETF TR TR UNIT 78462F103 6658 22902 SH SOLE 0 0 22902 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1085 2954 SH SOLE 0 0 2954 SPDR SER TR BLOOMBERG SRT TR 78468R408 723 26193 SH SOLE 0 0 26193 SPDR SER TR NUVEEN BRC MUNIC 78468R721 721 15195 SH SOLE 0 0 15195 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 209 3718 SH SOLE 0 0 3718 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 347 6437 SH SOLE 0 0 6437 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 488 13524 SH SOLE 0 0 13524 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 209 7550 SH SOLE 0 0 7550 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1724 17608 SH SOLE 0 0 17608 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 223 2956 SH SOLE 0 0 2956 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 417 12241 SH SOLE 0 0 12241 SPDR SERIES TRUST S&P BIOTECH 78464A870 931 9709 SH SOLE 0 0 9709 SPECTRA ENERGY PARTNERS LP COM 84756N109 262 7342 SH SOLE 0 0 7342 SPIRIT RLTY CAP INC NEW NOTE 2.875% 5/1 84860WAA0 211 211000 PRN SOLE 0 0 211000 SPRINT CORP COM SER 1 85207U105 131 20103 SH SOLE 0 0 20103 SQUARE INC CL A 852234103 903 9117 SH SOLE 0 0 9117 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 424 8946 SH SOLE 0 0 8946 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 4055 85830 SH SOLE 0 0 85830 STANLEY BLACK & DECKER INC COM 854502101 896 6120 SH SOLE 0 0 6120 STANLEY BLACK & DECKER INC UNIT 05/15/2020 854502887 367 3350 SH SOLE 0 0 3350 STARBUCKS CORP COM 855244109 1302 22903 SH SOLE 0 0 22903 STARWOOD PPTY TR INC NOTE 4.375% 4/0 85571BAH8 118 118000 PRN SOLE 0 0 118000 STATE STR CORP COM 857477103 206 2453 SH SOLE 0 0 2453 STRYKER CORP COM 863667101 668 3759 SH SOLE 0 0 3759 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 937 116634 SH SOLE 0 0 116634 SUNTRUST BKS INC COM 867914103 1001 14984 SH SOLE 0 0 14984 SYNCHRONY FINL COM 87165B103 1418 45611 SH SOLE 0 0 45611 SYNOVUS FINL CORP COM NEW 87161C501 9154 199913 SH SOLE 0 0 199913 SYSCO CORP COM 871829107 1436 19603 SH SOLE 0 0 19603 T MOBILE US INC COM 872590104 827 11790 SH SOLE 0 0 11790 TABLEAU SOFTWARE INC CL A 87336U105 295 2636 SH SOLE 0 0 2636 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 645 14596 SH SOLE 0 0 14596 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1164 8439 SH SOLE 0 0 8439 TAL ED GROUP SPONSORED ADS 874080104 514 19980 SH SOLE 0 0 19980 TARGA RES CORP COM 87612G101 400 7098 SH SOLE 0 0 7098 TARGET CORP COM 87612E106 360 4076 SH SOLE 0 0 4076 TE CONNECTIVITY LTD REG SHS H84989104 210 2393 SH SOLE 0 0 2393 TECHNIPFMC PLC COM G87110105 888 28422 SH SOLE 0 0 28422 TESLA INC COM 88160R101 586 2212 SH SOLE 0 0 2212 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 441 20464 SH SOLE 0 0 20464 TEXAS INSTRS INC COM 882508104 221 2056 SH SOLE 0 0 2056 TEXAS PAC LD TR SUB CTF PROP I T 882610108 338 391 SH SOLE 0 0 391 THE TRADE DESK INC COM CL A 88339J105 287 1900 SH SOLE 0 0 1900 TIMKEN CO COM 887389104 364 7299 SH SOLE 0 0 7299 TJX COS INC NEW COM 872540109 595 5315 SH SOLE 0 0 5315 TOTAL SYS SVCS INC COM 891906109 39647 401525 SH SOLE 0 0 401525 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 999 8031 SH SOLE 0 0 8031 TPG SPECIALTY LENDING INC NOTE 4.500%12/1 87265KAB8 229 228000 PRN SOLE 0 0 228000 TRANSDIGM GROUP INC COM 893641100 2071 5564 SH SOLE 0 0 5564 TRANSOCEAN LTD REG SHS H8817H100 212 15215 SH SOLE 0 0 15215 TRAVELERS COMPANIES INC COM 89417E109 219 1685 SH SOLE 0 0 1685 TWENTY FIRST CENTY FOX INC CL A 90130A101 297 6417 SH SOLE 0 0 6417 ULTA BEAUTY INC COM 90384S303 307 1088 SH SOLE 0 0 1088 UNION PAC CORP COM 907818108 2729 16762 SH SOLE 0 0 16762 UNITED PARCEL SERVICE INC CL B 911312106 440 3773 SH SOLE 0 0 3773 UNITED RENTALS INC COM 911363109 492 3010 SH SOLE 0 0 3010 UNITED TECHNOLOGIES CORP COM 913017109 1804 12903 SH SOLE 0 0 12903 UNITEDHEALTH GROUP INC COM 91324P102 5301 19924 SH SOLE 0 0 19924 US BANCORP DEL COM NEW 902973304 320 6054 SH SOLE 0 0 6054 V F CORP COM 918204108 738 7900 SH SOLE 0 0 7900 VALE S A ADR 91912E105 649 43728 SH SOLE 0 0 43728 VALERO ENERGY CORP NEW COM 91913Y100 910 8003 SH SOLE 0 0 8003 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189F361 472 15163 SH SOLE 0 0 15163 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 2082 44529 SH SOLE 0 0 44529 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 1134 7140 SH SOLE 0 0 7140 VANGUARD ADMIRAL FDS INC 500 VAL IDX FD 921932703 1160 10382 SH SOLE 0 0 10382 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 1114 6984 SH SOLE 0 0 6984 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 1679 12349 SH SOLE 0 0 12349 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 672 8350 SH SOLE 0 0 8350 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 382 4900 SH SOLE 0 0 4900 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2073 26336 SH SOLE 0 0 26336 VANGUARD GROUP DIV APP ETF 921908844 4801 43374 SH SOLE 0 0 43374 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 6665 24958 SH SOLE 0 0 24958 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 400 3534 SH SOLE 0 0 3534 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 316 2219 SH SOLE 0 0 2219 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2101 26043 SH SOLE 0 0 26043 VANGUARD INDEX FDS SML CP GRW ETF 922908595 768 4101 SH SOLE 0 0 4101 VANGUARD INDEX FDS SM CP VAL ETF 922908611 436 3130 SH SOLE 0 0 3130 VANGUARD INDEX FDS MID CAP ETF 922908629 738 4496 SH SOLE 0 0 4496 VANGUARD INDEX FDS LARGE CAP ETF 922908637 312 2337 SH SOLE 0 0 2337 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 873 7123 SH SOLE 0 0 7123 VANGUARD INDEX FDS GROWTH ETF 922908736 2528 15696 SH SOLE 0 0 15696 VANGUARD INDEX FDS VALUE ETF 922908744 952 8602 SH SOLE 0 0 8602 VANGUARD INDEX FDS SMALL CP ETF 922908751 4921 30270 SH SOLE 0 0 30270 VANGUARD INDEX FDS TOTAL STK MKT 922908769 5401 36089 SH SOLE 0 0 36089 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 3272 62858 SH SOLE 0 0 62858 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1605 39138 SH SOLE 0 0 39138 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 538 11128 SH SOLE 0 0 11128 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 437 5591 SH SOLE 0 0 5591 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 326 5253 SH SOLE 0 0 5253 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 213 4178 SH SOLE 0 0 4178 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1360 16285 SH SOLE 0 0 16285 VANGUARD STAR FD VG TL INTL STK F 921909768 441 8158 SH SOLE 0 0 8158 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 3896 90044 SH SOLE 0 0 90044 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 4067 46695 SH SOLE 0 0 46695 VANGUARD WORLD FD MEGA GRWTH IND 921910816 267 2080 SH SOLE 0 0 2080 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 229 1633 SH SOLE 0 0 1633 VANGUARD WORLD FDS ENERGY ETF 92204A306 294 2797 SH SOLE 0 0 2797 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 338 4875 SH SOLE 0 0 4875 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1976 10951 SH SOLE 0 0 10951 VANGUARD WORLD FDS INF TECH ETF 92204A702 645 3183 SH SOLE 0 0 3183 VEEVA SYS INC CL A COM 922475108 275 2528 SH SOLE 0 0 2528 VENTAS INC COM 92276F100 319 5864 SH SOLE 0 0 5864 VERIZON COMMUNICATIONS INC COM 92343V104 3159 59170 SH SOLE 0 0 59170 VISA INC COM CL A 92826C839 3100 20657 SH SOLE 0 0 20657 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 1454 67009 SH SOLE 0 0 67009 VULCAN MATLS CO COM 929160109 305 2738 SH SOLE 0 0 2738 W & T OFFSHORE INC COM 92922P106 184 19097 SH SOLE 0 0 19097 W P CAREY INC COM 92936U109 446 6940 SH SOLE 0 0 6940 WALGREENS BOOTS ALLIANCE INC COM 931427108 1045 14340 SH SOLE 0 0 14340 WALMART INC COM 931142103 2890 30774 SH SOLE 0 0 30774 WASTE MGMT INC DEL COM 94106L109 741 8195 SH SOLE 0 0 8195 WELLS FARGO CO NEW COM 949746101 2090 39755 SH SOLE 0 0 39755 WELLS FARGO CO NEW PERP PFD CNV A 949746804 341 264 SH SOLE 0 0 264 WELLTOWER INC COM 95040Q104 380 5901 SH SOLE 0 0 5901 WESTERN DIGITAL CORP COM 958102105 209 3576 SH SOLE 0 0 3576 WEYERHAEUSER CO COM 962166104 563 17448 SH SOLE 0 0 17448 WILLIAMS COS INC DEL COM 969457100 920 33842 SH SOLE 0 0 33842 WISDOMTREE TR US DIVID EX FNCL 97717W406 346 3831 SH SOLE 0 0 3831 WISDOMTREE TR US MIDCAP DIVID 97717W505 412 11163 SH SOLE 0 0 11163 WISDOMTREE TR US SMALLCAP DIVD 97717W604 305 10275 SH SOLE 0 0 10275 WNS HOLDINGS LTD SPON ADR 92932M101 349 6868 SH SOLE 0 0 6868 WORKHORSE GROUP INC COM NEW 98138J206 19 18167 SH SOLE 0 0 18167 WORLDPAY INC CL A 981558109 262 2590 SH SOLE 0 0 2590 YUM BRANDS INC COM 988498101 379 4164 SH SOLE 0 0 4164 YUM CHINA HLDGS INC COM 98850P109 585 16655 SH SOLE 0 0 16655 YY INC ADS REPCOM CLA 98426T106 581 7753 SH SOLE 0 0 7753 ZAYO GROUP HLDGS INC COM 98919V105 324 9318 SH SOLE 0 0 9318 ZOETIS INC CL A 98978V103 717 7832 SH SOLE 0 0 7832