The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS COM | COM | 002824100 | 581 | 10,210 | SH | DFND | 0 | 0 | 10,210 | ||
ABBVIE INC COM | COM | 00287Y109 | 634 | 6,585 | SH | DFND | 0 | 0 | 6,585 | ||
ALPHABET INC CL A | COM | 02079K305 | 4 | 4 | SH | DFND | 0 | 0 | 4 | ||
ALTRIA GROUP INC COM | COM | 02209S103 | 385 | 5,385 | SH | DFND | 0 | 0 | 5,385 | ||
AMAZON COM INC | COM | 023135106 | 587 | 500 | SH | DFND | 0 | 0 | 500 | ||
AMERICAN CAMPUS CMNTYS INC COM | COM | 024835100 | 484 | 11,875 | SH | DFND | 0 | 0 | 11,875 | ||
ANALOG DEVICES INC COM | COM | 032654105 | 119 | 1,350 | SH | DFND | 0 | 0 | 1,350 | ||
APPLE INC COM | COM | 037833100 | 724 | 4,290 | SH | DFND | 0 | 0 | 4,290 | ||
BANK OF AMERICA CORPORATION COM | COM | 060505104 | 969 | 32,950 | SH | DFND | 0 | 0 | 32,950 | ||
BANK OF NEW YORK MELLON CORP COM | COM | 064058100 | 422 | 7,860 | SH | DFND | 0 | 0 | 7,860 | ||
BLACKROCK INC COM | COM | 09247X101 | 367 | 715 | SH | DFND | 0 | 0 | 715 | ||
BLACKSTONE GROUP L P COM UNIT REPSTG LTD | COM | 09253U108 | 62 | 1,925 | SH | DFND | 0 | 0 | 1,925 | ||
BOEING CO COM | COM | 097023105 | 536 | 1,825 | SH | DFND | 0 | 0 | 1,825 | ||
BP PLC SPONS ADR | COM | 055622104 | 603 | 14,390 | SH | DFND | 0 | 0 | 14,390 | ||
BRITISH AMERN TOB PLC SPONSORED ADR ISIN#US1104481072 | COM | 110448107 | 192 | 2,892 | SH | DFND | 0 | 0 | 2,892 | ||
CARLYLE GROUP L P COM UNITS REPSTG LTD PARTNERSHIP INT | COM | 14309L102 | 422 | 18,475 | SH | DFND | 0 | 0 | 18,475 | ||
CHEVRON CORP NEW COM | COM | 166764100 | 31 | 250 | SH | DFND | 0 | 0 | 250 | ||
CISCO SYSTEMS INC | COM | 17275R102 | 724 | 18,800 | SH | DFND | 0 | 0 | 18,800 | ||
COCA COLA COMPANY | COM | 191216100 | 345 | 7,525 | SH | DFND | 0 | 0 | 7,525 | ||
COMCAST CORP CL A | COM | 20030N101 | 743 | 18,560 | SH | DFND | 0 | 0 | 18,560 | ||
COSTCO WHOLESALE CORP NEW COM | COM | 22160K105 | 565 | 3,005 | SH | DFND | 0 | 0 | 3,005 | ||
CVS HEALTH CORP COM | COM | 126650100 | 632 | 8,665 | SH | DFND | 0 | 0 | 8,665 | ||
DELL TECHNOLOGIES INC CL V | COM | 24703L103 | 107 | 1,312 | SH | DFND | 0 | 0 | 1,312 | ||
DISNEY WALT CO DISNEY COM | COM | 254687106 | 706 | 6,560 | SH | DFND | 0 | 0 | 6,560 | ||
DOWDUPONT INC COM | COM | 26078J100 | 46 | 641 | SH | DFND | 0 | 0 | 641 | ||
EATON CORPORATION PLC SHS ISIN#IE00B8KQN827 | COM | G29183103 | 563 | 7,075 | SH | DFND | 0 | 0 | 7,075 | ||
EXCO RES INC COM NEW | COM | 269279501 | 0 | 37 | SH | DFND | 0 | 0 | 37 | ||
FACEBOOK, INC. | COM | 30303M102 | 840 | 4,757 | SH | DFND | 4,537 | 0 | 220 | ||
FIDELITY COVINGTON TRUST | ETF | 316092402 | 1,725 | 86,010 | SH | SOLE | 86,010 | 0 | 0 | ||
FOOT LOCKER INC COM | COM | 344849104 | 356 | 7,525 | SH | DFND | 0 | 0 | 7,525 | ||
FORD MOTOR CO DEL COM PAR | COM | 345370860 | 467 | 37,750 | SH | DFND | 0 | 0 | 37,750 | ||
GENERAL ELECTRIC CO COM | COM | 369604103 | 561 | 32,150 | SH | DFND | 0 | 0 | 32,150 | ||
GENERAL MILLS INC COM | COM | 370334104 | 437 | 7,400 | SH | DFND | 0 | 0 | 7,400 | ||
GILEAD SCIENCES INC | COM | 375558103 | 615 | 8,550 | SH | DFND | 0 | 0 | 8,550 | ||
HALLIBURTON CO COM | COM | 406216101 | 669 | 13,705 | SH | DFND | 0 | 0 | 13,705 | ||
HOME DEPOT INC COM | COM | 437076102 | 696 | 3,655 | SH | DFND | 0 | 0 | 3,655 | ||
INTEL CORP COM | COM | 458140100 | 709 | 15,290 | SH | DFND | 0 | 0 | 15,290 | ||
INTERCONTINENTAL EXCHANGE INC COM | COM | 45866F104 | 281 | 3,960 | SH | DFND | 0 | 0 | 3,960 | ||
ISHARES TR 1-3 YR CR BD ETF | ETF | 464288646 | 2,028 | 19,400 | SH | DFND | 0 | 0 | 19,400 | ||
ISHARES TR CMBS ETF | ETF | 46429B366 | 445 | 8,700 | SH | DFND | 0 | 0 | 8,700 | ||
ISHARES TR CORE MSCI EAFE ETF | ETF | 46432F842 | 58 | 875 | SH | DFND | 0 | 0 | 875 | ||
ISHARES TR CORE S&P MID-CAP ETF | ETF | 464287507 | 4 | 20 | SH | DFND | 0 | 0 | 20 | ||
ISHARES TR CORE U S AGGREGATE BD ETF | ETF | 464287226 | 162 | 1,490 | SH | DFND | 0 | 0 | 1,490 | ||
ISHARES TR FLTG RATE NT ETF | ETF | 46429B655 | 1,654 | 32,600 | SH | DFND | 0 | 0 | 32,600 | ||
ISHARES TR GLOBAL 100 ETF | ETF | 464287572 | 107 | 1,150 | SH | DFND | 0 | 0 | 1,150 | ||
ISHARES TR GLOBAL CONSUMER STAPLES ETF | ETF | 464288737 | 5 | 50 | SH | DFND | 0 | 0 | 50 | ||
ISHARES TR INTL SELECT DIVID ETF INDEX FD | ETF | 464288448 | 125 | 3,696 | SH | DFND | 0 | 0 | 3,696 | ||
ISHARES TR JPMORGAN USD EMERGING MKTS BD ETF | ETF | 464288281 | 950 | 8,175 | SH | DFND | 0 | 0 | 8,175 | ||
ISHARES TR MBS ETF | ETF | 464288588 | 571 | 5,355 | SH | DFND | 0 | 0 | 5,355 | ||
ISHARES TR NORTH AMERN TECH ETF | ETF | 464287549 | 26 | 150 | SH | DFND | 0 | 0 | 150 | ||
ISHARES TR RUSSELL 1000 GROWTH ETF | ETF | 464287614 | 114 | 843 | SH | DFND | 0 | 0 | 843 | ||
ISHARES TR RUSSELL 1000 VALUE ETF | ETF | 464287598 | 482 | 3,875 | SH | DFND | 0 | 0 | 3,875 | ||
ISHARES TR RUSSELL 2000 VALUE ETF | ETF | 464287630 | 14,965 | 119,004 | SH | DFND | 118,916 | 0 | 88 | ||
ISHARES TR S&P U S PFD STK INDEX FD | ETF | 464288687 | 46 | 1,200 | SH | DFND | 0 | 0 | 1,200 | ||
ISHARES TR TIPS BD ETF | ETF | 464287176 | 984 | 8,612 | SH | DFND | 0 | 0 | 8,612 | ||
ISHARES TR U S CONSUMER GOODS ETF | ETF | 464287812 | 16 | 125 | SH | DFND | 0 | 0 | 125 | ||
ISHARES TR U S CONSUMER SVCS ETF | ETF | 464287580 | 18 | 100 | SH | DFND | 0 | 0 | 100 | ||
ISHARES TR U S HEALTHCARE ETF | ETF | 464287762 | 17 | 100 | SH | DFND | 0 | 0 | 100 | ||
ISHARES TR US FINANCIALS ETF INDEX FD | ETF | 464287788 | 18 | 150 | SH | DFND | 0 | 0 | 150 | ||
ISHARES TR US INDUSTRIALS ETF | ETF | 464287754 | 15 | 100 | SH | DFND | 0 | 0 | 100 | ||
ISHARES U S ETF TR SHORT MTY BD ETF | ETF | 46431W507 | 835 | 16,700 | SH | DFND | 0 | 0 | 16,700 | ||
JOHNSON & JOHNSON COM | COM | 478160104 | 414 | 2,970 | SH | DFND | 0 | 0 | 2,970 | ||
JP MORGAN CHASE & CO COM ISIN#US46625H1005 | COM | 46625H100 | 452 | 4,250 | SH | DFND | 0 | 0 | 4,250 | ||
KEYCORP NEW COM | COM | 493267108 | 583 | 28,950 | SH | DFND | 0 | 0 | 28,950 | ||
KROGER CO COM | COM | 501044101 | 881 | 32,170 | SH | DFND | 0 | 0 | 32,170 | ||
MASTERCARD INC CL A COM | COM | 57636Q104 | 503 | 3,315 | SH | DFND | 0 | 0 | 3,315 | ||
MERCK & CO INC NEW COM | COM | 58933Y105 | 669 | 11,875 | SH | DFND | 0 | 0 | 11,875 | ||
MICROSOFT CORP COM | COM | 594918104 | 620 | 7,275 | SH | DFND | 0 | 0 | 7,275 | ||
NABORS INDS LTD SHS ISIN#BMG6359F1032 | COM | G6359F103 | 79 | 11,800 | SH | DFND | 0 | 0 | 11,800 | ||
NASDAQ INC COM | COM | 631103108 | 398 | 5,140 | SH | DFND | 0 | 0 | 5,140 | ||
OCH-ZIFF CAP MGMT GROUP CL A SHS | COM | 67551U105 | 1 | 500 | SH | DFND | 0 | 0 | 500 | ||
ORACLE CORP COM | COM | 68389X105 | 468 | 9,830 | SH | DFND | 0 | 0 | 9,830 | ||
PEPSICO INC COM | COM | 713448108 | 135 | 1,115 | SH | DFND | 0 | 0 | 1,115 | ||
PFIZER INC COM | COM | 717081103 | 658 | 18,220 | SH | DFND | 0 | 0 | 18,220 | ||
PHILIP MORRIS INTERNATIONAL INC. | COM | 718172109 | 174 | 1,657 | SH | DFND | 932 | 0 | 725 | ||
PIMCO ETF TR ENHANCED SHORT MAT ACTIVE ETF | ETF | 72201R833 | 323 | 3,175 | SH | DFND | 0 | 0 | 3,175 | ||
POWERSHARES QQQ TRUST, SERIES 1 | ETF | 73935A104 | 9,506 | 61,027 | SH | SOLE | 61,027 | 0 | 0 | ||
PROCTER & GAMBLE CO COM | COM | 742718109 | 340 | 3,670 | SH | DFND | 0 | 0 | 3,670 | ||
QUALCOMM INC | COM | 747525103 | 543 | 8,500 | SH | DFND | 0 | 0 | 8,500 | ||
RANGE RESOURCES CORPORATION | COM | 75281A109 | 495 | 29,001 | SH | SOLE | 29,001 | 0 | 0 | ||
RAYTHEON CO COM NEW | COM | 755111507 | 329 | 1,735 | SH | DFND | 0 | 0 | 1,735 | ||
SELECT SECTOR SPDR TR REAL ESTATE SELECT SECTOR SPDR FD | ETF | 81369Y860 | 193 | 6,000 | SH | DFND | 0 | 0 | 6,000 | ||
SELECT SECTOR SPDR TR UTILS | ETF | 81369Y886 | 146 | 2,750 | SH | DFND | 0 | 0 | 2,750 | ||
SMUCKER J M CO COM NEW | COM | 832696405 | 695 | 5,620 | SH | DFND | 0 | 0 | 5,620 | ||
SPDR INDEX SHS FDS S&P CHINA ETF | ETF | 78463X400 | 477 | 4,465 | SH | DFND | 0 | 0 | 4,465 | ||
SPDR S&P 500 ETF TRUST | ETF | 78462F103 | 57,083 | 213,908 | SH | DFND | 213,208 | 0 | 700 | ||
SPDR SER TR S&P DIVID ETF | ETF | 78464A763 | 94 | 1,000 | SH | DFND | 0 | 0 | 1,000 | ||
STANLEY BLACK & DECKER INC COM | COM | 854502101 | 34 | 200 | SH | DFND | 0 | 0 | 200 | ||
TEVA PHARMACEUTICAL INDUSTRIES LTD | COM | 881624209 | 834 | 44,014 | SH | SOLE | 44,014 | 0 | 0 | ||
UNDER ARMOUR INC CL A | COM | 904311107 | 1 | 100 | SH | DFND | 0 | 0 | 100 | ||
UNILEVER PLC SPON ADR NEW ISIN#US9047677045 | COM | 904767704 | 427 | 7,690 | SH | DFND | 0 | 0 | 7,690 | ||
VANGUARD INDEX FDS VANGUARD REIT ETF | ETF | 922908553 | 96 | 1,163 | SH | DFND | 0 | 0 | 1,163 | ||
VANGUARD INDEX FDS VANGUARD SMALL-CAP VALUE ETF | ETF | 922908611 | 108 | 819 | SH | DFND | 0 | 0 | 819 | ||
VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS ETF | ETF | 922042858 | 23 | 500 | SH | DFND | 0 | 0 | 500 | ||
VERIFONE SYS INC COM | COM | 92342Y109 | 6 | 300 | SH | DFND | 0 | 0 | 300 | ||
VERIZON COMMUNICATIONS INC COM | COM | 92343V104 | 413 | 7,796 | SH | DFND | 0 | 0 | 7,796 | ||
VISA INC COM CL A | COM | 92826C839 | 215 | 1,875 | SH | DFND | 0 | 0 | 1,875 | ||
VODAFONE GROUP PLC NEW SPONSORED ADR NO PAR | COM | 92857W308 | 554 | 17,290 | SH | DFND | 0 | 0 | 17,290 | ||
WAL MART STORES INC COM | COM | 931142103 | 645 | 5,620 | SH | DFND | 0 | 0 | 5,620 | ||
VANGUARD INDUSTRIALS ETF | ETF | 92204A603 | 1,650 | 11,590 | SH | SOLE | 11,590 | 0 | 0 | ||
VANGUARD HEALTH CARE ETF | ETF | 92204A504 | 5,762 | 37,380 | SH | SOLE | 37,380 | 0 | 0 | ||
VANGUARD ENERGY ETF | ETF | 92204A306 | 460 | 4,650 | SH | SOLE | 4,650 | 0 | 0 | ||
SELECT STR FINANCIAL SELECT SPDR ETF | ETF | 81369Y605 | 1,915 | 68,612 | SH | SOLE | 68,612 | 0 | 0 | ||
SPDR FUND CONSUMER DISCRE SELECT ETF | ETF | 81369Y407 | 1,917 | 19,421 | SH | SOLE | 19,421 | 0 | 0 | ||
SPDR FUND CONSUMER STAPLES ETF | ETF | 81369Y308 | 2,409 | 42,340 | SH | SOLE | 42,340 | 0 | 0 |