0001225208-24-001376.txt : 20240201 0001225208-24-001376.hdr.sgml : 20240201 20240201163420 ACCESSION NUMBER: 0001225208-24-001376 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240130 FILED AS OF DATE: 20240201 DATE AS OF CHANGE: 20240201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goris Patrick P. CENTRAL INDEX KEY: 0001696060 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39220 FILM NUMBER: 24587452 MAIL ADDRESS: STREET 1: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARRIER GLOBAL Corp CENTRAL INDEX KEY: 0001783180 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] ORGANIZATION NAME: 06 Technology IRS NUMBER: 834051582 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 BUSINESS PHONE: 5613652000 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 FORMER COMPANY: FORMER CONFORMED NAME: Carrier Global Corp DATE OF NAME CHANGE: 20190722 4 1 doc4.xml X0508 4 2024-01-30 0001783180 CARRIER GLOBAL Corp CARR 0001696060 Goris Patrick P. 13995 PASTEUR BOULEVARD PALM BEACH GARDENS FL 33418 1 Senior VP & CFO 0 Stock Appreciation Right 56.3300 2024-01-30 4 A 0 77295.0000 0.0000 A 2027-01-30 2034-01-29 Common Stock 77295.0000 77295.0000 D Stock Appreciation Right 56.3300 2024-01-30 4 A 0 172535.0000 0.0000 A 2029-01-30 2034-01-29 Common Stock 172535.0000 172535.0000 D The reporting person was also awarded 29,980 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period. The reporting person was also awarded 44,615 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest equally on the third, fourth, and fifth anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth over a three-year time period. /s/ Erin O'Neal as Attorney-in-Fact 2024-02-01