0001225208-23-010658.txt : 20231204 0001225208-23-010658.hdr.sgml : 20231204 20231204161552 ACCESSION NUMBER: 0001225208-23-010658 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231201 FILED AS OF DATE: 20231204 DATE AS OF CHANGE: 20231204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goris Patrick P. CENTRAL INDEX KEY: 0001696060 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39220 FILM NUMBER: 231463234 MAIL ADDRESS: STREET 1: 1201 SOUTH SECOND STREET CITY: MILWAUKEE STATE: WI ZIP: 53204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARRIER GLOBAL Corp CENTRAL INDEX KEY: 0001783180 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 834051582 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 BUSINESS PHONE: 5613652000 MAIL ADDRESS: STREET 1: 13995 PASTEUR BOULEVARD CITY: PALM BEACH GARDENS STATE: FL ZIP: 33418 FORMER COMPANY: FORMER CONFORMED NAME: Carrier Global Corp DATE OF NAME CHANGE: 20190722 4 1 doc4.xml X0508 4 2023-12-01 0001783180 CARRIER GLOBAL Corp CARR 0001696060 Goris Patrick P. 13995 PASTEUR BOULEVARD PALM BEACH GARDENS FL 33418 1 Senior Vice President & CFO 0 Common Stock 2023-12-01 4 M 0 18457.0000 0.0000 A 40866.0000 D Common Stock 2023-12-01 4 F 0 7263.0000 53.2200 D 33603.0000 D Restricted Stock Unit RSU 2023-12-01 4 M 0 18457.0000 0.0000 D 2023-12-01 Common Stock 18457.0000 0.0000 D Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs. The reporting person was granted these RSUs on December 1, 2020 and these are the last of three tranches that vested over a three-year period. /s/ Erin O'Neal as Attorney-in-Fact 2023-12-04