President

0000950123-20-010670.txt : 20201102 0000950123-20-010670.hdr.sgml : 20201102 20201102133815 ACCESSION NUMBER: 0000950123-20-010670 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201102 DATE AS OF CHANGE: 20201102 EFFECTIVENESS DATE: 20201102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERISCOPE CAPITAL INC. CENTRAL INDEX KEY: 0001695320 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17747 FILM NUMBER: 201279870 BUSINESS ADDRESS: STREET 1: 333 BAY STREET, SUITE 1240 STREET 2: BAY ADELAIDE CENTRE CITY: TORONTO STATE: A6 ZIP: M5H 2R2 BUSINESS PHONE: 416-365-2785 MAIL ADDRESS: STREET 1: 333 BAY STREET, SUITE 1240 STREET 2: BAY ADELAIDE CENTRE CITY: TORONTO STATE: A6 ZIP: M5H 2R2 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001695320 XXXXXXXX 09-30-2020 09-30-2020 false Periscope Capital Inc.

333 Bay Street, Suite 1240 Bay Adelaide Centre Toronto A6 M5H 2R2

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G79448117 150 100000 SH SOLE 0 0 100000 SCVX CORP COM G79448208 10221 1012000 SH SOLE 1012000 0 0 SCVX CORP UNIT 99/99/9999 G79448109 3642 338800 SH SOLE 338800 0 0 SILVER SPIKE ACQUISITION COR CL A SHS G8136L106 7801 770079 SH SOLE 770079 0 0 SILVER SPIKE ACQUISITION COR UNIT 99/99/9999 G8136L122 3810 367200 SH SOLE 367200 0 0 SOCIAL CAP HEDSPIA HLDG CO I *W EXP 99/99/999 G8251K115 94 24300 SH SOLE 0 0 24300 SOCIAL CAP HEDSPIA HLDG CO I COM CL A G8251K107 4059 325800 SH SOLE 325800 0 0 SOCIAL CAP HEDSPIA HLDG CO I UNIT 99/99/9999 G8251K123 2404 174300 SH SOLE 174300 0 0 SOFTWARE ACQUISITION GROUP I COM CL A 83406B101 3785 380000 SH SOLE 380000 0 0 SOFTWARE ACQUISITN GRUP INC UNIT 99/99/9999 83407F200 4686 470916 SH SOLE 470916 0 0 SOUTH MTN MERGER CORP *W EXP 06/20/202 838884112 173 123100 SH SOLE 0 0 123100 SOUTH MTN MERGER CORP COM CL A 838884104 6859 656300 SH SOLE 656300 0 0 SPDR GOLD TR GOLD SHS 78463V107 2710 15300 SH SOLE 15300 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 70327 210000 SH Put SOLE 0 0 210000 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 660 35987 SH SOLE 35987 0 0 STABLE RD ACQUISITION CORP COM CL A 85236Q109 5856 581000 SH SOLE 581000 0 0 STABLE RD ACQUISITION CORP UNIT 05/15/2026 85236Q208 3256 310000 SH SOLE 310000 0 0 STAR PEAK ENERGY TRANSITION UNIT 99/99/9999 855185203 6150 600000 SH SOLE 600000 0 0 STARBOARD VALUE ACQUISITN CO UNIT 09/10/2025 85521J208 5565 551000 SH SOLE 551000 0 0 SUSTAINABLE OPPORTNTS ACQ CO *W EXP 99/99/999 G8598Y117 393 220800 SH SOLE 0 0 220800 SUSTAINABLE OPPORTNTS ACQ CO ORD SHS A G8598Y109 12236 1199600 SH SOLE 1199600 0 0 SUSTAINABLE OPPORTNTS ACQ CO UNIT 99/99/9999 G8598Y125 6616 598700 SH SOLE 598700 0 0 SWITCHBACK ENERGY ACQUISTN C *W EXP 07/25/202 87105M110 471 100400 SH SOLE 0 0 100400 SWITCHBACK ENERGY ACQUISTN C COM CL A 87105M102 5506 352949 SH SOLE 352949 0 0 SWITCHBACK ENERGY ACQUISTN C UNIT 99/99/9999 87105M201 9452 552894 SH SOLE 552894 0 0 TAILWIND ACQUISITION CORP UNIT 09/07/2027 87403Q201 4101 408150 SH SOLE 408150 0 0 TENZING ACQUISITION CORP ORD SHS G8708A116 3165 289300 SH SOLE 289300 0 0 TESLA INC NOTE 2.000% 5/1 88160RAG6 34162 4943000 PRN SOLE 0 0 4943000 THUNDER BRDG ACQUISTION II L *W EXP 11/30/202 G8857S108 135 100000 SH SOLE 0 0 100000 THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 12461 1221700 SH SOLE 1221700 0 0 TORTOISE ACQUISITION CORP II UNIT 06/14/2027 G89554110 2721 250000 SH SOLE 250000 0 0 TOTTENHAM ACQUISITION I LTD SHS G8959N106 2170 200000 SH SOLE 200000 0 0 TREBIA ACQUISITION CORP COM CL A G9027T109 2036 200000 SH SOLE 200000 0 0 TREBIA ACQUISITION CORP UNIT 99/99/9999 G9027T125 6479 600000 SH SOLE 600000 0 0 TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 67 181300 SH SOLE 0 0 181300 TRIDENT ACQUISITIONS CORP COM 89615T106 5463 500000 SH SOLE 500000 0 0 TRINE ACQUISITION CORP COM CL A 89628U108 3379 310000 SH SOLE 310000 0 0 TUSCAN HLDGS CORP *W EXP 04/01/202 90069K112 234 461600 SH SOLE 0 0 461600 TUSCAN HLDGS CORP COM 90069K104 12255 1203800 SH SOLE 1203800 0 0 TUSCAN HLDGS CORP II COM 90070A103 5551 556200 SH SOLE 556200 0 0 TUSCAN HLDGS CORP II UNIT 04/01/2026 90070A202 3482 346400 SH SOLE 346400 0 0 TWC TECH HLDGS II CORP UNIT 09/10/2025 90117G204 6072 600000 SH SOLE 600000 0 0 TWILIO INC NOTE 0.250% 6/0 90138FAB8 6976 2000000 PRN SOLE 0 0 2000000 UNION ACQUISITION CORP II *W EXP 04/01/202 G9402Q126 272 361500 SH SOLE 0 0 361500 UNION ACQUISITION CORP II SHS G9402Q100 11252 1133125 SH SOLE 1133125 0 0 UNION ACQUISITION CORP II UNIT 99/99/9999 G9402Q118 4145 391000 SH SOLE 391000 0 0 VECTOR ACQUISITION CORP UNIT 09/30/2027 G9442R100 5070 500000 SH SOLE 500000 0 0 VESPER HEALTHCARE ACQSTN COR UNIT 99/99/9999 92538T203 3078 300000 SH SOLE 300000 0 0 VISTAS MEDIA ACQUISITION CO COM CL A 92840T107 984 100000 SH SOLE 100000 0 0 VISTAS MEDIA ACQUISITION CO UNIT 08/03/2025 92840T206 5050 500000 SH SOLE 500000 0 0 VPC IMPACT ACQUISITION HLDNG UNIT 09/22/2025 G9441E126 5000 500000 SH SOLE 500000 0 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 3085 2000000 PRN SOLE 0 0 2000000 YUCAIPA ACQUISITION CORP UNIT 99/99/9999 G9879L121 8976 879990 SH SOLE 879990 0 0 YUNHONG INTL *W EXP 01/31/202 G98882122 19 103100 SH SOLE 0 0 103100 YUNHONG INTL CL A SHS G98882106 3023 306200 SH SOLE 306200 0 0 YUNHONG INTL RIGHT 01/31/2027 G98882130 41 206200 SH SOLE 0 0 206200 YUNHONG INTL UNIT 99/99/9999 G98882114 546 54200 SH SOLE 54200 0 0