President

0000950123-20-002247.txt : 20200214 0000950123-20-002247.hdr.sgml : 20200214 20200214094611 ACCESSION NUMBER: 0000950123-20-002247 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERISCOPE CAPITAL INC. CENTRAL INDEX KEY: 0001695320 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17747 FILM NUMBER: 20614776 BUSINESS ADDRESS: STREET 1: 333 BAY STREET, SUITE 1240 STREET 2: BAY ADELAIDE CENTRE CITY: TORONTO STATE: A6 ZIP: M5H 2R2 BUSINESS PHONE: 416-365-2785 MAIL ADDRESS: STREET 1: 333 BAY STREET, SUITE 1240 STREET 2: BAY ADELAIDE CENTRE CITY: TORONTO STATE: A6 ZIP: M5H 2R2 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001695320 XXXXXXXX 12-31-2019 12-31-2019 true 1 RESTATEMENT Periscope Capital Inc.

333 Bay Street, Suite 1240 Bay Adelaide Centre Toronto A6 M5H 2R2

13F HOLDINGS REPORT 028-17747 Y This Amendment to Form 13F corrects certain errors contained in the Form 13F filed by Periscope Capital Inc. on February 5, 2020 (including, without limitation, the removal of certain holdings from the Information Table that were erroneously included therein). James Wise President 416-365-2785 /s/ James Wise Toronto A6 02-14-2020 0 224 805367 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 8I ENTERPRISES ACQUISITIN CO *W EXP 10/29/202 G2956M112 90 255000 SH SOLE 0 0 255000 8I ENTERPRISES ACQUISITIN CO RIGHT 10/29/2020 G2956M120 108 283700 SH SOLE 0 0 283700 8I ENTERPRISES ACQUISITIN CO SHS G2956M104 4421 441200 SH SOLE 441200 0 0 ACAMAR PARTNERS ACQSITION CO *W EXP 02/26/202 004285110 44 60400 SH SOLE 0 0 60400 ACAMAR PARTNERS ACQSITION CO CL A 004285102 4208 420800 SH SOLE 420800 0 0 ACAMAR PARTNERS ACQSITION CO UNIT 12/30/2025 004285201 3255 320500 SH SOLE 320500 0 0 ACT II GLOBAL ACQUISITION CO *W EXP 04/30/202 G0080J120 65 65400 SH SOLE 0 0 65400 ACT II GLOBAL ACQUISITION CO CL A SHS G0080J104 6697 661900 SH SOLE 661900 0 0 AGBA ACQUISITION LTD *W EXP 05/10/202 G0120M117 26 399800 SH SOLE 0 0 399800 AGBA ACQUISITION LTD RIGHT 05/10/2024 G0120M125 80 399800 SH SOLE 0 0 399800 AGBA ACQUISITION LTD SHS G0120M109 4049 399800 SH SOLE 399800 0 0 ALBERTON ACQUISITION CORP *W EXP 04/26/202 G35006124 34 562500 SH SOLE 0 0 562500 ALBERTON ACQUISITION CORP ORD SHS G35006108 4581 442600 SH SOLE 442600 0 0 ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 154 652900 SH SOLE 0 0 652900 ALLEGRO MERGER CORP *W EXP 01/06/202 01749N111 46 255906 SH SOLE 0 0 255906 ALLEGRO MERGER CORP COM 01749N103 7506 733706 SH SOLE 733706 0 0 ALLEGRO MERGER CORP RIGHT 12/31/2023 01749N129 145 454206 SH SOLE 0 0 454206 ALUSSA ENERGY ACQUISITION CO UNIT 10/31/2026 G0232J127 6116 606800 SH SOLE 606800 0 0 AMCI ACQUISITION CORP *W EXP 05/20/202 00165R119 115 321800 SH SOLE 0 0 321800 AMCI ACQUISITION CORP CLASS A 00165R101 7005 691900 SH SOLE 691900 0 0 AMCI ACQUISITION CORP UNIT 01/07/2019 00165R200 2103 201300 SH SOLE 201300 0 0 AMPLITUDE HLTHCRE AQUSTIN CO UNIT 12/01/2026 03212A204 1012 100400 SH SOLE 100400 0 0 ANDINA ACQUISITION CORP III *W EXP 07/31/202 G04415124 40 191000 SH SOLE 0 0 191000 ANDINA ACQUISITION CORP III RIGHT 07/31/2020 G04415132 53 191100 SH SOLE 0 0 191100 ANDINA ACQUISITION CORP III SHS G04415108 1939 191000 SH SOLE 191000 0 0 APEX TECHNOLOGY ACQUISITN CO UNIT 06/11/2026 03768F201 7886 753200 SH SOLE 753200 0 0 ARYA SCIENCES ACQUISITION CO *W EXP 10/10/202 G3165V125 196 100700 SH SOLE 0 0 100700 ARYA SCIENCES ACQUISITION CO SHS CL A G3165V109 3527 336200 SH SOLE 336200 0 0 B RILEY PRINCIPAL MERGER COR CL A 05586Y106 5423 541800 SH SOLE 541800 0 0 BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 16 91916 SH SOLE 0 0 91916 BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 44 159400 SH SOLE 0 0 159400 BIOMX INC *W EXP 10/16/202 09090D111 87 171591 SH SOLE 0 0 171591 BLACKBERRY LTD EBT 3.750%11/1 C10268AC1 6587 6500000 PRN SOLE 0 0 6500000 BOXWOOD MERGER CORP COM CL A 10319T101 3341 328842 SH SOLE 328842 0 0 CF FIN ACQUISITION CORP *W EXP 04/30/202 12528N115 205 231700 SH SOLE 0 0 231700 CF FIN ACQUISITION CORP COM CL A 12528N107 13527 1319700 SH SOLE 1319700 0 0 CF FIN ACQUISITION CORP UNIT 04/30/2025 12528N206 4111 377444 SH SOLE 377444 0 0 CHASERG TECHNLGY ACQUISITN *W EXP 04/10/202 16166A111 182 82700 SH SOLE 0 0 82700 CHASERG TECHNLGY ACQUISITN CLASS A 16166A103 6869 633100 SH SOLE 633100 0 0 CHP MERGER CORP UNIT 11/22/2024 12558Y205 4160 409100 SH SOLE 409100 0 0 CHURCHILL CAP CORP II *W EXP 07/02/202 17143G114 535 376000 SH SOLE 0 0 376000 CHURCHILL CAP CORP II CL A 17143G106 10616 1028000 SH SOLE 1028000 0 0 CHURCHILL CAP CORP II UNIT 99/99/9999 17143G205 18723 1737100 SH SOLE 1737100 0 0 CIIG MERGER CORP UNIT 12/31/2026 12559C202 5080 500000 SH SOLE 500000 0 0 COLLIER CREEK HOLDINGS *W EXP 99/99/999 G22707114 118 85679 SH SOLE 0 0 85679 COLLIER CREEK HOLDINGS COM CL A G22707106 3353 325900 SH SOLE 325900 0 0 COLONY STARWOOD HOMES NOTE 3.500% 1/1 19625XAB8 9452 7000000 PRN SOLE 0 0 7000000 CRESCENT ACQUISITION CORP COM CL A 22564L105 2752 274996 SH SOLE 274996 0 0 CRESCENT ACQUISITION CORP UNIT 99/99/9999 22564L204 5713 552200 SH SOLE 552200 0 0 DD3 ACQUISITION CORP *W EXP 10/20/202 G2692M111 86 180213 SH SOLE 0 0 180213 DD3 ACQUISITION CORP SHS G2692M103 5148 503713 SH SOLE 503713 0 0 DIAMONDPEAK HLDGS COR *W EXP 02/22/202 25280H118 68 83500 SH SOLE 0 0 83500 DIAMONDPEAK HLDGS COR COM CL A 25280H100 3488 350500 SH SOLE 350500 0 0 DIAMONDPEAK HLDGS COR UNIT 99/99/9999 25280H209 1025 100000 SH SOLE 100000 0 0 EDTECHX HLDGS ACQUISITION CO *W EXP 12/31/202 28138X111 74 204600 SH SOLE 0 0 204600 EDTECHX HLDGS ACQUISITION CO COM 28138X103 3133 305073 SH SOLE 305073 0 0 EXPERIENCE INVESTMENT CORP *W EXP 09/01/202 30217C117 90 113400 SH SOLE 0 0 113400 EXPERIENCE INVESTMENT CORP COM CL A 30217C109 3334 340200 SH SOLE 340200 0 0 EXPERIENCE INVESTMENT CORP UNIT 09/01/2026 30217C208 3498 345200 SH SOLE 345200 0 0 FAR PT ACQUISITION CORP COM CL A 30734W109 15428 1495700 SH SOLE 1495700 0 0 FELLAZO INC *W EXP 05/15/202 G3362K120 19 320700 SH SOLE 0 0 320700 FELLAZO INC RIGHT 05/26/2026 G3362K146 52 320700 SH SOLE 0 0 320700 FELLAZO INC SHS G3362K112 1451 145700 SH SOLE 145700 0 0 FELLAZO INC UNIT 99/99/9999 G3362K104 1376 136200 SH SOLE 136200 0 0 FINSERV ACQUISITION CORP UNIT 12/31/2026 318085206 8203 803025 SH SOLE 803025 0 0 FINTECH ACQUISITION CORP III *W EXP 12/01/202 31811A119 95 69527 SH SOLE 0 0 69527 FINTECH ACQUISITION CORP III COM CL A 31811A101 5590 552400 SH SOLE 552400 0 0 FINTECH ACQUISITION CORP III UNIT 12/01/2023 31811A309 4428 411900 SH SOLE 411900 0 0 FIRST MAJESTIC SILVER CORP NOTE 1.875% 3/0 32076VAB9 7101 5022000 PRN SOLE 0 0 5022000 FORUM MERGER II CORP *W EXP 09/30/202 34986F111 171 372000 SH SOLE 0 0 372000 FORUM MERGER II CORP CL A 34986F103 11472 1123595 SH SOLE 1123595 0 0 GALILEO ACQUISITION CORP UNIT 99/99/9999 G3770A128 2319 225700 SH SOLE 225700 0 0 GIGCAPITAL2 INC *W EXP 02/28/202 375036118 72 226200 SH SOLE 0 0 226200 GIGCAPITAL2 INC COM 375036100 2255 226200 SH SOLE 226200 0 0 GIGCAPITAL2 INC RIGHT 02/28/2026 375036126 44 175900 SH SOLE 0 0 175900 GIGCAPITAL2 INC UNIT 02/28/2026 375036209 4212 403100 SH SOLE 403100 0 0 GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 72 201200 SH SOLE 0 0 201200 GORDON POINTE ACQUISITION CO COM CLASS A 382788107 4635 437700 SH SOLE 437700 0 0 GORES HOLDINGS III INC CLASS A 38286G109 10414 1007112 SH SOLE 1007112 0 0 GORES METROPOULOS INC *W EXP 01/28/202 382872117 182 121200 SH SOLE 0 0 121200 GORES METROPOULOS INC COM CL A 382872109 4431 436200 SH SOLE 436200 0 0 GRAF INDL CORP *W EXP 12/31/202 384278115 189 432300 SH SOLE 0 0 432300 GRAF INDL CORP COM 384278107 14141 1387800 SH SOLE 1387800 0 0 GRAF INDL CORP UNIT 12/31/2025 384278206 3583 336400 SH SOLE 336400 0 0 GREENVISION ACQUISITION CORP RIGHT 06/01/2021 39678G129 18 100000 SH SOLE 0 0 100000 GREENVISION ACQUISITION CORP UNIT 10/28/2024 39678G202 3801 376700 SH SOLE 376700 0 0 GX ACQUISITION CORP *W EXP 05/24/202 36251A115 141 176000 SH SOLE 0 0 176000 GX ACQUISITION CORP COM CL A 36251A107 5490 551800 SH SOLE 551800 0 0 GX ACQUISITION CORP UNIT 05/24/2026 36251A206 5160 496100 SH SOLE 496100 0 0 HAYMAKER ACQUISITION CORP II *W EXP 10/31/202 42087L119 163 115600 SH SOLE 0 0 115600 HAYMAKER ACQUISITION CORP II COM CL A 42087L101 4491 446800 SH SOLE 446800 0 0 HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 4353 412700 SH SOLE 412700 0 0 HEALTHCARE MERGER CORP UNIT 12/17/2021 42227L201 5176 500000 SH SOLE 500000 0 0 HENNESSY CAP ACQUSTION CORP *W EXP 09/05/202 42589C112 422 527600 SH SOLE 0 0 527600 HENNESSY CAP ACQUSTION CORP UNIT 99/99/9999 42589C203 3935 364376 SH SOLE 364376 0 0 HENNESSY CAP ACQUSTION CORP CL A COM 42589C104 9212 906700 SH SOLE 906700 0 0 HL ACQUISITIONS CORP *W EXP 06/21/202 G4603R122 54 154700 SH SOLE 0 0 154700 HL ACQUISITIONS CORP RIGHT 07/17/2023 G4603R130 51 201200 SH SOLE 0 0 201200 HL ACQUISITIONS CORP SHS G4603R106 2549 246800 SH SOLE 246800 0 0 INSURANCE ACQUISITION CORP *W EXP 03/31/202 457867117 229 201000 SH SOLE 0 0 201000 INSURANCE ACQUISITION CORP CL A 457867109 6221 621200 SH SOLE 621200 0 0 INSURANCE ACQUISITION CORP UNIT 03/31/2024 457867307 3206 301300 SH SOLE 301300 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 11703 8075000 PRN SOLE 0 0 8075000 JUNIPER INDL HLDGS INC UNIT 11/13/2026 48205G205 9972 976300 SH SOLE 976300 0 0 KBL MERGER CORP IV *W EXP 01/15/202 48242A112 27 332747 SH SOLE 0 0 332747 KBL MERGER CORP IV COM 48242A104 1850 174100 SH SOLE 174100 0 0 KBL MERGER CORP IV RIGHT 03/22/2019 48242A120 74 468100 SH SOLE 0 0 468100 LANDCADIA HLDGS II INC *W EXP 05/09/202 51476X113 56 80400 SH SOLE 0 0 80400 LANDCADIA HLDGS II INC CL A 51476X105 7121 716700 SH SOLE 716700 0 0 LANDCADIA HLDGS II INC UNIT 05/09/2026 51476X204 5418 534300 SH SOLE 534300 0 0 LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 371 689100 SH SOLE 0 0 689100 LEGACY ACQUISITION CORP COM CL A 524643103 15028 1463300 SH SOLE 1463300 0 0 LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 179 178400 SH SOLE 0 0 178400 LEISURE ACQUISITION CORP COM 52539T107 6437 617800 SH SOLE 617800 0 0 LEO HOLDINGS CORP COM CL A G5463L105 3989 385320 SH SOLE 385320 0 0 LF CAP ACQUISITION CORP *W EXP 06/22/202 50200K116 141 301700 SH SOLE 0 0 301700 LF CAP ACQUISITION CORP CL A 50200K108 8575 829400 SH SOLE 829400 0 0 LGL SYS ACQUISITION CORP UNIT 10/24/2024 50201G205 2006 196700 SH SOLE 196700 0 0 LIV CAP ACQUISITION CORP UNIT 99/99/9999 G5510C124 3532 351000 SH SOLE 351000 0 0 LONGEVITY ACQUISITION CORP *W EXP 07/31/202 G56372116 12 94100 SH SOLE 0 0 94100 LONGEVITY ACQUISITION CORP ORD SHS G56372132 2153 206100 SH SOLE 206100 0 0 LONGEVITY ACQUISITION CORP RIGHT 07/31/2020 G56372124 19 104175 SH SOLE 0 0 104175 MEGALITH FINL ACQUISITION CO *W EXP 08/26/202 58518F117 126 391700 SH SOLE 0 0 391700 MEGALITH FINL ACQUISITION CO CL A COM 58518F109 9054 882500 SH SOLE 882500 0 0 MEGALITH FINL ACQUISITION CO UNIT 09/30/2025 58518F208 3485 331500 SH SOLE 331500 0 0 MERIDA MERGER CORP I *W EXP 11/07/202 58953M114 75 150950 SH SOLE 0 0 150950 MERIDA MERGER CORP I COM 58953M106 5375 551900 SH SOLE 551900 0 0 MONOCLE ACQUISITION CORP *W EXP 12/06/202 609754114 438 584200 SH SOLE 0 0 584200 MONOCLE ACQUISITION CORP COM 609754106 8482 833200 SH SOLE 833200 0 0 MUDRICK CAP ACQUISITION CORP *W EXP 02/12/202 624745113 259 527700 SH SOLE 0 0 527700 MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 10536 1020400 SH SOLE 1020400 0 0 NEBULA ACQUISITION CORP COM CLASS A 629076100 2862 271500 SH SOLE 271500 0 0 NETFIN ACQUISITION CORP *W EXP 08/01/202 G6455A115 64 216100 SH SOLE 0 0 216100 NETFIN ACQUISITION CORP SHS CL A G6455A107 3189 320400 SH SOLE 320400 0 0 NEW FRONTIER HEALTH CORP *W EXP 11/30/202 G6461G114 76 50000 SH SOLE 0 0 50000 NEW PROVIDENCE ACQUISITIN CO COM CL A 64822P106 2066 209200 SH SOLE 209200 0 0 NEW PROVIDENCE ACQUISITIN CO UNIT 09/01/2024 64822P205 6686 651000 SH SOLE 651000 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 7638 4000000 PRN SOLE 0 0 4000000 OAKTREE ACQUISITION CORP *W EXP 99/99/999 G67145113 61 66900 SH SOLE 0 0 66900 OAKTREE ACQUISITION CORP SHS CL A G67145105 2478 250700 SH SOLE 250700 0 0 OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 88 491900 SH SOLE 0 0 491900 OPES ACQUISITION CORP COM 68373P100 5443 517250 SH SOLE 517250 0 0 ORISUN ACQUISITION CORP *W EXP 05/31/202 68632T117 22 334791 SH SOLE 0 0 334791 ORISUN ACQUISITION CORP COM 68632T109 3331 334791 SH SOLE 334791 0 0 ORISUN ACQUISITION CORP RIGHT 05/31/2024 68632T125 70 334791 SH SOLE 0 0 334791 OSPREY TECHNLGY AQUISTION CO UNIT 10/30/2024 68839R401 10529 1034200 SH SOLE 1034200 0 0 PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 78 237812 SH SOLE 0 0 237812 PENSARE ACQUISITION CORP COM 70957E105 117 11000 SH SOLE 11000 0 0 PENSARE ACQUISITION CORP RIGHT 70957E121 72 251600 SH SOLE 0 0 251600 PIVOTAL INVT CORP II *W EXP 06/01/202 72582K118 94 117600 SH SOLE 0 0 117600 PIVOTAL INVT CORP II COM CL A 72582K100 3507 352800 SH SOLE 352800 0 0 PIVOTAL INVT CORP II UNIT 06/01/2025 72582K209 4402 431642 SH SOLE 431642 0 0 PRETIUM RES INC NOTE 2.250% 3/1 74139CAB8 2107 2015000 PRN SOLE 0 0 2015000 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 9353 6000000 PRN SOLE 0 0 6000000 PROFICIENT ALPHA ACQUSTN COR *W EXP 04/30/202 74317H113 51 341700 SH SOLE 0 0 341700 PROFICIENT ALPHA ACQUSTN COR COM 74317H105 3437 341700 SH SOLE 341700 0 0 PROFICIENT ALPHA ACQUSTN COR RIGHT 04/30/2026 74317H121 70 341700 SH SOLE 0 0 341700 PROFICIENT ALPHA ACQUSTN COR UNIT 04/30/2026 74317H204 3915 380100 SH SOLE 380100 0 0 PROPTECH ACQUISITION CORPORA UNIT 10/01/2026 74349F200 2337 226000 SH SOLE 226000 0 0 PURE ACQUISITION CORP CL A 74621Q106 15623 1506497 SH SOLE 1506497 0 0 REPLAY ACQUISITION CORP *W EXP 03/01/202 G75130115 87 104900 SH SOLE 0 0 104900 REPLAY ACQUISITION CORP COM G75130107 8081 805300 SH SOLE 805300 0 0 REPLAY ACQUISITION CORP UNIT 03/01/2024 G75130123 7878 758648 SH SOLE 758648 0 0 RMG ACQUISITION CORP *W EXP 02/21/202 749641114 49 80400 SH SOLE 0 0 80400 RMG ACQUISITION CORP CL A 749641106 14030 1405800 SH SOLE 1405800 0 0 RMG ACQUISITION CORP UNIT 99/99/9999 749641205 3188 312500 SH SOLE 312500 0 0 SC HEALTH CORP *W EXP 99/99/999 G78516401 121 125600 SH SOLE 0 0 125600 SC HEALTH CORP COM CL A G78516203 2497 251200 SH SOLE 251200 0 0 SC HEALTH CORP UNIT 99/99/9999 G78516302 1046 100800 SH SOLE 100800 0 0 SCHULTZE SPL PURP ACQUSTN CO UNIT 12/31/2023 80821R208 4011 380550 SH SOLE 380550 0 0 SCHULTZE SPL PURP ACQUSTN CO *W EXP 12/31/202 80821R117 272 622200 SH SOLE 0 0 622200 SCHULTZE SPL PURP ACQUSTN CO COM 80821R109 6615 653000 SH SOLE 653000 0 0 SERVICENOW INC NOTE 6/0 81762PAC6 6339 3000000 PRN SOLE 0 0 3000000 SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 76 190900 SH SOLE 0 0 190900 SILVER SPIKE ACQUISITION COR UNIT 99/99/9999 G8136L122 3740 367400 SH SOLE 367400 0 0 SILVER SPIKE ACQUISITION COR CL A SHS G8136L106 4773 481600 SH SOLE 481600 0 0 SILVER STD RES INC NOTE 2.875% 2/0 82823LAC0 1134 1118000 PRN SOLE 0 0 1118000 SOFTWARE ACQUISITION GROUP I UNIT 10/01/2026 83406B200 1224 120500 SH SOLE 120500 0 0 SOUTH MTN MERGER CORP *W EXP 06/20/202 838884112 106 117600 SH SOLE 0 0 117600 SOUTH MTN MERGER CORP COM CL A 838884104 3307 335100 SH SOLE 335100 0 0 SOUTH MTN MERGER CORP UNIT 99/99/9999 838884203 2544 246500 SH SOLE 246500 0 0 SPARTAN ENERGY ACQUISITON CO *W EXP 08/27/202 846784122 38 70200 SH SOLE 0 0 70200 SPARTAN ENERGY ACQUISITON CO CL A COM STK 846784106 21772 2141200 SH SOLE 2141200 0 0 SPARTAN ENERGY ACQUISITON CO UNIT 99/99/9999 846784114 2415 235200 SH SOLE 235200 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 11951 815184 SH SOLE 815184 0 0 STABLE RD ACQUISITION CORP UNIT 05/15/2026 85236Q208 3094 300700 SH SOLE 300700 0 0 SWITCHBACK ENERGY ACQUISITIO *W EXP 07/25/202 87105M110 60 100500 SH SOLE 0 0 100500 SWITCHBACK ENERGY ACQUISITIO COM CL A 87105M102 3957 401500 SH SOLE 401500 0 0 SWITCHBACK ENERGY ACQUISITIO UNIT 99/99/9999 87105M201 4029 400500 SH SOLE 400500 0 0 TENZING ACQUISITION CORP *W EXP 02/23/202 G8708A108 16 90600 SH SOLE 0 0 90600 TENZING ACQUISITION CORP ORD SHS G8708A116 3057 291800 SH SOLE 291800 0 0 TERADYNE INC NOTE 1.250%12/1 880770AG7 8786 4000000 PRN SOLE 0 0 4000000 THUNDER BRDG ACQUISTION II L UNIT 99/99/9999 G8857S124 2626 251200 SH SOLE 251200 0 0 THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 3527 354500 SH SOLE 354500 0 0 TIBERIUS ACQUISITION CORP *W EXP 02/28/202 88633A115 216 188792 SH SOLE 0 0 188792 TIBERIUS ACQUISITION CORP COM 88633A107 8040 767511 SH SOLE 767511 0 0 TKK SYMPHONY ACQUISITION COR *W EXP 02/20/202 G88950129 66 1095744 SH SOLE 0 0 1095744 TKK SYMPHONY ACQUISITION COR ORD SHS G88950103 14921 1451544 SH SOLE 1451544 0 0 TKK SYMPHONY ACQUISITION COR RIGHT 02/20/2020 G88950137 179 665057 SH SOLE 0 0 665057 TORTOISE ACQUISITION CORP *W EXP 03/04/202 89154L118 58 125700 SH SOLE 0 0 125700 TORTOISE ACQUISITION CORP CL A 89154L100 5800 581400 SH SOLE 581400 0 0 TORTOISE ACQUISITION CORP UNIT 03/04/2024 89154L209 3375 326500 SH SOLE 326500 0 0 TOTTENHAM ACQUISITION I LTD *W EXP 05/06/202 G8959N114 17 271500 SH SOLE 0 0 271500 TOTTENHAM ACQUISITION I LTD RIGHT 06/05/2020 G8959N122 22 120800 SH SOLE 0 0 120800 TOTTENHAM ACQUISITION I LTD SHS G8959N106 3477 331400 SH SOLE 331400 0 0 TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 23 231400 SH SOLE 0 0 231400 TRIDENT ACQUISITIONS CORP COM 89615T106 9008 854700 SH SOLE 854700 0 0 TRINE ACQUISITION CORP *W EXP 03/31/202 89628U116 168 175700 SH SOLE 0 0 175700 TRINE ACQUISITION CORP COM CL A 89628U108 12346 1237000 SH SOLE 1237000 0 0 TRINE ACQUISITION CORP UNIT 03/31/2021 89628U207 4107 400500 SH SOLE 400500 0 0 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 7902 5000000 PRN SOLE 0 0 5000000 TUSCAN HLDGS CORP II *W EXP 04/01/202 90070A111 30 65600 SH SOLE 0 0 65600 TUSCAN HLDGS CORP II COM 90070A103 2280 231200 SH SOLE 231200 0 0 TUSCAN HLDGS CORP II UNIT 04/01/2026 90070A202 2483 246000 SH SOLE 246000 0 0 TUSCAN HOLDINGS CORP *W EXP 04/01/202 90069K112 220 382900 SH SOLE 0 0 382900 TUSCAN HOLDINGS CORP COM 90069K104 8822 885700 SH SOLE 885700 0 0 TUSCAN HOLDINGS CORP UNIT 99/99/9999 90069K203 1772 166700 SH SOLE 166700 0 0 UNION ACQUISITION CORP II UNIT 99/99/9999 G9402Q118 7180 702500 SH SOLE 702500 0 0 VECTOIQ ACQUISITION CORP *W EXP 05/11/202 92243N111 238 404600 SH SOLE 0 0 404600 VECTOIQ ACQUISITION CORP COM 92243N103 14279 1383600 SH SOLE 1383600 0 0 WEALTHBRIDGE ACQUISITION LTD *W EXP 01/31/202 G4887W128 36 436700 SH SOLE 0 0 436700 WEALTHBRIDGE ACQUISITION LTD RIGHT 11/02/2023 G4887W136 149 436600 SH SOLE 0 0 436600 WEALTHBRIDGE ACQUISITION LTD SHS G4887W110 4428 436661 SH SOLE 436661 0 0 WORKDAY INC NOTE 1.500% 7/1 98138HAD3 8074 4000000 PRN SOLE 0 0 4000000