President

0000950123-18-010763.txt : 20181108 0000950123-18-010763.hdr.sgml : 20181108 20181108125759 ACCESSION NUMBER: 0000950123-18-010763 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181108 DATE AS OF CHANGE: 20181108 EFFECTIVENESS DATE: 20181108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERISCOPE CAPITAL INC. CENTRAL INDEX KEY: 0001695320 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17747 FILM NUMBER: 181169042 BUSINESS ADDRESS: STREET 1: 333 BAY STREET, SUITE 1240 STREET 2: BAY ADELAIDE CENTRE CITY: TORONTO STATE: A6 ZIP: M5H 2R2 BUSINESS PHONE: 416-365-2785 MAIL ADDRESS: STREET 1: 333 BAY STREET, SUITE 1240 STREET 2: BAY ADELAIDE CENTRE CITY: TORONTO STATE: A6 ZIP: M5H 2R2 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001695320 XXXXXXXX 09-30-2018 09-30-2018 Periscope Capital Inc.

333 Bay Street, Suite 1240 Bay Adelaide Centre Toronto A6 M5H 2R2

13F HOLDINGS REPORT 028-17747 N James Wise President 416-365-2785 /s/ James Wise Toronto A6 11-08-2018 0 169 524829 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 51JOB INC NOTE 3.250% 4/1 316827AC8 1813 1000000 PRN SOLE 0 0 1000000 ADOBE SYS INC COM 00724F101 298 1107 SH SOLE 1107 0 0 ALLEGRO MERGER CORP COM 01749N103 3847 402800 SH SOLE 402800 0 0 ALLEGRO MERGER CORP UNIT 12/31/2023 01749N301 3103 302000 SH SOLE 302000 0 0 ANTHEM INC NOTE 2.750%10/1 94973VBG1 5663 1500000 PRN SOLE 0 0 1500000 AVISTA HEALTHCARE PUB ACQ CO *W EXP 99/99/9999 G0726L117 69 364500 SH SOLE 0 0 364500 AVISTA HEALTHCARE PUB ACQ CO CL A G0726L125 6836 674800 SH SOLE 674800 0 0 BIG ROCK PARTNERS ACQUISI CO *W EXP 12/01/202 089482111 42 100800 SH SOLE 0 0 100800 BIG ROCK PARTNERS ACQUISI CO COM 089482103 2526 252000 SH SOLE 252000 0 0 BIG ROCK PARTNERS ACQUISI CO RIGHT 12/01/2022 089482129 94 201600 SH SOLE 0 0 201600 BISON CAP ACQUISITION CORP *W EXP 06/20/202 G1142P112 41 80800 SH SOLE 0 0 80800 BISON CAP ACQUISITION CORP ORD SHS G1142P104 2364 231600 SH SOLE 231600 0 0 BISON CAP ACQUISITION CORP RIGHT 03/20/2019 G1142P138 90 171200 SH SOLE 0 0 171200 BLACK RIDGE ACQUISITION CORP COM 09216T107 3462 352500 SH SOLE 352500 0 0 BLACK RIDGE ACQUISITION CORP RIGHT 07/10/2019 09216T123 126 332300 SH SOLE 0 0 332300 BLACK RIDGE ACQUISITION CORP UNIT 10/05/2022 09216T206 2945 267099 SH SOLE 267099 0 0 BLACKBERRY LTD COM 09228F103 350 30706 SH SOLE 30706 0 0 BLACKBERRY LTD EBT 3.750%11/1 C10268AC1 8385 6500000 PRN SOLE 0 0 6500000 CAPITOL INVT CORP IV *W EXP 01/01/202 G18920127 239 161100 SH SOLE 0 0 161100 CAPITOL INVT CORP IV CL A ORD G18920101 7989 805700 SH SOLE 805700 0 0 CAPITOL INVT CORP IV UNIT 99/99/9999 G18920119 8468 815800 SH SOLE 815800 0 0 CHURCHILL CAP CORP UNIT 99/99/9999 17142R202 8162 805700 SH SOLE 805700 0 0 CITRIX SYS INC NOTE 0.500% 4/1 177376AD2 11268 7330000 PRN SOLE 0 0 7330000 CM SEVEN STAR ACQUISITION CO *W EXP 08/21/202 G2345N110 64 131100 SH SOLE 0 0 131100 CM SEVEN STAR ACQUISITION CO RIGHT 08/21/2022 G2345N136 132 252000 SH SOLE 0 0 252000 CM SEVEN STAR ACQUISITION CO SHS G2345N102 7512 745300 SH SOLE 745300 0 0 CM SEVEN STAR ACQUISITION CO UNIT 08/21/2022 G2345N128 881 81000 SH SOLE 81000 0 0 CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 44 201400 SH SOLE 0 0 201400 CONSTELLATION ALPHA CAP CORP RIGHT 99/99/9999 G2379F132 16 40300 SH SOLE 0 0 40300 CONSTELLATION ALPHA CAP CORP SHS G2379F108 3567 352500 SH SOLE 352500 0 0 CONSTELLATION ALPHA CAPITAL UNIT 99/99/9999 G2379F124 2028 191500 SH SOLE 191500 0 0 DFB HEALTHCARE ACQUISTION CO COM 23291E109 5000 513600 SH SOLE 513600 0 0 DRAPER OAKWOOD TECHNOLOGY *W EXP 09/19/202 26146L111 18 30300 SH SOLE 0 0 30300 DRAPER OAKWOOD TECHNOLOGY COM CL A 26146L103 2670 261800 SH SOLE 261800 0 0 DRAPER OAKWOOD TECHNOLOGY RIGHT 09/19/2018 26146L129 20 40300 SH SOLE 0 0 40300 EASTERLY ACQUISITION CORP COM 27616L102 2842 271900 SH SOLE 271900 0 0 FAR PT ACQUISITION CORP COM CL A 30734W109 2425 251800 SH SOLE 251800 0 0 FEDERAL STR ACQUISITION CORP CL A 31421V107 9612 950717 SH SOLE 950717 0 0 FEDERAL STR ACQUISITION CORP UNIT 99/99/9999 31421V206 1059 100900 SH SOLE 100900 0 0 FOOT LOCKER INC COM 344849104 301 5903 SH SOLE 5903 0 0 FORUM MERGER II CORP CL A 34986F103 3114 326100 SH SOLE 326100 0 0 FORUM MERGER II CORP UNIT 09/30/2025 34986F202 3564 352500 SH SOLE 352500 0 0 GIGCAPITAL INC *W EXP 06/08/202 37518N122 130 261800 SH SOLE 0 0 261800 GIGCAPITAL INC COM 37518N106 7015 705000 SH SOLE 705000 0 0 GIGCAPITAL INC RIGHT 03/06/2020 37518N114 186 352600 SH SOLE 0 0 352600 GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 131 201800 SH SOLE 0 0 201800 GORDON POINTE ACQUISITION CO COM CLASS A 382788107 3482 352500 SH SOLE 352500 0 0 GORES HLDGS II INC *W EXP 03/06/202 382867117 213 100700 SH SOLE 0 0 100700 GORES HLDGS II INC COM CL A 382867109 1176 110800 SH SOLE 110800 0 0 GORES HOLDINGS III INC UNIT 09/07/2024 38286G208 515 50400 SH SOLE 50400 0 0 GREENLAND ACQUISITIN CORPORA *W EXP 03/03/202 G40981105 12 50400 SH SOLE 0 0 50400 GREENLAND ACQUISITIN CORPORA SHS G40981139 974 100700 SH SOLE 100700 0 0 GREENLAND ACQUISITIN CORPORA UNIT 03/03/2025 G40981121 1049 100800 SH SOLE 100800 0 0 GS ACQUISITION HLDGS CORP COM CL A 36255F102 2945 302100 SH SOLE 302100 0 0 GS ACQUISITION HLDGS CORP UNIT 06/12/2023 36255F201 2085 201600 SH SOLE 201600 0 0 GTY TECHNOLOGY HOLDINGS INC CL A G4182A102 4493 443100 SH SOLE 443100 0 0 HAYMAKER ACQUISITION UNIT 10/19/2022 420870206 6189 594200 SH SOLE 594200 0 0 HAYMAKER ACQUISITION CORP *W EXP 10/27/202 420870115 253 201400 SH SOLE 0 0 201400 HAYMAKER ACQUISITION CORP COM CLASS A 420870107 5898 604300 SH SOLE 604300 0 0 HENNESSY CAP ACQUSTON CORP I *W EXP 06/15/202 42588L113 393 261800 SH SOLE 0 0 261800 HENNESSY CAP ACQUSTON CORP I COM 42588L105 8621 846000 SH SOLE 846000 0 0 HL ACQUISITIONS CORP SHS G4603R106 1152 120800 SH SOLE 120800 0 0 HL ACQUISITIONS CORP UNIT 06/21/2023 G4603R114 2064 201400 SH SOLE 201400 0 0 HUNTER MARITIME ACQUISITION *W EXP 99/99/999 Y37828129 42 161300 SH SOLE 0 0 161300 HUNTER MARITIME ACQUISITION CL A Y37828111 6320 634500 SH SOLE 634500 0 0 HUNTER MARITIME ACQUISITION UNIT Y37828103 510 50500 SH SOLE 50500 0 0 I AM CAP ACQUISITION CO *W EXP 05/22/202 45074Q116 71 201600 SH SOLE 0 0 201600 I AM CAP ACQUISITION CO COM 45074Q108 2558 252000 SH SOLE 252000 0 0 I AM CAP ACQUISITION CO RIGHT 05/22/2019 45074Q124 101 201400 SH SOLE 0 0 201400 INDUSTREA ACQUISITION CORP *W EXP 08/01/202 45579J112 182 182000 SH SOLE 0 0 182000 INDUSTREA ACQUISITION CORP CL A 45579J104 5342 523700 SH SOLE 523700 0 0 INDUSTREA ACQUISITION CORP UNIT 07/21/2024 45579J203 1695 151800 SH SOLE 151800 0 0 JENSYN ACQUISITION CORP *W EXP 03/01/202 47632B110 7 80600 SH SOLE 0 0 80600 KAYNE ANDERSON ACQUISITION *W EXP 06/30/202 48661U110 94 70500 SH SOLE 0 0 70500 KAYNE ANDERSON ACQUISITION COM CL A 48661U102 5628 553900 SH SOLE 553900 0 0 KAYNE ANDERSON ACQUISITION UNIT 06/30/2022 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SOLE 377100 0 0 LF CAP ACQUISITION CORP UNIT 06/19/2025 50200K207 3066 302100 SH SOLE 302100 0 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 8/1 53220KAD0 7326 2000000 PRN SOLE 0 0 2000000 LONGEVITY ACQUISITION CORP UNIT 08/29/2024 G56372108 825 80600 SH SOLE 80600 0 0 LULULEMON ATHLETICA INC COM 550021109 310 1911 SH SOLE 1911 0 0 MATCH GROUP INC COM 57665R106 319 5505 SH SOLE 5505 0 0 MATLIN & PARTNERS ACQUISITIO *W EXP 03/15/202 57682V114 121 161100 SH SOLE 0 0 161100 MATLIN & PARTNERS ACQUISITIO CL A 57682V106 9274 926500 SH SOLE 926500 0 0 MEGALITH FINL ACQUISITION CO UNIT 09/30/2025 58518F208 5594 553900 SH SOLE 553900 0 0 MEGALITH FINL ACQUISITION CO CL A COM 58518F109 959 100700 SH SOLE 100700 0 0 MERCADOLIBRE INC NOTE 2.250% 7/0 58733RAB8 10799 4000000 PRN SOLE 0 0 4000000 MODERN MEDIA ACQUISITION *W EXP 05/17/202 60765P111 87 151200 SH SOLE 0 0 151200 MODERN MEDIA ACQUISITION COM 60765P103 6611 654600 SH SOLE 654600 0 0 MODERN MEDIA ACQUISITION RIGHT 99/99/9999 60765P129 175 402800 SH SOLE 0 0 402800 MOLINA HEALTHCARE INC NOTE 1.125% 1/1 60855RAC4 10948 3000000 PRN SOLE 0 0 3000000 MOSAIC ACQUISITION CORP *W EXP 10/23/202 G62848125 194 151100 SH SOLE 0 0 151100 MOSAIC ACQUISITION CORP SHS CL A G62848109 7471 765400 SH SOLE 765400 0 0 MTECH ACQUISITION CORP COM CLASS A 55378W107 720 70600 SH SOLE 70600 0 0 MTECH ACQUISITION CORP UNIT 01/19/2023 55378W206 826 70600 SH SOLE 70600 0 0 MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 4110 423000 SH SOLE 423000 0 0 MUDRICK CAP ACQUISITION CORP UNIT 02/01/2023 624745204 4925 478600 SH SOLE 478600 0 0 NEBULA ACQUISITION CORP UNIT 03/12/2025 629076209 1433 141200 SH SOLE 141200 0 0 NEW FRONTIER CORP COM CL A G6485P108 2659 276400 SH SOLE 276400 0 0 NEW FRONTIER CORP UNIT 99/99/9999 G6485P116 1027 100700 SH SOLE 100700 0 0 ONE MADISON CORP *W EXP 99/99/999 G6772P126 290 251800 SH SOLE 0 0 251800 ONE MADISON CORP COM CL A G6772P100 8133 835900 SH SOLE 835900 0 0 OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 40 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PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 1568 151200 SH SOLE 151200 0 0 RED HAT INC NOTE 0.250%10/0 756577AD4 12951 7000000 PRN SOLE 0 0 7000000 REGALWOOD GLOBAL ENERGY LTD *W EXP 12/05/202 G74760128 147 100700 SH SOLE 0 0 100700 REGALWOOD GLOBAL ENERGY LTD COM CL A G74760102 6201 634400 SH SOLE 634400 0 0 ROYAL GOLD INC NOTE 2.875% 6/1 780287AA6 6982 6925000 PRN SOLE 0 0 6925000 SABAN CAP ACQUISITION CORP *W EXP 09/21/202 78516C114 174 151100 SH SOLE 0 0 151100 SENTINEL ENERGY SVCS INC *W EXP 11/02/202 G8062D110 38 30300 SH SOLE 0 0 30300 SENTINEL ENERGY SVCS INC COM CL A G8062D102 3178 322300 SH SOLE 322300 0 0 SENTINEL ENERGY SVCS INC UNIT 11/02/2022 G8062D128 5609 543800 SH SOLE 543800 0 0 SILVER STD RES INC NOTE 2.875% 2/0 82823LAC0 4075 4130000 PRN SOLE 0 0 4130000 SOCIAL CAP HEDOSOPHIA HLDGS *W EXP 99/99/999 G8250R129 64 60400 SH SOLE 0 0 60400 SOCIAL CAP HEDOSOPHIA HLDGS CL A G8250R103 4639 468100 SH SOLE 468100 0 0 SPARTAN ENERGY ACQUISITON CO UNIT 99/99/9999 846784114 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