X0306 4 2020-11-25 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001695293 THISSEN KAREN WILSON GENERAL COUNSEL'S OFFICE 1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 0 1 0 0 Executive VP and GC Common Stock 2020-11-25 4 S 0 1132 189.655 D 13032 D Common Stock 245.3393 I By 401(k) Plan Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of November 25, 2020. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. /s/ Thomas R. Moore for Karen Wilson Thissen 2020-11-30