X0306 4 2017-07-06 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001695293 THISSEN KAREN WILSON GENERAL COUNSEL'S OFFICE 1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 0 1 0 0 Executive VP and GC Common Stock 2017-07-06 4 M 0 133.4940 A 5457.4940 D Common Stock 2017-07-06 4 F 0 33.4940 129.15 D 5424 D Common Stock 229.41 I By 401(k) Plan Phantom Stock 2017-07-06 4 M 0 133.494 D Common Stock 133.494 409.6789 D Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of July 6, 2017. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. /s/ Thomas R. Moore for Karen Wilson Thissen 2017-07-10