X0306 4 2017-02-06 0 0000820027 AMERIPRISE FINANCIAL INC AMP 0001695293 THISSEN KAREN WILSON GENERAL COUNSEL'S OFFICE 1098 AMERIPRISE FINANCIAL CENTER MINNEAPOLIS MN 55474 0 1 0 0 Executive VP and GC Common Stock 2017-02-06 4 A 0 814 0 A 3796 D Common Stock 2017-02-07 4 F 0 79 123.18 D 3717 D Common Stock 227.03 I By 401(k) Plan Employee Stock Option (right to buy) 123.37 2017-02-06 4 A 0 4728 0 A 2027-02-07 Common Stock 4728 4728 D Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020. Estimate of the number of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise Financial 401(k) plan as of February 7, 2017. This plan uses unit accounting and the number of shares that a participant is deemed to hold varies with the price of Ameriprise stock. One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017. /s/ Thomas R. Moore for Karen Wilson Thissen 2017-02-08