Chief Compliance Officer

0001694883-17-000004.txt : 20171026 0001694883-17-000004.hdr.sgml : 20171026 20171026133741 ACCESSION NUMBER: 0001694883-17-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171026 DATE AS OF CHANGE: 20171026 EFFECTIVENESS DATE: 20171026 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Patriot Financial Group Insurance Agency, LLC CENTRAL INDEX KEY: 0001694883 IRS NUMBER: 900138117 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17988 FILM NUMBER: 171155729 BUSINESS ADDRESS: STREET 1: 182 TURNPIKE ROAD STREET 2: SUITE 200 CITY: WESTBOROUGH STATE: MA ZIP: 01581 BUSINESS PHONE: 401-262-2047 MAIL ADDRESS: STREET 1: 182 TURNPIKE ROAD STREET 2: SUITE 200 CITY: WESTBOROUGH STATE: MA ZIP: 01581 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001694883 XXXXXXXX 09-30-2017 09-30-2017 Patriot Financial Group Insurance Agency, LLC

182 TURNPIKE ROAD SUITE 200 WESTBOROUGH MA 01581

13F HOLDINGS REPORT 028-17988 N Rosemarie Ranzie Chief Compliance Officer 401-262-2047 Rosemarie Ranzie Westborough MA 10-25-2017 0 905 111924 false INFORMATION TABLE 2 pag3q17.xml AES CORP COM 00130H105 1 100 SH SOLE 100 0 0 AK STL HLDG CORP COM 001547108 2 300 SH SOLE 0 0 300 ALPS ETF TR ALERIAN MLP 00162Q866 55 4822 SH SOLE 433 0 4389 AT&T INC COM 00206R102 988 25805 SH SOLE 3445 0 22360 ABBOTT LABS COM 002824100 50 911 SH SOLE 90 0 821 ABBVIE INC COM 00287Y109 468 5151 SH SOLE 1192 0 3959 ABERDEEN EMERGING MKTS SMALL COM 00301T102 6 400 SH SOLE 0 0 400 ACADEMY FDS TR INNOV IBD50 FD 004006508 7 200 SH SOLE 0 0 200 ACTIVISION BLIZZARD INC COM 00507V109 17 271 SH SOLE 0 0 271 ACUITY BRANDS INC COM 00508Y102 2 10 SH SOLE 0 0 10 ADAM NAT RES FD INC COM 00548F105 5 249 SH SOLE 0 0 249 ADAMS DIVERSIFIED EQUITY FD COM 006212104 100 6550 SH SOLE 1200 0 5350 ADOBE SYS INC COM 00724F101 49 326 SH SOLE 252 0 74 ADVANCED MICRO DEVICES INC COM 007903107 22 1625 SH SOLE 0 0 1625 AEGON N V NY 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SOLE 0 0 7326 HARRIS CORP DEL COM 413875105 7 54 SH SOLE 0 0 54 HARTFORD FINL SVCS GROUP INC COM 416515104 197 3551 SH SOLE 0 0 3551 HASBRO INC COM 418056107 3 31 SH SOLE 0 0 31 HEALTHCARE TR AMER INC CL A NEW 42225P501 20 665 SH SOLE 0 0 665 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 1 100 SH SOLE 0 0 100 HENRY JACK & ASSOC INC COM 426281101 3 30 SH SOLE 0 0 30 HERSHEY CO COM 427866108 2 22 SH SOLE 0 0 22 HEWLETT PACKARD ENTERPRISE C COM 42824C109 1 50 SH SOLE 0 0 50 HI-CRUSH PARTNERS LP COM UNIT LTD 428337109 51 5500 SH SOLE 0 0 5500 HIGHLAND FDS I HI LD IBOXX SRLN 430101774 30 1630 SH SOLE 0 0 1630 HOME DEPOT INC COM 437076102 145 876 SH SOLE 0 0 876 HONEYWELL INTL INC COM 438516106 320 2232 SH SOLE 946 0 1286 HORIZONS ETF TR I HORIZONS NASDAQ 44053G108 592 24583 SH SOLE 0 0 24583 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 1 42 SH SOLE 0 0 42 HUDSON PAC PPTYS INC COM 444097109 5 150 SH SOLE 0 0 150 HUMANA INC COM 444859102 120 501 SH SOLE 0 0 501 HUNT J B TRANS SVCS INC COM 445658107 3 28 SH SOLE 0 0 28 HUNTINGTON BANCSHARES INC COM 446150104 2 110 SH SOLE 0 0 110 ILG INC COM 44967H101 1 35 SH SOLE 0 0 35 IPG PHOTONICS CORP COM 44980X109 5 25 SH SOLE 0 0 25 ITT INC COM 45073V108 12 267 SH SOLE 0 0 267 IAMGOLD CORP COM 450913108 7 1035 SH SOLE 0 0 1035 IDEXX LABS INC COM 45168D104 63 400 SH SOLE 0 0 400 ILLINOIS TOOL WKS INC COM 452308109 8 55 SH SOLE 0 0 55 ILLUMINA INC COM 452327109 716 3520 SH SOLE 1900 0 1620 INDEXIQ ETF TR US RL EST SMCP 45409B628 5 200 SH SOLE 0 0 200 INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 8 250 SH SOLE 0 0 250 INGEVITY CORP COM 45688C107 3 41 SH SOLE 0 0 41 INSIGHT SELECT INCOME FD COM 45781W109 8 403 SH SOLE 0 0 403 INTEL CORP COM 458140100 734 18414 SH SOLE 3824 0 14590 INTERCONTINENTAL EXCHANGE IN COM 45866F104 2 24 SH SOLE 0 0 24 INTERNATIONAL BUSINESS MACHS COM 459200101 627 4254 SH SOLE 1444 0 2810 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 3 20 SH SOLE 0 0 20 INTUIT COM 461202103 16 108 SH SOLE 0 0 108 INTUITIVE SURGICAL INC COM NEW 46120E602 21 60 SH SOLE 0 0 60 INVESCO SR INCOME TR COM 46131H107 9 2041 SH SOLE 0 0 2041 ISHARES GOLD TRUST ISHARES 464285105 4 350 SH SOLE 0 0 350 ISHARES INC MSCI AUST ETF 464286103 34 1527 SH SOLE 0 0 1527 ISHARES INC MSCI FRNTR100ETF 464286145 6 196 SH SOLE 0 0 196 ISHARES INC MSCI BRZ CAP ETF 464286400 4 100 SH SOLE 0 0 100 ISHARES INC JP MORGAN EM ETF 464286517 5 115 SH SOLE 0 0 115 ISHARES INC MIN VOL EMRG MKT 464286533 18 307 SH SOLE 0 0 307 ISHARES INC MSCI PAC JP ETF 464286665 24 529 SH SOLE 0 0 529 ISHARES INC MSCI SZ CAP ETF 464286749 34 977 SH SOLE 0 0 977 ISHARES INC MSCI GERMANY ETF 464286806 32 983 SH SOLE 0 0 983 ISHARES INC MSCI HONG KG ETF 464286871 15 607 SH SOLE 0 0 607 ISHARES TR S&P 100 ETF 464287101 48 431 SH SOLE 88 0 343 ISHARES TR MRNGSTR LG-CP GR 464287119 30 201 SH SOLE 0 0 201 ISHARES TR MRNGSTR LG-CP ET 464287127 33 216 SH SOLE 0 0 216 ISHARES TR CORE S&P TTL STK 464287150 157 2700 SH SOLE 0 0 2700 ISHARES TR SELECT DIVID ETF 464287168 285 3025 SH SOLE 357 0 2668 ISHARES TR TIPS BD ETF 464287176 5 44 SH SOLE 0 0 44 ISHARES TR CHINA LG-CAP ETF 464287184 72 1570 SH SOLE 0 0 1570 ISHARES TR TRANS AVG ETF 464287192 13 76 SH SOLE 0 0 76 ISHARES TR CORE S&P500 ETF 464287200 1322 5169 SH SOLE 714 0 4455 ISHARES TR CORE US AGGBD ET 464287226 92 838 SH SOLE 25 0 813 ISHARES TR MSCI EMG MKT ETF 464287234 33 715 SH SOLE 223 0 492 ISHARES TR IBOXX INV CP ETF 464287242 166 1367 SH SOLE 0 0 1367 ISHARES TR GLOBAL TECH ETF 464287291 14 100 SH SOLE 0 0 100 ISHARES TR S&P 500 GRWT ETF 464287309 810 5574 SH SOLE 443 0 5131 ISHARES TR GLOB HLTHCRE ETF 464287325 6 50 SH SOLE 0 0 50 ISHARES TR GLOBAL ENERG ETF 464287341 11 325 SH SOLE 0 0 325 ISHARES TR NORTH AMERN NAT 464287374 11 313 SH SOLE 0 0 313 ISHARES TR S&P 500 VAL ETF 464287408 696 6399 SH SOLE 567 0 5832 ISHARES TR 20 YR TR BD ETF 464287432 15 120 SH SOLE 0 0 120 ISHARES TR BARCLAYS 7 10 YR 464287440 84 792 SH SOLE 0 0 792 ISHARES TR 1 3 YR TREAS BD 464287457 4 51 SH SOLE 0 0 51 ISHARES TR MSCI EAFE ETF 464287465 90 1316 SH SOLE 252 0 1064 ISHARES TR RUS MDCP VAL ETF 464287473 21 242 SH SOLE 57 0 185 ISHARES TR RUS MD CP GR ETF 464287481 9 75 SH SOLE 0 0 75 ISHARES TR RUS MID CAP ETF 464287499 1235 6205 SH SOLE 2556 0 3649 ISHARES TR CORE S&P MCP ETF 464287507 553 3062 SH SOLE 111 0 2951 ISHARES TR NA TEC SFTWR ETF 464287515 11 73 SH SOLE 17 0 56 ISHARES TR NASDAQ BIOTECH 464287556 56 165 SH SOLE 0 0 165 ISHARES TR COHEN STEER REIT 464287564 4 40 SH SOLE 0 0 40 ISHARES TR GLOBAL 100 ETF 464287572 53 592 SH SOLE 110 0 482 ISHARES TR RUS 1000 VAL ETF 464287598 17 146 SH SOLE 36 0 110 ISHARES TR RUS 1000 GRW ETF 464287614 22 176 SH SOLE 0 0 176 ISHARES TR RUS 1000 ETF 464287622 184 1301 SH SOLE 0 0 1301 ISHARES TR RUS 2000 VAL ETF 464287630 8 61 SH SOLE 0 0 61 ISHARES TR RUS 2000 GRW ETF 464287648 4 23 SH SOLE 0 0 23 ISHARES TR RUSSELL 2000 ETF 464287655 567 3797 SH SOLE 830 0 2967 ISHARES TR CORE S&P US VLU 464287663 302 5732 SH SOLE 188 0 5544 ISHARES TR CORE S&P US GWT 464287671 324 6330 SH SOLE 0 0 6330 ISHARES TR RUSSELL 3000 ETF 464287689 26 171 SH SOLE 0 0 171 ISHARES TR S&P MC 400VL ETF 464287705 11 75 SH SOLE 0 0 75 ISHARES TR U.S. TECH ETF 464287721 19 125 SH SOLE 0 0 125 ISHARES TR U.S. REAL ES ETF 464287739 4 51 SH SOLE 51 0 0 ISHARES TR US HLTHCARE ETF 464287762 56 325 SH SOLE 0 0 325 ISHARES TR U.S. FIN SVC ETF 464287770 156 1286 SH SOLE 0 0 1286 ISHARES TR U.S. FINLS ETF 464287788 36 320 SH SOLE 0 0 320 ISHARES TR U.S. ENERGY ETF 464287796 37 990 SH SOLE 0 0 990 ISHARES TR CORE S&P SCP ETF 464287804 561 7499 SH SOLE 294 0 7205 ISHARES TR EUROPE ETF 464287861 256 5480 SH SOLE 0 0 5480 ISHARES TR S&P SML 600 GWT 464287887 27 165 SH SOLE 0 0 165 ISHARES TR 3YRTB ETF 464288125 8 100 SH SOLE 0 0 100 ISHARES TR AGENCY BOND ETF 464288166 2 20 SH SOLE 0 0 20 ISHARES TR MSCI ACWI EX US 464288240 28 582 SH SOLE 0 0 582 ISHARES TR EAFE SML CP ETF 464288273 25 400 SH SOLE 0 0 400 ISHARES TR JPMORGAN USD EMG 464288281 47 405 SH SOLE 11 0 394 ISHARES TR NATIONAL MUN ETF 464288414 6 50 SH SOLE 0 0 50 ISHARES TR ASIA 50 ETF 464288430 3 50 SH SOLE 0 0 50 ISHARES TR INTL SEL DIV ETF 464288448 98 2937 SH SOLE 325 0 2612 ISHARES TR MRGSTR SM CP ETF 464288505 9 52 SH SOLE 0 0 52 ISHARES TR IBOXX HI YD ETF 464288513 95 1080 SH SOLE 58 0 1022 ISHARES TR MBS ETF 464288588 64 596 SH SOLE 0 0 596 ISHARES TR INTRMD CR BD ETF 464288638 102 923 SH SOLE 0 0 923 ISHARES TR 1 3 YR CR BD ETF 464288646 20 192 SH SOLE 0 0 192 ISHARES TR S&P US PFD STK 464288687 108 2828 SH SOLE 0 0 2828 ISHARES TR MRNING SM CP ETF 464288703 19 131 SH SOLE 0 0 131 ISHARES TR GLB CNSM STP ETF 464288737 10 100 SH SOLE 0 0 100 ISHARES TR US AER DEF ETF 464288760 462 2536 SH SOLE 0 0 2536 ISHARES TR US REGNL BKS ETF 464288778 243 5151 SH SOLE 0 0 5151 ISHARES TR U.S. MED DVC ETF 464288810 45 266 SH SOLE 0 0 266 ISHARES TR US HLTHCR PR ETF 464288828 51 353 SH SOLE 273 0 80 ISHARES TR MICRO-CAP ETF 464288869 107 1121 SH SOLE 0 0 1121 ISHARES TR EAFE VALUE ETF 464288877 50 927 SH SOLE 111 0 816 ISHARES 10+ YR CR BD ETF 464289511 21 334 SH SOLE 0 0 334 ISHARES AGGRES ALLOC ETF 464289859 43 807 SH SOLE 127 0 680 ISHARES GRWT ALLOCAT ETF 464289867 10 228 SH SOLE 0 0 228 ISHARES MODERT ALLOC ETF 464289875 6 162 SH SOLE 0 0 162 ISHARES CONSER ALLOC ETF 464289883 49 1416 SH SOLE 0 0 1416 ISHARES SILVER TRUST ISHARES 46428Q109 40 2525 SH SOLE 0 0 2525 ISHARES TR US TREAS BD ETF 46429B267 5 200 SH SOLE 0 0 200 ISHARES TR IBONDS SEP19 ETF 46429B564 231 9051 SH SOLE 1242 0 7809 ISHARES TR FLTG RATE NT ETF 46429B655 3 58 SH SOLE 58 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 18 213 SH SOLE 213 0 0 ISHARES TR MIN VOL USA ETF 46429B697 199 3927 SH SOLE 0 0 3927 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 2776 55262 SH SOLE 31096 0 24166 ISHARES TR USA MOMENTUM FCT 46432F396 28 290 SH SOLE 0 0 290 ISHARES TR CORE MSCI TOTAL 46432F834 21 350 SH SOLE 100 0 250 ISHARES TR CORE MSCI EAFE 46432F842 232 3613 SH SOLE 0 0 3613 ISHARES TR MRNGSTR INC ETF 46432F875 33 1271 SH SOLE 680 0 591 ISHARES INC CORE MSCI EMKT 46434G103 358 6517 SH SOLE 185 0 6332 ISHARES INC MSCI JPN ETF NEW 46434G822 115 2047 SH SOLE 0 0 2047 ISHARES INC MSCI ITL ETF NEW 46434G830 10 313 SH SOLE 0 0 313 ISHARES TR CORE TOTAL USD 46434V613 5 94 SH SOLE 0 0 94 ISHARES TR CORE DIV GRWTH 46434V621 57 1735 SH SOLE 235 0 1500 ISHARES TR CUR HD EURZN ETF 46434V639 161 5350 SH SOLE 0 0 5350 ISHARES TR CUR HED MSCI GER 46434V704 3 100 SH SOLE 100 0 0 ISHARES TR MIN VOL EUROPE 46434V720 10 400 SH SOLE 0 0 400 ISHARES TR HDG MSCI EAFE 46434V803 70 2415 SH SOLE 0 0 2415 ISHARES TR IBONDS DEC18 ETF 46434VAA8 33 1294 SH SOLE 0 0 1294 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 32 1271 SH SOLE 0 0 1271 ISHARES TR IBONDS DEC17 ETF 46434VAR1 638 25727 SH SOLE 540 0 25187 ISHARES TR IBONDS DEC19 ETF 46434VAU4 638 25543 SH SOLE 536 0 25007 ISHARES TR IBONDS DEC21 ETF 46434VBK5 637 25472 SH SOLE 534 0 24938 ISHARES TR MSCI UK ETF NEW 46435G334 21 605 SH SOLE 0 0 605 ISHARES TR IBONDS DEC21 ETF 46435G789 233 8994 SH SOLE 1239 0 7755 JPMORGAN CHASE & CO COM 46625H100 582 6033 SH SOLE 930 0 5103 JABIL INC COM 466313103 6 200 SH SOLE 0 0 200 JETBLUE AIRWAYS CORP COM 477143101 9 475 SH SOLE 0 0 475 JOHNSON & JOHNSON COM 478160104 709 5313 SH SOLE 889 0 4424 JPMORGAN CHASE FINL CO LLC CUSHING MLP 37 48129G703 18 879 SH SOLE 0 0 879 KLA-TENCOR CORP COM 482480100 3 27 SH SOLE 0 0 27 KKR & CO L P DEL COM UNITS 48248M102 46 2300 SH SOLE 0 0 2300 KAYNE ANDERSON MLP INVT CO COM 486606106 4 200 SH SOLE 0 0 200 KELLOGG CO COM 487836108 12 194 SH SOLE 0 0 194 KEYCORP NEW COM 493267108 8 444 SH SOLE 0 0 444 KIMBERLY CLARK CORP COM 494368103 3 23 SH SOLE 0 0 23 KIMCO RLTY CORP COM 49446R109 15 807 SH SOLE 807 0 0 KINDER MORGAN INC DEL COM 49456B101 54 2846 SH SOLE 91 0 2755 KINROSS GOLD CORP COM NO PAR 496902404 5 1225 SH SOLE 0 0 1225 KIRKLAND LAKE GOLD LTD COM 49741E100 18 1200 SH SOLE 0 0 1200 KITE RLTY GROUP TR COM NEW 49803T300 15 751 SH SOLE 751 0 0 KNOWLES CORP COM 49926D109 5 337 SH SOLE 0 0 337 KOHLS CORP COM 500255104 9 201 SH SOLE 0 0 201 KORN FERRY INTL COM NEW 500643200 6 150 SH SOLE 0 0 150 KRAFT HEINZ CO COM 500754106 31 396 SH SOLE 0 0 396 LKQ CORP COM 501889208 13 350 SH SOLE 0 0 350 LABORATORY CORP AMER HLDGS COM NEW 50540R409 1 8 SH SOLE 0 0 8 LAM RESEARCH CORP COM 512807108 2 13 SH SOLE 0 0 13 LAMB WESTON HLDGS INC COM 513272104 9 182 SH SOLE 0 0 182 LANDAUER INC COM 51476K103 7 100 SH SOLE 0 0 100 LANDSTAR SYS INC COM 515098101 20 200 SH SOLE 0 0 200 LEGG MASON ETF INVESTMENT TR LOW DIVI ETF 52468L406 1976 64679 SH SOLE 24325 0 40354 LEGG MASON ETF INVESTMENT TR INT LW VTY HGH 52468L505 4230 151672 SH SOLE 63698 0 87974 LENNAR CORP CL A 526057104 4 73 SH SOLE 0 0 73 LENNOX INTL INC COM 526107107 3 18 SH SOLE 0 0 18 LEXINGTON REALTY TRUST COM 529043101 32 3000 SH SOLE 0 0 3000 LILLY ELI & CO COM 532457108 11 125 SH SOLE 0 0 125 LINCOLN ELEC HLDGS INC COM 533900106 8 81 SH SOLE 0 0 81 LOCKHEED MARTIN CORP COM 539830109 19 60 SH SOLE 0 0 60 LORAL SPACE & COMMUNICATNS I COM 543881106 15 300 SH SOLE 0 0 300 M & T BK CORP COM 55261F104 169 1048 SH SOLE 0 0 1048 MFA FINL INC COM 55272X102 4 500 SH SOLE 0 0 500 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 20 4000 SH SOLE 0 0 4000 MPLX LP COM UNIT REP LTD 55336V100 42 1199 SH SOLE 0 0 1199 MSCI INC COM 55354G100 7 60 SH SOLE 0 0 60 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 634 8991 SH SOLE 3809 0 5182 MANULIFE FINL CORP COM 56501R106 30 1487 SH SOLE 400 0 1087 MARSH & MCLENNAN COS INC COM 571748102 12 149 SH SOLE 0 0 149 MARRIOTT INTL INC NEW CL A 571903202 8 74 SH SOLE 0 0 74 MASCO CORP COM 574599106 3 76 SH SOLE 0 0 76 MASTERCARD INCORPORATED CL A 57636Q104 9 62 SH SOLE 0 0 62 MATTEL INC COM 577081102 8 501 SH SOLE 400 0 101 MAXIMUS INC COM 577933104 49 750 SH SOLE 0 0 750 MCCORMICK & CO INC COM NON VTG 579780206 5 56 SH SOLE 0 0 56 MCDONALDS CORP COM 580135101 1913 11945 SH SOLE 10575 0 1370 MCEWEN MNG INC COM 58039P107 3 1180 SH SOLE 0 0 1180 MEDLEY MGMT INC CL A COM 58503T106 5 800 SH SOLE 0 0 800 MERCK & CO INC COM 58933Y105 106 1641 SH SOLE 345 0 1296 METLIFE INC COM 59156R108 590 11137 SH SOLE 1517 0 9620 METTLER TOLEDO INTERNATIONAL COM 592688105 5 7 SH SOLE 0 0 7 MICROSOFT CORP COM 594918104 434 5685 SH SOLE 2286 0 3399 MICROCHIP TECHNOLOGY INC COM 595017104 14 148 SH SOLE 8 0 140 MICRON TECHNOLOGY INC COM 595112103 7 168 SH SOLE 0 0 168 MONDELEZ INTL INC CL A 609207105 64 1573 SH SOLE 461 0 1112 MONOLITHIC PWR SYS INC COM 609839105 4 33 SH SOLE 0 0 33 MONSANTO CO NEW COM 61166W101 5 40 SH SOLE 0 0 40 MORGAN STANLEY COM NEW 617446448 17 350 SH SOLE 0 0 350 MOSAIC CO NEW COM 61945C103 37 1783 SH SOLE 750 0 1033 MOTOROLA SOLUTIONS INC COM NEW 620076307 3 29 SH SOLE 0 0 29 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 12 1000 SH SOLE 0 0 1000 NRG ENERGY INC COM NEW 629377508 10 383 SH SOLE 0 0 383 NASDAQ INC COM 631103108 3 46 SH SOLE 0 0 46 NATIONAL FUEL GAS CO N J COM 636180101 383 6726 SH SOLE 1336 0 5390 NATIONAL GRID PLC SPONSORED ADR NE 636274409 279 4452 SH SOLE 2589 0 1863 NATIONAL INSTRS CORP COM 636518102 1 21 SH SOLE 0 0 21 NATIONAL OILWELL VARCO INC COM 637071101 18 504 SH SOLE 0 0 18 NETFLIX INC COM 64110L106 80 405 SH SOLE 0 0 405 NETSCOUT SYS INC COM 64115T104 10 319 SH SOLE 0 0 319 NEW YORK CMNTY BANCORP INC COM 649445103 27 2082 SH SOLE 782 0 1300 NEW YORK MTG TR INC COM PAR $.02 649604501 19 3000 SH SOLE 0 0 3000 NEWMONT MINING CORP COM 651639106 10 267 SH SOLE 0 0 267 NEXTERA ENERGY INC COM 65339F101 1 6 SH SOLE 0 0 6 NICE LTD SPONSORED ADR 653656108 2 27 SH SOLE 0 0 27 NIKE INC CL B 654106103 36 702 SH SOLE 602 0 100 NISOURCE INC COM 65473P105 1 33 SH SOLE 0 0 33 NORFOLK SOUTHERN CORP COM 655844108 20 150 SH SOLE 0 0 150 NORTHSTAR REALTY EUROPE CORP COM 66706L101 21 1528 SH SOLE 0 0 1528 NOVO-NORDISK A S ADR 670100205 10 199 SH SOLE 199 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 24 600 SH SOLE 0 0 600 NUVEEN CONNECTICUT QLTY MUN COM 67060D107 142 11700 SH SOLE 0 0 11700 NUVEEN AMT FREE QLTY MUN INC COM 670657105 39 2834 SH SOLE 0 0 2834 NVIDIA CORP COM 67066G104 5 26 SH SOLE 0 0 26 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 153 6726 SH SOLE 0 0 6726 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 88 6847 SH SOLE 0 0 6847 NUVEEN S&P 500 BUY-WRITE INC COM 6706ER101 181 13015 SH SOLE 0 0 13015 NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 67070X101 9 600 SH SOLE 0 0 600 NUVEEN REAL ESTATE INCOME FD COM 67071B108 23 2050 SH SOLE 0 0 2050 NUVEEN PFD & INCM SECURTIES COM 67072C105 523 50114 SH SOLE 0 0 50114 NUVEEN FLOATING RATE INCOME COM 67072T108 5 462 SH SOLE 0 0 462 NUVEEN MTG OPPORTUNITY TERM COM 670735109 178 6921 SH SOLE 0 0 6921 NUVEEN PFD & INCM OPPORTNYS COM 67073B106 93 8764 SH SOLE 0 0 8764 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 23 2700 SH SOLE 0 0 2700 NUVEEN TAX ADVANTAGED DIV GR COM 67073G105 3 200 SH SOLE 0 0 200 NUVEEN BUILD AMER BD FD COM 67074C103 21 1000 SH SOLE 0 0 1000 NUVEEN MTG OPPTY TERM FD 2 COM 67074R100 44 1800 SH SOLE 0 0 1800 NUVEEN SHT DUR CR OPP FD COM 67074X107 61 3500 SH SOLE 0 0 3500 NUVEEN REAL ASSET INC & GROW COM 67074Y105 354 19666 SH SOLE 0 0 19666 NUVEEN PFD & INCOME TERM FD COM 67075A106 20 800 SH SOLE 0 0 800 NUVEEN DOW 30 DYN OVERWRITE SHS 67075F105 244 14261 SH SOLE 0 0 14261 NUVEEN GLOBAL HIGH INCOME FD SHS 67075G103 21 1195 SH SOLE 0 0 1195 NUVEEN MULTI MKT INCOME FD COM 67075J107 39 5100 SH SOLE 0 0 5100 NUVEEN HIGH INCOME NOVEMBER COM 67077N106 20 2000 SH SOLE 0 0 2000 OSI SYSTEMS INC COM 671044105 1 15 SH SOLE 0 0 15 OCCIDENTAL PETE CORP DEL COM 674599105 56 871 SH SOLE 327 0 544 OLD DOMINION FGHT LINES INC COM 679580100 38 350 SH SOLE 0 0 350 OMEGA HEALTHCARE INVS INC COM 681936100 18 567 SH SOLE 0 0 567 ONE GAS INC COM 68235P108 2 31 SH SOLE 19 0 12 ONEOK INC NEW COM 682680103 6 99 SH SOLE 76 0 23 OPPENHEIMER REV WEIGHTD ETF LARGE CAP REV ET 68386C104 327 6810 SH SOLE 0 0 6810 OPPENHEIMER REV WEIGHTD ETF MID CAP REV ETF 68386C203 194 3353 SH SOLE 0 0 3353 OPPENHEIMER REV WEIGHTD ETF SMALL CAP REV ET 68386C302 163 2403 SH SOLE 0 0 2403 ORACLE CORP COM 68389X105 59 1216 SH SOLE 0 0 1216 PG&E CORP COM 69331C108 1 20 SH SOLE 0 0 20 PJT PARTNERS INC COM CL A 69343T107 2 47 SH SOLE 0 0 47 PPG INDS INC COM 693506107 1 6 SH SOLE 0 0 6 PPL CORP COM 69351T106 46 1241 SH SOLE 110 0 1131 PVH CORP COM 693656100 3 27 SH SOLE 0 0 27 PTC INC COM 69370C100 56 960 SH SOLE 0 0 960 PACER FDS TR TRENDP 750 ETF 69374H105 92 3350 SH SOLE 0 0 3350 PACER FDS TR GLOBL CASH ETF 69374H709 5 150 SH SOLE 0 0 150 PACER FDS TR US CASH COWS 100 69374H881 16 603 SH SOLE 0 0 603 PALO ALTO NETWORKS INC COM 697435105 12 80 SH SOLE 0 0 80 PAN AMERICAN SILVER CORP COM 697900108 9 482 SH SOLE 0 0 482 PARAMOUNT GOLD NEV CORP COM 69924M109 8 5464 SH SOLE 0 0 5464 PARKER HANNIFIN CORP COM 701094104 15 82 SH SOLE 0 0 82 PAYCHEX INC COM 704326107 19 300 SH SOLE 0 0 300 PAYPAL HLDGS INC COM 70450Y103 38 577 SH SOLE 0 0 577 PENNANTPARK INVT CORP COM 708062104 8 1000 SH SOLE 0 0 1000 PEOPLES UNITED FINANCIAL INC COM 712704105 5 264 SH SOLE 0 0 264 PEPSICO INC COM 713448108 137 1249 SH SOLE 45 0 1204 PFIZER INC COM 717081103 437 12083 SH SOLE 976 0 11107 PHILIP MORRIS INTL INC COM 718172109 225 1984 SH SOLE 0 0 1984 PHILLIPS 66 COM 718546104 19 201 SH SOLE 0 0 201 PIMCO CORPORATE & INCOME OPP COM 72201B101 8 450 SH SOLE 0 0 450 PIMCO ETF TR 1-5 US TIP IDX 72201R205 16 300 SH SOLE 0 0 300 PIMCO ETF TR ACTIVE BD ETF 72201R775 50 467 SH SOLE 0 0 467 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 8 76 SH SOLE 0 0 76 PIONEER HIGH INCOME TR COM 72369H106 13 1300 SH SOLE 0 0 1300 PIONEER NAT RES CO COM 723787107 3 22 SH SOLE 0 0 22 PITNEY BOWES INC COM 724479100 11 795 SH SOLE 178 0 617 POOL CORPORATION COM 73278L105 3 25 SH SOLE 0 0 25 POTASH CORP SASK INC COM 73755L107 143 7523 SH SOLE 0 0 7523 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 392 2655 SH SOLE 145 0 2510 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 15 812 SH SOLE 142 0 670 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 167 9695 SH SOLE 1751 0 7944 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 68 633 SH SOLE 0 0 633 POWERSHARES ETF TRUST DYN BLDG CNSTR 73935X666 3 100 SH SOLE 0 0 100 POWERSHARES ETF TRUST S&P 500 QLTY PRT 73935X682 13 450 SH SOLE 0 0 450 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 211 13165 SH SOLE 242 0 12923 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 6 241 SH SOLE 0 0 241 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 39 1750 SH SOLE 0 0 1750 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 75 3238 SH SOLE 0 0 3238 POWERSHARES ETF TRUST II CEF INC COMPST 73936Q843 18 750 SH SOLE 0 0 750 POWERSHARES ETF TR II INSUR NATL MUN 73936T474 155 6058 SH SOLE 444 0 5614 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 21 1426 SH SOLE 1426 0 0 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T573 106 3585 SH SOLE 288 0 3297 POWERSHARES ETF TR II PWRS INT BUYBK 73937B621 55 1576 SH SOLE 1576 0 0 POWERSHARES ETF TR II S&P600 LOVL PT 73937B639 154 3304 SH SOLE 0 0 3304 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 55 1339 SH SOLE 934 0 405 POWERSHARES ETF TR II INTL DEV LOWVL 73937B688 1652 49897 SH SOLE 4739 0 45158 POWERSHARES ACT MANG COMM FD OPT YLD DIV 73937V106 10 585 SH SOLE 0 0 585 PRAXAIR INC COM 74005P104 14 102 SH SOLE 0 0 102 PRETIUM RES INC COM 74139C102 4 415 SH SOLE 0 0 415 PRICE T ROWE GROUP INC COM 74144T108 10 107 SH SOLE 0 0 107 PROCTER AND GAMBLE CO COM 742718109 314 3406 SH SOLE 241 0 3165 PROOFPOINT INC COM 743424103 2 17 SH SOLE 0 0 17 PROSHARES TR ULTRASHRT S&P500 74347B383 2 35 SH SOLE 0 0 35 PROSHARES TR SHORT S&P 500 NE 74347B425 19 604 SH SOLE 0 0 604 PROSPECT CAPITAL CORPORATION COM 74348T102 53 8000 SH SOLE 0 0 8000 PRUDENTIAL FINL INC COM 744320102 134 1225 SH SOLE 0 0 1225 PRUDENTIAL SHT DURATION HG Y COM 74442F107 69 4550 SH SOLE 0 0 4550 PUBLIC SVC ENTERPRISE GROUP COM 744573106 2 35 SH SOLE 0 0 35 PUBLIC STORAGE COM 74460D109 2 10 SH SOLE 0 0 10 QORVO INC COM 74736K101 18 250 SH SOLE 0 0 250 QUALCOMM INC COM 747525103 71 1352 SH SOLE 418 0 934 QUANTA SVCS INC COM 74762E102 4 100 SH SOLE 0 0 100 RMR GROUP INC CL A 74967R106 12 217 SH SOLE 0 0 217 RALPH LAUREN CORP CL A 751212101 1 14 SH SOLE 0 0 14 RANDGOLD RES LTD ADR 752344309 5 55 SH SOLE 0 0 55 RAYMOND JAMES FINANCIAL INC COM 754730109 4 50 SH SOLE 0 0 50 RAYTHEON CO COM NEW 755111507 15 80 SH SOLE 20 0 60 REALTY INCOME CORP COM 756109104 1 19 SH SOLE 0 0 19 RED HAT INC COM 756577102 6 47 SH SOLE 0 0 47 REGENERON PHARMACEUTICALS COM 75886F107 4 8 SH SOLE 0 0 8 REINSURANCE GROUP AMER INC COM NEW 759351604 1 10 SH SOLE 0 0 10 RELIANCE STEEL & ALUMINUM CO COM 759509102 23 300 SH SOLE 0 0 300 RENAISSANCE CAP GREENWICH FD IPO ETF 759937204 8 300 SH SOLE 0 0 300 REPUBLIC SVCS INC COM 760759100 2 31 SH SOLE 0 0 31 RESMED INC COM 761152107 3 42 SH SOLE 0 0 42 RIGEL PHARMACEUTICALS INC COM NEW 766559603 1 300 SH SOLE 0 0 300 ROCKWELL AUTOMATION INC COM 773903109 1 6 SH SOLE 0 0 6 ROCKWELL COLLINS INC COM 774341101 5 41 SH SOLE 0 0 41 ROSS STORES INC COM 778296103 4 67 SH SOLE 0 0 67 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 140 5484 SH SOLE 1856 0 3628 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 2 39 SH SOLE 0 0 39 ROYCE GLOBAL VALUE TR INC COM 78081T104 3 284 SH SOLE 33 0 251 ROYCE VALUE TR INC COM 780910105 42 2615 SH SOLE 321 0 2294 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 38 400 SH SOLE 0 0 400 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 6 102 SH SOLE 0 0 102 RYDEX ETF TRUST GUG S&P500EQWTUT 78355W791 10 111 SH SOLE 0 0 111 S&P GLOBAL INC COM 78409V104 22 136 SH SOLE 136 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 4 26 SH SOLE 26 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 248 978 SH SOLE 15 0 963 SPDR GOLD TRUST GOLD SHS 78463V107 12 100 SH SOLE 0 0 100 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 48 458 SH SOLE 0 0 458 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 4 71 SH SOLE 0 0 71 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 333 8288 SH SOLE 0 0 8288 SPDR INDEX SHS FDS S&P WRLD EX US 78463X889 7 214 SH SOLE 0 0 214 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 94 408 SH SOLE 0 0 408 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 16 293 SH SOLE 182 0 111 SPDR SERIES TRUST WELLS FG PFD ETF 78464A292 67 1502 SH SOLE 62 0 1440 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 15 300 SH SOLE 0 0 300 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 33 950 SH SOLE 175 0 775 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 260 7000 SH SOLE 828 0 6172 SPDR SERIES TRUST BLOMBERG BRC SRT 78464A474 29 932 SH SOLE 932 0 0 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 91 3258 SH SOLE 0 0 3258 SPDR SERIES TRUST S&P REGL BKG 78464A698 71 1259 SH SOLE 0 0 1259 SPDR SERIES TRUST S&P METALS MNG 78464A755 3 100 SH SOLE 0 0 100 SPDR SERIES TRUST S&P DIVID ETF 78464A763 69 752 SH SOLE 0 0 752 SPDR SERIES TRUST S&P INS ETF 78464A789 3 34 SH SOLE 34 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 10 212 SH SOLE 0 0 212 SPDR SERIES TRUST RUSSELL 3000 ETF 78464A805 3 18 SH SOLE 18 0 0 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 55 421 SH SOLE 405 0 16 SPDR SERIES TRUST S&P BIOTECH 78464A870 9 98 SH SOLE 42 0 56 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 8 200 SH SOLE 0 0 200 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 3 72 SH SOLE 0 0 72 SSGA ACTIVE ETF TR INCOM ALLO ETF 78467V202 18 545 SH SOLE 0 0 545 SSGA ACTIVE ETF TR GLOBL ALLO ETF 78467V400 29 780 SH SOLE 497 0 283 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 210 4433 SH SOLE 0 0 4433 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 34 699 SH SOLE 0 0 699 SPDR SER TR SSGA US LRG ETF 78468R804 34 378 SH SOLE 101 0 277 SPDR SER TR SSGA US SMAL ETF 78468R887 96 990 SH SOLE 442 0 548 SSR MNG INC COM 784730103 10 865 SH SOLE 0 0 865 SABRA HEALTH CARE REIT INC COM 78573L106 7 333 SH SOLE 0 0 333 SALESFORCE COM INC COM 79466L302 22 230 SH SOLE 0 0 230 SANDERSON FARMS INC COM 800013104 6 40 SH SOLE 0 0 40 SANDSTORM GOLD LTD COM NEW 80013R206 5 1030 SH SOLE 0 0 1030 SANOFI SPONSORED ADR 80105N105 30 599 SH SOLE 0 0 599 SAP SE SPON ADR 803054204 2 16 SH SOLE 0 0 16 SCHEIN HENRY INC COM 806407102 2 30 SH SOLE 0 0 30 SCHLUMBERGER LTD COM 806857108 27 390 SH SOLE 30 0 360 SCHWAB CHARLES CORP NEW COM 808513105 4 87 SH SOLE 0 0 87 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1029 15398 SH SOLE 8211 0 7187 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 22 437 SH SOLE 48 0 389 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 10 152 SH SOLE 0 0 152 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 9 320 SH SOLE 320 0 0 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 9 248 SH SOLE 189 0 59 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 48 1436 SH SOLE 295 0 1141 SCHWAB STRATEGIC TR US TIPS ETF 808524870 15 264 SH SOLE 0 0 264 SEABRIDGE GOLD INC COM 811916105 18 1438 SH SOLE 0 0 1438 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 5 89 SH SOLE 89 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 89 1079 SH SOLE 37 0 1042 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 33 615 SH SOLE 0 0 615 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 92 1005 SH SOLE 105 0 900 SELECT SECTOR SPDR TR ENERGY 81369Y506 182 2666 SH SOLE 49 0 2617 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 288 10975 SH SOLE 156 0 10819 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 192 2675 SH SOLE 246 0 2429 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 205 3416 SH SOLE 452 0 2964 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 29 884 SH SOLE 0 0 884 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 20 370 SH SOLE 27 0 343 SELECT INCOME REIT COM SH BEN INT 81618T100 307 12637 SH SOLE 0 0 12637 SEMPRA ENERGY COM 816851109 25 221 SH SOLE 221 0 0 SENIOR HSG PPTYS TR SH BEN INT 81721M109 1 47 SH SOLE 0 0 47 SERVICE CORP INTL COM 817565104 7 200 SH SOLE 0 0 200 SHERWIN WILLIAMS CO COM 824348106 6 16 SH SOLE 0 0 16 SHIRE PLC SPONSORED ADR 82481R106 2 14 SH SOLE 0 0 14 SIGNATURE BK NEW YORK N Y COM 82669G104 2 17 SH SOLE 0 0 17 SIRIUS XM HLDGS INC COM 82968B103 65 11346 SH SOLE 0 0 11346 SMITH A O COM 831865209 2 25 SH SOLE 0 0 25 SMUCKER J M CO COM NEW 832696405 13 130 SH SOLE 0 0 130 SNAP ON INC COM 833034101 2 15 SH SOLE 0 0 15 SNAP INC CL A 83304A106 7 500 SH SOLE 0 0 500 SOUTHERN CO COM 842587107 64 1281 SH SOLE 0 0 1281 SOUTHWEST AIRLS CO COM 844741108 4 70 SH SOLE 70 0 0 SPIRE INC COM 84857L101 3 41 SH SOLE 0 0 41 SPLUNK INC COM 848637104 3 43 SH SOLE 0 0 43 SPROUTS FMRS MKT INC COM 85208M102 8 425 SH SOLE 0 0 425 STAG INDL INC COM 85254J102 28 1000 SH SOLE 0 0 1000 STANLEY BLACK & DECKER INC COM 854502101 253 1616 SH SOLE 0 0 1616 STARBUCKS CORP COM 855244109 8 142 SH SOLE 0 0 142 STEEL DYNAMICS INC COM 858119100 6 169 SH SOLE 0 0 169 STEELCASE INC CL A 858155203 20 1300 SH SOLE 0 0 1300 SUPER MICRO COMPUTER INC COM 86800U104 11 500 SH SOLE 0 0 500 SYMANTEC CORP COM 871503108 18 541 SH SOLE 0 0 541 SYNOPSYS INC COM 871607107 4 51 SH SOLE 0 0 51 TC PIPELINES LP UT COM LTD PRT 87233Q108 25 464 SH SOLE 0 0 464 TJX COS INC NEW COM 872540109 14 188 SH SOLE 0 0 188 T MOBILE US INC COM 872590104 1 23 SH SOLE 0 0 23 TARGET CORP COM 87612E106 33 591 SH SOLE 441 0 150 TEKLA HEALTHCARE OPPORTUNIT SHS 879105104 118 6322 SH SOLE 0 0 6322 TELLURIAN INC NEW COM 87968A104 115 11000 SH SOLE 5000 0 6000 TEMPLETON GLOBAL INCOME FD COM 880198106 3 404 SH SOLE 0 0 404 TERADATA CORP DEL COM 88076W103 7 200 SH SOLE 0 0 200 TESCO CORP COM 88157K101 3 650 SH SOLE 0 0 650 TESLA INC COM 88160R101 22 64 SH SOLE 0 0 64 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 3 163 SH SOLE 0 0 163 TEXAS INSTRS INC COM 882508104 118 1287 SH SOLE 1041 0 246 TEXAS ROADHOUSE INC COM 882681109 3 59 SH SOLE 0 0 59 THERMO FISHER SCIENTIFIC INC COM 883556102 37 189 SH SOLE 100 0 89 3M CO COM 88579Y101 169 782 SH SOLE 505 0 277 TIME WARNER INC COM NEW 887317303 128 1239 SH SOLE 0 0 1239 TOOTSIE ROLL INDS INC COM 890516107 5 136 SH SOLE 0 0 136 TORONTO DOMINION BK ONT COM NEW 891160509 95 1690 SH SOLE 0 0 1690 TORTOISE ENERGY INFRA CORP COM 89147L100 8 285 SH SOLE 0 0 285 TOTAL S A SPONSORED ADR 89151E109 3 63 SH SOLE 0 0 63 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 9 75 SH SOLE 0 0 75 TRANSMONTAIGNE PARTNERS L P COM UNIT L P 89376V100 9 200 SH SOLE 0 0 200 TRAVELERS COMPANIES INC COM 89417E109 15 120 SH SOLE 0 0 120 TRINITY INDS INC COM 896522109 7 200 SH SOLE 0 0 200 TWENTY FIRST CENTY FOX INC CL A 90130A101 3 102 SH SOLE 0 0 102 TWITTER INC COM 90184L102 14 800 SH SOLE 0 0 800 UBS AG JERSEY BRH ALERIAN INFRST 902641646 8 323 SH SOLE 0 0 323 US BANCORP DEL COM NEW 902973304 3 50 SH SOLE 0 0 50 UNDER ARMOUR INC CL A 904311107 6 350 SH SOLE 0 0 350 UNILEVER PLC SPON ADR NEW 904767704 7 124 SH SOLE 0 0 124 UNILEVER N V N Y SHS NEW 904784709 2 27 SH SOLE 0 0 27 UNION PAC CORP COM 907818108 13 116 SH SOLE 116 0 0 UNITED CONTL HLDGS INC COM 910047109 19 300 SH SOLE 0 0 300 UNITED FINL BANCORP INC NEW COM 910304104 477 25888 SH SOLE 0 0 25888 UNITED PARCEL SERVICE INC CL B 911312106 31 264 SH SOLE 0 0 264 UNITED STATES OIL FUND LP UNITS 91232N108 3 250 SH SOLE 0 0 250 UNITED TECHNOLOGIES CORP COM 913017109 230 1937 SH SOLE 279 0 1658 UNITEDHEALTH GROUP INC COM 91324P102 168 857 SH SOLE 0 0 857 UNITI GROUP INC COM 91325V108 7 460 SH SOLE 0 0 460 UNIVERSAL DISPLAY CORP COM 91347P105 1 11 SH SOLE 0 0 11 VAIL RESORTS INC COM 91879Q109 1 4 SH SOLE 0 0 4 VALE S A ADR 91912E105 45 4600 SH SOLE 0 0 4600 VALERO ENERGY CORP NEW COM 91913Y100 5 70 SH SOLE 70 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 4 170 SH SOLE 170 0 0 VANECK VECTORS ETF TR EMERGING MKTS HI 92189F353 155 6297 SH SOLE 3263 0 3034 VANECK VECTORS ETF TR PFD SECS EX FINL 92189F429 12 629 SH SOLE 0 0 629 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 143 4746 SH SOLE 2688 0 2058 VANECK VECTORS ETF TR MTG REIT INCOME 92189F452 16 650 SH SOLE 0 0 650 VANECK VECTORS ETF TR CEF MUN INCOME E 92189F460 8 300 SH SOLE 0 0 300 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 35 1855 SH SOLE 268 0 1587 VANECK VECTORS ETF TR AMT FREE INT ETF 92189F544 8 327 SH SOLE 224 0 103 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 258 6370 SH SOLE 0 0 6370 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 9 91 SH SOLE 53 0 38 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 2814 29539 SH SOLE 18764 0 10775 VANGUARD STAR FD VG TL INTL STK F 921909768 130 2368 SH SOLE 695 0 1673 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 4 29 SH SOLE 29 0 0 VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 12 131 SH SOLE 0 0 131 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 44 515 SH SOLE 0 0 515 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 22 276 SH SOLE 0 0 276 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 1053 12885 SH SOLE 789 0 12096 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 630 14531 SH SOLE 651 0 13880 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 43 521 SH SOLE 155 0 366 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 7 144 SH SOLE 0 0 144 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 75 1367 SH SOLE 275 0 1092 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 3 44 SH SOLE 0 0 44 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 7 100 SH SOLE 0 0 100 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 315 7133 SH SOLE 646 0 6487 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 8 112 SH SOLE 0 0 112 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 43 744 SH SOLE 566 0 178 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 4 24 SH SOLE 0 0 24 VANGUARD WORLD FDS INF TECH ETF 92204A702 164 1059 SH SOLE 65 0 994 VANGUARD WORLD FDS TELCOMM ETF 92204A884 4 44 SH SOLE 0 0 44 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 124 1552 SH SOLE 310 0 1242 VANGUARD SCOTTSDALE FDS INT-TERM GOV 92206C706 18 283 SH SOLE 0 0 283 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 11 217 SH SOLE 0 0 217 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 13 135 SH SOLE 0 0 135 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 434 4933 SH SOLE 166 0 4767 VENTAS INC COM 92276F100 51 808 SH SOLE 0 0 808 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 132 2562 SH SOLE 0 0 2562 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 6 25 SH SOLE 0 0 25 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 53 501 SH SOLE 121 0 380 VANGUARD INDEX FDS REIT ETF 922908553 559 6694 SH SOLE 557 0 6137 VANGUARD INDEX FDS SM CP VAL ETF 922908611 147 1146 SH SOLE 35 0 1111 VANGUARD INDEX FDS MID CAP ETF 922908629 538 3631 SH SOLE 333 0 3298 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 11 101 SH SOLE 0 0 101 VANGUARD INDEX FDS GROWTH ETF 922908736 21 153 SH SOLE 0 0 153 VANGUARD INDEX FDS VALUE ETF 922908744 15 152 SH SOLE 44 0 108 VANGUARD INDEX FDS SMALL CP ETF 922908751 207 1450 SH SOLE 317 0 1133 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2323 17744 SH SOLE 736 0 17008 VEREIT INC COM 92339V100 98 11740 SH SOLE 0 0 11740 VERIZON COMMUNICATIONS INC COM 92343V104 462 9416 SH SOLE 553 0 8863 VERTEX PHARMACEUTICALS INC COM 92532F100 2 16 SH SOLE 0 0 16 VICTORY PORTFOLIOS II SHS US 500 VOLA 92647N766 12135 263222 SH SOLE 126520 0 136702 VICTORY PORTFOLIOS II SHS US DISCOVRY 92647N774 18 401 SH SOLE 0 0 401 VICTORY PORTFOLIOS II SHS US 500 ENHA 92647N782 427 9268 SH SOLE 0 0 9268 VICTORY PORTFOLIOS II SHS US EQ INCM 92647N824 43 956 SH SOLE 0 0 956 VICTORY PORTFOLIOS II SHS US SML CAP 92647N832 26 567 SH SOLE 367 0 200 VICTORY PORTFOLIOS II SHS INTL VOLA 92647N840 12 300 SH SOLE 0 0 300 VICTORY PORTFOLIOS II SHS EMRG MKT ETF 92647N857 4637 159826 SH SOLE 79468 0 80358 VICTORY PORTFOLIOS II SHS US SML CP HG 92647N873 13 300 SH SOLE 0 0 300 VICTORY PORTFOLIOS II SHS INTL HGH DIV 92647N881 125 3521 SH SOLE 3521 0 0 VISA INC COM CL A 92826C839 31 294 SH SOLE 0 0 294 VMWARE INC CL A COM 928563402 3 28 SH SOLE 0 0 28 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 9 328 SH SOLE 0 0 328 VOYA EMERGING MKTS HIGH DIVI COM 92912P108 5 500 SH SOLE 0 0 500 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 22 2790 SH SOLE 0 0 2790 VOYA PRIME RATE TR SH BEN INT 92913A100 3 613 SH SOLE 613 0 0 WABCO HLDGS INC COM 92927K102 4 24 SH SOLE 0 0 24 W P CAREY INC COM 92936U109 165 2420 SH SOLE 1400 0 1020 WAL-MART STORES INC COM 931142103 577 7163 SH SOLE 2523 0 4640 WALGREENS BOOTS ALLIANCE INC COM 931427108 80 1135 SH SOLE 0 0 1135 WASTE MGMT INC DEL COM 94106L109 19 243 SH SOLE 0 0 243 WEBSTER FINL CORP CONN COM 947890109 166 3135 SH SOLE 0 0 3135 WELLS FARGO CO NEW COM 949746101 119 2158 SH SOLE 509 0 1649 WELLTOWER INC COM 95040Q104 2 30 SH SOLE 0 0 30 WESTERN ASSET EMRG MKT DEBT COM 95766A101 5 316 SH SOLE 0 0 316 WESTERN ASSET HIGH INCM FD I COM 95766J102 15 2051 SH SOLE 0 0 2051 WESTERN ASSET MTG CAP CORP COM 95790D105 4 400 SH SOLE 0 0 400 WESTERN DIGITAL CORP COM 958102105 28 329 SH SOLE 0 0 329 WESTROCK CO COM 96145D105 15 253 SH SOLE 0 0 253 WEYERHAEUSER CO COM 962166104 72 2100 SH SOLE 0 0 2100 WHEATON PRECIOUS METALS CORP COM 962879102 19 963 SH SOLE 300 0 663 WINDSTREAM HLDGS INC COM NEW 97382A200 7 3422 SH SOLE 0 0 3422 WISDOMTREE TR US TOTAL DIVIDND 97717W109 2 25 SH SOLE 0 0 25 WISDOMTREE TR US HIGH DIVIDEND 97717W208 8 106 SH SOLE 0 0 106 WISDOMTREE TR EMG MKTS SMCAP 97717W281 122 2464 SH SOLE 170 0 2294 WISDOMTREE TR EMER MKT HIGH FD 97717W315 82 1901 SH SOLE 297 0 1604 WISDOMTREE TR BRCLYS NEGTV DUR 97717W364 29 664 SH SOLE 0 0 664 WISDOMTREE TR BRCLYS INTRT HED 97717W380 15 312 SH SOLE 0 0 312 WISDOMTREE TR US DIVID EX FNCL 97717W406 9 108 SH SOLE 0 0 108 WISDOMTREE TR US MIDCAP DIVID 97717W505 127 1266 SH SOLE 85 0 1181 WISDOMTREE TR US SMALLCP ERNGS 97717W562 15 438 SH SOLE 120 0 318 WISDOMTREE TR US MIDCP EARNING 97717W570 74 1969 SH SOLE 501 0 1468 WISDOMTREE TR US SMALLCAP DIVD 97717W604 65 771 SH SOLE 31 0 740 WISDOMTREE TR INTL SMCAP DIV 97717W760 4 54 SH SOLE 0 0 54 WISDOMTREE TR ITL HIGH DIV FD 97717W802 19 433 SH SOLE 265 0 168 WISDOMTREE TR JP SMALLCP DIV 97717W836 110 1464 SH SOLE 0 0 1464 WISDOMTREE TR GLB US QTLY DIV 97717W844 10 173 SH SOLE 0 0 173 WISDOMTREE TR JAPN HEDGE EQT 97717W851 3 55 SH SOLE 55 0 0 WISDOMTREE TR EUROPE SMCP DV 97717W869 25 357 SH SOLE 0 0 357 WISDOMTREE TR US QTLY DIV GRT 97717X669 79 2045 SH SOLE 0 0 2045 WISDOMTREE TR EM LCL DEBT FD 97717X867 68 1793 SH SOLE 0 0 1793 WOODWARD INC COM 980745103 1 11 SH SOLE 0 0 11 XYLEM INC COM 98419M100 10 157 SH SOLE 0 0 157 YAMANA GOLD INC COM 98462Y100 8 2840 SH SOLE 0 0 2840 YUM BRANDS INC COM 988498101 283 3723 SH SOLE 1088 0 2635 YUM CHINA HLDGS INC COM 98850P109 74 1720 SH SOLE 206 0 1514 ZIMMER BIOMET HLDGS INC COM 98956P102 18 150 SH SOLE 0 0 150 ZIOPHARM ONCOLOGY INC COM 98973P101 1 100 SH SOLE 0 0 100 ZOETIS INC CL A 98978V103 4 68 SH SOLE 0 0 68 ADIENT PLC ORD SHS G0084W101 10 116 SH SOLE 0 0 116 ALLEGION PUB LTD CO ORD SHS G0176J109 6 70 SH SOLE 0 0 70 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1 6 SH SOLE 0 0 6 BUNGE LIMITED COM G16962105 1 13 SH SOLE 0 0 13 ENSCO PLC SHS CLASS A G3157S106 1 100 SH SOLE 0 0 100 FABRINET SHS G3323L100 3 66 SH SOLE 0 0 66 GENPACT LIMITED SHS G3922B107 3 89 SH SOLE 0 0 89 JOHNSON CTLS INTL PLC SHS G51502105 7 175 SH SOLE 0 0 175 NOBLE CORP PLC SHS USD G65431101 4 1023 SH SOLE 480 0 543 PENTAIR PLC SHS G7S00T104 1 11 SH SOLE 0 0 11 STERIS PLC SHS USD G84720104 3 32 SH SOLE 0 0 32 XL GROUP LTD COM G98294104 8 200 SH SOLE 0 0 200 TE CONNECTIVITY LTD REG SHS H84989104 4 50 SH SOLE 0 0 50 TRANSOCEAN LTD REG SHS H8817H100 96 9150 SH SOLE 453 0 8697 ALLOT COMMUNICATIONS LTD SHS M0854Q105 1 200 SH SOLE 0 0 200 STRATASYS LTD SHS M85548101 1 51 SH SOLE 0 0 51 AERCAP HOLDINGS NV SHS N00985106 13 250 SH SOLE 0 0 250 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 6 350 SH SOLE 0 0 350