0001185185-20-001410.txt : 20201007 0001185185-20-001410.hdr.sgml : 20201007 20201007120339 ACCESSION NUMBER: 0001185185-20-001410 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201002 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20201007 DATE AS OF CHANGE: 20201007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Royale Energy, Inc. CENTRAL INDEX KEY: 0001694617 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 814596368 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-55912 FILM NUMBER: 201228481 BUSINESS ADDRESS: STREET 1: 1870 CORDELL COURT, SUITE 210 CITY: EL CAJON STATE: CA ZIP: 92020 BUSINESS PHONE: 6193836600 MAIL ADDRESS: STREET 1: 1870 CORDELL COURT, SUITE 210 CITY: EL CAJON STATE: CA ZIP: 92020 FORMER COMPANY: FORMER CONFORMED NAME: Royale Energy Holdings, Inc. DATE OF NAME CHANGE: 20170112 8-K 1 royaleinc20201006_8k.htm FORM 8-K royaleinc20201006_8k.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report: October 2, 2020

(Date of earliest event reported)

 

Royale Energy, Inc.

(Exact name of registrant as specified in its charter)

 

DELAWARE

 

000-55912

 

81-4596368

(State or other jurisdiction

of incorporation)

 

(Commission File Number)

 

(IRS Employer Identification No.)

 

1870 Cordell Court, Suite 210

El Cajon, California 92020

(Address of principal executive offices) (Zip Code)

 

(619) 383-6600

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 

 

☐     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common stock, par value .001 per share

ROYL

OTC: QB

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging Growth Company   ☐  

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section13(a) of the Exchange Act. ☐

 

 
 

 

Item 5.02.     Change in Directors or Principal Officers

 

On October 2, 2020, the Board of Directors of Royale Energy, Inc. (“Royale”) appointed Audit Committee chairman Robert Vogel, as chairman of the Board of Directors to succeed the existing chairman of the Board of Directors, Mel Riggs. Mr. Riggs was appointed to succeed Mr. Vogel as chairman of the Audit Committee.

 

 

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

ROYALE ENERGY, INC.

 

 

 

Date: October 7, 2020

By:   

/s/ Johnny Jordan

 

Name:  

Johnny Jordan, Chief Executive Officer