0001085146-24-000272.txt : 20240118 0001085146-24-000272.hdr.sgml : 20240118 20240118093057 ACCESSION NUMBER: 0001085146-24-000272 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240118 DATE AS OF CHANGE: 20240118 EFFECTIVENESS DATE: 20240118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pettinga Financial Advisors, LLC CENTRAL INDEX KEY: 0001694592 ORGANIZATION NAME: IRS NUMBER: 274279360 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19003 FILM NUMBER: 24540283 BUSINESS ADDRESS: STREET 1: 519 MAIN STREET, STE 100 CITY: EVANSVILLE STATE: IN ZIP: 47708 BUSINESS PHONE: 812-436-4000 MAIL ADDRESS: STREET 1: 519 MAIN STREET, STE 100 CITY: EVANSVILLE STATE: IN ZIP: 47708 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001694592 XXXXXXXX 12-31-2023 12-31-2023 false Pettinga Financial Advisors, LLC

519 MAIN STREET, STE 100 EVANSVILLE IN 47708

13F HOLDINGS REPORT 028-19003 000156369 801-72154 N Tonya F Borders 812-436-4000 /s/ Tonya F Borders Evansville IN 01-18-2024 0 129 372750428 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABRDN PLATINUM ETF TRUST PHYSCL PLATM SHS 003260106 BBG001T6GDY9 881518 9670 SH SOLE 0 0 9670 ABRDN SILVER ETF TRUST PHYSCL SILVR SHS 003264108 BBG001T56K58 3265674 143420 SH SOLE 0 0 143420 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 260522 1865 SH SOLE 0 0 1865 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 198360 1420 SH OTR 0 0 1420 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 1609421 11420 SH SOLE 0 0 11420 AMAZON COM INC COM 023135106 BBG001S5PQL7 167134 1100 SH OTR 0 0 1100 AMAZON COM INC COM 023135106 BBG001S5PQL7 622499 4097 SH SOLE 0 0 4097 AMGEN INC COM 031162100 BBG001S5NNL6 274484 953 SH SOLE 0 0 953 APPLE INC COM 037833100 BBG001S5N8V8 8968329 46581 SH SOLE 0 0 46581 APPLE INC COM 037833100 BBG001S5N8V8 283071 1470 SH OTR 0 0 1470 BLACKROCK MUNIYIELD FD INC COM 09253W104 BBG001S6FY66 485100 45000 SH SOLE 0 0 45000 BLUE OWL CAPITAL CORPORATION COM 69121K104 BBG00DB0XYD3 11752245 796223 SH SOLE 0 0 796223 BOEING CO COM 097023105 BBG001S5P0V3 218434 838 SH SOLE 0 0 838 BRISTOL-MYERS SQUIBB CO COM 110122108 BBG001S8N8J6 529161 10313 SH SOLE 0 0 10313 BROADCOM INC COM 11135F101 BBG00KHY5SY8 250068 224 SH SOLE 0 0 224 BROADCOM INC COM 11135F101 BBG00KHY5SY8 26079 23 SH OTR 0 0 23 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 402324 2697 SH SOLE 0 0 2697 CINCINNATI FINL CORP COM 172062101 BBG001S5PTM0 5457266 52748 SH SOLE 0 0 52748 COHEN & STEERS LTD DURATION COM 19248C105 BBG002YMSBV0 927029 50300 SH SOLE 0 0 50300 COHEN & STEERS REAL ESTATE O SHS BENFIN INT 19249Q103 BBG011Y89TC5 258815 18500 SH SOLE 0 0 18500 COHEN & STEERS SELECT PFD & COM 19248Y107 BBG001TCTWN2 672670 35591 SH SOLE 0 0 35591 COHEN & STEERS TAX ADVAN PFD COM 19249X108 BBG00RP7J3T9 1740307 96630 SH SOLE 0 0 96630 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 645942 979 SH SOLE 0 0 979 CRESCENT CAP BDC INC COM 225655109 BBG009NX1JV5 299041 17206 SH SOLE 0 0 17206 DEERE & CO COM 244199105 BBG001S5QFF7 535426 1339 SH SOLE 0 0 1339 DIMENSIONAL ETF TRUST EMERGING MKTS VA 25434V740 BBG017158GJ6 344384 13666 SH SOLE 0 0 13666 DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 25434V302 BBG00Y2PHW26 415022 17214 SH SOLE 0 0 17214 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 BBG011DXY6D4 951115 32539 SH SOLE 0 0 32539 DIMENSIONAL ETF TRUST US SMALL CAP ETF 25434V500 BBG011DXXVM0 2265918 38006 SH SOLE 0 0 38006 DIMENSIONAL ETF TRUST US SMALL CAP VAL 25434V815 BBG015DG3GG1 1413444 48539 SH SOLE 0 0 48539 DIMENSIONAL ETF TRUST US TARGETED VLU 25434V609 BBG011DXY0L8 207018 3956 SH SOLE 0 0 3956 DOUBLELINE ETF TRUST OPPORTUNISTIC BD 25861R105 BBG016GCZLY9 565005 12215 SH SOLE 0 0 12215 DOUBLELINE INCOME SOLUTIONS COM 258622109 BBG003TXW7X2 1314975 107433 SH SOLE 0 0 107433 DOUBLELINE YIELD OPPORTUNITI COM 25862D105 BBG00R4C16B2 2778539 186855 SH SOLE 0 0 186855 DXP ENTERPRISES INC COM NEW 233377407 BBG001S9F0F4 337000 10000 SH SOLE 0 0 10000 ELEVANCE HEALTH INC COM 036752103 BBG001S6KBQ8 320178 679 SH SOLE 0 0 679 ELEVANCE HEALTH INC COM 036752103 BBG001S6KBQ8 43442 92 SH OTR 0 0 92 ENBRIDGE INC COM 29250N105 BBG001S6Q6D7 262514 7288 SH SOLE 0 0 7288 ENERGY TRANSFER L P COM UT LTD PTN 29273V100 BBG001SDHNW4 407542 29532 SH SOLE 0 0 29532 ENTERPRISE PRODS PARTNERS L COM 293792107 BBG001S9P0Z1 579938 22009 SH SOLE 0 0 22009 ETF MANAGERS TR PRIME JUNIR SLVR 26924G102 BBG003NYHL53 287932 28793 SH SOLE 0 0 28793 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 717539 7177 SH SOLE 0 0 7177 FIRST CTZNS BANCSHARES INC N CL A 31946M103 BBG001S5R2V7 688201 485 SH SOLE 0 0 485 GENESIS ENERGY L P UNIT LTD PARTN 371927104 BBG001S9CQC3 234727 20270 SH SOLE 0 0 20270 GERMAN AMERN BANCORP INC COM 373865104 BBG001S7BHR2 220751 6811 SH SOLE 0 0 6811 GLOBAL X FDS GLB X MLP ENRG I 37954Y293 BBG004Y67XK8 286684 6425 SH SOLE 0 0 6425 GLOBAL X FDS GLOBAL X COPPER 37954Y830 BBG001T8JBX7 638513 17027 SH SOLE 0 0 17027 GLOBAL X FDS GLOBAL X SILVER 37954Y848 BBG001SSPRJ8 401096 14138 SH SOLE 0 0 14138 GLOBAL X FDS GLOBAL X URANIUM 37954Y871 BBG001TF8NP6 475907 17187 SH SOLE 0 0 17187 INVESCO EXCH TRADED FD TR II GBL CLEAN ENRG 46138G847 BBG001SS70P0 187717 11754 SH SOLE 0 0 11754 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 BBG001S8JG85 297704 3230 SH SOLE 0 0 3230 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 BBG001S6H5N8 15409082 437758 SH SOLE 0 0 437758 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 5889942 14383 SH SOLE 0 0 14383 ISHARES GOLD TR ISHARES NEW 464285204 BBG001SJK6D5 389520 9980 SH SOLE 0 0 9980 ISHARES INC MSCI EMRG CHN 46434G764 BBG00H5VLN77 2970087 53602 SH SOLE 0 0 53602 ISHARES SILVER TR ISHARES 46428Q109 BBG001SQLN69 2888464 132620 SH SOLE 0 0 132620 ISHARES TR 20 YR TR BD ETF 464287432 BBG001S8MLN3 4342217 43914 SH SOLE 0 0 43914 ISHARES TR 20 YR TR BD ETF 464287432 BBG001S8MLN3 17631 178 SH OTR 0 0 178 ISHARES TR CORE HIGH DV ETF 46429B663 BBG001V0XLT8 252426 2475 SH SOLE 0 0 2475 ISHARES TR CORE S&P MCP ETF 464287507 BBG001SFC7V0 5889105 21249 SH SOLE 0 0 21249 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 10819482 99949 SH SOLE 0 0 99949 ISHARES TR CORE S&P TTL STK 464287150 BBG001SHTRL5 5398405 51301 SH SOLE 0 0 51301 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 44389626 92937 SH SOLE 0 0 92937 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 67449 141 SH OTR 0 0 141 ISHARES TR CORE TOTAL USD 46434V613 BBG006MJCSW0 1217926 26436 SH SOLE 0 0 26436 ISHARES TR EAFE GRWTH ETF 464288885 BBG001SP62C7 204389 2110 SH OTR 0 0 2110 ISHARES TR EAFE GRWTH ETF 464288885 BBG001SP62C7 10709125 110574 SH SOLE 0 0 110574 ISHARES TR EAFE VALUE ETF 464288877 BBG001SNYBH6 19367056 371729 SH SOLE 0 0 371729 ISHARES TR EAFE VALUE ETF 464288877 BBG001SNYBH6 260124 4993 SH OTR 0 0 4993 ISHARES TR ESG AWR MSCI USA 46435G425 BBG00FFPFTS4 246409 2349 SH OTR 0 0 2349 ISHARES TR ESG AWR MSCI USA 46435G425 BBG00FFPFTS4 299862 2858 SH SOLE 0 0 2858 ISHARES TR GL CLEAN ENE ETF 464288224 BBG001S7XDQ8 365269 23460 SH SOLE 0 0 23460 ISHARES TR GLOBAL ENERG ETF 464287341 BBG001S7RSN5 3900231 99725 SH SOLE 0 0 99725 ISHARES TR IBOXX INV CP ETF 464287242 BBG001S60QR6 517336 4675 SH SOLE 0 0 4675 ISHARES TR JPMORGAN USD EMG 464288281 BBG001SQS9Y2 1154803 12967 SH SOLE 0 0 12967 ISHARES TR MBS ETF 464288588 BBG001SSD8B1 2757455 29310 SH SOLE 0 0 29310 ISHARES TR MSCI EAFE ETF 464287465 BBG001SG09V7 2750306 36500 SH SOLE 0 0 36500 ISHARES TR MSCI USA MIN VOL 46429B697 BBG0025X2G81 3159802 40495 SH SOLE 0 0 40495 ISHARES TR MSCI USA MIN VOL 46429B697 BBG0025X2G81 34919 447 SH OTR 0 0 447 ISHARES TR MSCI USA QLT FCT 46432F339 BBG004TRTWW3 22045243 149825 SH SOLE 0 0 149825 ISHARES TR RUS 1000 GRW ETF 464287614 BBG001S56320 8268659 27274 SH SOLE 0 0 27274 ISHARES TR RUS 2000 VAL ETF 464287630 BBG001S56277 1190646 7665 SH SOLE 0 0 7665 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 381349 1900 SH SOLE 0 0 1900 ISHARES TR S&P 100 ETF 464287101 BBG001SGB026 5575616 24959 SH SOLE 0 0 24959 ISHARES TR S&P 500 GRWT ETF 464287309 BBG001S561Q8 5793633 77146 SH SOLE 0 0 77146 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 202205 1725 SH SOLE 0 0 1725 ISHARES TR TIPS BD ETF 464287176 BBG001SD9RM5 1409807 13116 SH SOLE 0 0 13116 ISHARES TR TRS FLT RT BD 46434V860 BBG005YTNMS3 3570198 70739 SH SOLE 0 0 70739 ISHARES TR TRS FLT RT BD 46434V860 BBG005YTNMS3 18119 359 SH OTR 0 0 359 ISHARES TR U S EQUITY FACTR 46434V282 BBG008LNYFB5 36736246 760742 SH SOLE 0 0 760742 ISHARES TR U.S. TECH ETF 464287721 BBG001SFB7Z7 8460574 68925 SH SOLE 0 0 68925 ISHARES TR US INFRASTRUC 46435U713 BBG00KHHFPF1 3575010 88776 SH SOLE 0 0 88776 ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 BBG0079TF237 911897 36374 SH SOLE 0 0 36374 KINDER MORGAN INC DEL COM 49456B101 BBG001TG2YZ5 235212 13334 SH SOLE 0 0 13334 MCDONALDS CORP COM 580135101 BBG001S5T110 421874 1423 SH SOLE 0 0 1423 MICROSOFT CORP COM 594918104 BBG001S5TD05 2669375 7099 SH SOLE 0 0 7099 NORDIC AMERICAN TANKERS LIMI COM G65773106 BBG001SB8557 48300 11500 SH SOLE 0 0 11500 NUVEEN MUN VALUE FD INC COM 670928100 BBG001S5TS84 1153690 134150 SH SOLE 0 0 134150 OLD NATL BANCORP IND COM 680033107 BBG001SD2ZG1 1025376 60709 SH SOLE 0 0 60709 OLD REP INTL CORP COM 680223104 BBG001S6M9Y2 2904139 98780 SH OTR 0 0 98780 OLD REP INTL CORP COM 680223104 BBG001S6M9Y2 19581 666 SH SOLE 0 0 666 PEPSICO INC COM 713448108 BBG001S695T1 298409 1757 SH SOLE 0 0 1757 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 536337 3660 SH SOLE 0 0 3660 SELECT SECTOR SPDR TR ENERGY 81369Y506 BBG001S7T1S7 3794263 45256 SH SOLE 0 0 45256 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 BBG001S7T223 773705 20577 SH SOLE 0 0 20577 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 BBG001S7T107 1990713 27637 SH SOLE 0 0 27637 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 BBG001S7SCQ6 4072083 29858 SH SOLE 0 0 29858 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 BBG001S7TD56 949001 14985 SH SOLE 0 0 14985 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 BBG001S8LH99 5079907 13479 SH SOLE 0 0 13479 SPDR GOLD TR GOLD SHS 78463V107 BBG001SCPX28 12371567 64715 SH SOLE 0 0 64715 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 6128842 12894 SH SOLE 0 0 12894 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 BBG001S63NQ1 711855 1403 SH SOLE 0 0 1403 SPDR SER TR S&P BIOTECH 78464A870 BBG001SQDKG3 2396991 26845 SH SOLE 0 0 26845 SPDR SER TR S&P BK ETF 78464A797 BBG001SPTB32 595959 12950 SH SOLE 0 0 12950 SPDR SER TR S&P OILGAS EXP 78468R556 BBG001SB12P9 2538363 18540 SH SOLE 0 0 18540 SPROTT FDS TR URANIUM MINERS E 85208P303 BBG016ZGFLP1 3786734 78449 SH SOLE 0 0 78449 SPROTT PHYSICAL GOLD TR UNIT 85207H104 BBG001T66XM9 613656 38522 SH SOLE 0 0 38522 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 BBG001T96GD0 1313849 162605 SH SOLE 0 0 162605 UNITED STS COMMODITY INDEX F CM REP COPP FD 911718104 BBG00280GFJ5 656850 27210 SH SOLE 0 0 27210 UNITED STS GASOLINE FD LP UNITS 91201T102 BBG001SSZR43 327477 5395 SH SOLE 0 0 5395 UNIVERSAL DISPLAY CORP COM 91347P105 BBG001S5V9H3 266808 1395 SH SOLE 0 0 1395 VANECK ETF TRUST GOLD MINERS ETF 92189F106 BBG001SR42Z0 1357762 43785 SH SOLE 0 0 43785 VANECK ETF TRUST JUNIOR GOLD MINE 92189F791 BBG001T60G06 249979 6594 SH SOLE 0 0 6594 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 BBG001SMD2X3 1684142 19060 SH SOLE 0 0 19060 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 421603 10258 SH SOLE 0 0 10258 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 1509744 8860 SH SOLE 0 0 8860 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 BBG001SS0V24 8058235 72187 SH SOLE 0 0 72187 WALMART INC COM 931142103 BBG001S5XH92 319673 2028 SH SOLE 0 0 2028 WISDOMTREE TR INDIA ERNGS FD 97717W422 BBG001T21LV9 287000 7000 SH SOLE 0 0 7000