0001085146-21-002384.txt : 20210812 0001085146-21-002384.hdr.sgml : 20210812 20210811212815 ACCESSION NUMBER: 0001085146-21-002384 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210812 DATE AS OF CHANGE: 20210811 EFFECTIVENESS DATE: 20210812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pettinga Financial Advisors, LLC CENTRAL INDEX KEY: 0001694592 IRS NUMBER: 274279360 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19003 FILM NUMBER: 211165309 BUSINESS ADDRESS: STREET 1: 519 MAIN STREET, STE 100 CITY: EVANSVILLE STATE: IN ZIP: 47708 BUSINESS PHONE: 812-436-4000 MAIL ADDRESS: STREET 1: 519 MAIN STREET, STE 100 CITY: EVANSVILLE STATE: IN ZIP: 47708 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001694592 XXXXXXXX 06-30-2021 06-30-2021 false Pettinga Financial Advisors, LLC

519 MAIN STREET, STE 100 EVANSVILLE IN 47708

13F HOLDINGS REPORT 028-19003 N Tonya F Borders 812-436-4000 /s/ Tonya F Borders Evansville IL 08-11-2021 0 126 373124 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 268 2310 SH SOLE 2 0 0 2310 ABBVIE INC COM 00287Y109 227 2018 SH SOLE 2 0 0 2018 ABERDEEN STD PLATINUM ETF TR PHYSCL PLATM SHS 003260106 948 9460 SH SOLE 2 0 0 9460 ABERDEEN STD SILVER ETF TR PHYSCL SILVR SHS 003264108 3688 146390 SH SOLE 2 0 0 146390 ALPHABET INC CAP STK CL A 02079K305 39 16 SH SOLE 2 0 0 16 ALPHABET INC CAP STK CL A 02079K305 173 71 SH OTR 1 0 0 71 ALPS ETF TR ALERIAN MLP 00162Q452 699 19190 SH SOLE 2 0 0 19190 AMAZON COM INC COM 023135106 967 281 SH SOLE 2 0 0 281 AMAZON COM INC COM 023135106 155 45 SH OTR 1 0 0 45 ANTHEM INC COM 036752103 99 259 SH OTR 1 0 0 259 ANTHEM INC COM 036752103 260 681 SH SOLE 2 0 0 681 APPLE INC COM 037833100 3061 22348 SH SOLE 2 0 0 22348 APPLE INC COM 037833100 199 1449 SH OTR 1 0 0 1449 AT&T INC COM 00206R102 665 23090 SH SOLE 2 0 0 23090 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4 15 SH OTR 2 0 0 15 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1128 4058 SH SOLE 2 0 0 4058 BOEING CO COM 097023105 287 1196 SH SOLE 2 0 0 1196 BRISTOL-MYERS SQUIBB CO COM 110122108 752 11256 SH SOLE 2 0 0 11256 CHEVRON CORP NEW COM 166764100 268 2554 SH SOLE 2 0 0 2554 CINCINNATI FINL CORP COM 172062101 6132 52580 SH SOLE 2 0 0 52580 COSTCO WHSL CORP NEW COM 22160K105 404 1021 SH SOLE 2 0 0 1021 CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNER 226344208 219 7300 SH SOLE 2 0 0 7300 DEERE & CO COM 244199105 948 2689 SH SOLE 2 0 0 2689 DISNEY WALT CO COM 254687106 244 1387 SH SOLE 2 0 0 1387 DOUBLELINE INCOME SOLUTIONS COM 258622109 698 38568 SH SOLE 2 0 0 38568 DOUBLELINE YIELD OPPORTUNITI COM 25862D105 8003 400134 SH SOLE 2 0 0 400134 ENTERPRISE PRODS PARTNERS L COM 293792107 356 14750 SH SOLE 2 0 0 14750 ETF MANAGERS TR PRIME JUNIR SLVR 26924G102 255 16793 SH SOLE 2 0 0 16793 EXCHANGE TRADED CONCEPTS TR NORTH SHOR GBL 301505715 595 9511 SH SOLE 2 0 0 9511 EXXON MOBIL CORP COM 30231G102 211 3352 SH SOLE 2 0 0 3352 FIRST CTZNS BANCSHARES INC N CL A 31946M103 404 485 SH SOLE 2 0 0 485 FRONTLINE LTD SHS NEW G3682E192 128 14230 SH SOLE 2 0 0 14230 GENESIS ENERGY L P UNIT LTD PARTN 371927104 203 17520 SH SOLE 2 0 0 17520 GERMAN AMERN BANCORP INC COM 373865104 292 7860 SH SOLE 2 0 0 7860 GLOBAL X FDS GLB X MLP ENRG I 37954Y293 560 15412 SH SOLE 2 0 0 15412 GLOBAL X FDS GLOBAL X COPPER 37954Y830 942 25359 SH SOLE 2 0 0 25359 GLOBAL X FDS GLOBAL X SILVER 37954Y848 1159 27153 SH SOLE 2 0 0 27153 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 257 11350 SH SOLE 2 0 0 11350 INDIA FD INC COM 454089103 1592 72475 SH SOLE 2 0 0 72475 INVESCO DB US DLR INDEX TR BULLISH FD 46141D203 1029 41425 SH SOLE 2 0 0 41425 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 203 13224 SH SOLE 2 0 0 13224 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 8808 54934 SH SOLE 2 0 0 54934 INVESCO QQQ TR UNIT SER 1 46090E103 3394 9575 SH SOLE 2 0 0 9575 ISHARES GOLD TR ISHARES NEW 464285204 1018 30196 SH SOLE 2 0 0 30196 ISHARES INC MSCI ISRAEL ETF 464286632 287 4115 SH SOLE 2 0 0 4115 ISHARES SILVER TR ISHARES 46428Q109 3243 133908 SH SOLE 2 0 0 133908 ISHARES TR 0-5YR HI YL CP 46434V407 251 5440 SH SOLE 2 0 0 5440 ISHARES TR 20 YR TR BD ETF 464287432 2253 15605 SH SOLE 2 0 0 15605 ISHARES TR CORE DIV GRWTH 46434V621 336 6664 SH SOLE 2 0 0 6664 ISHARES TR CORE HIGH DV ETF 46429B663 203 2100 SH SOLE 2 0 0 2100 ISHARES TR CORE S&P MCP ETF 464287507 6818 25372 SH SOLE 2 0 0 25372 ISHARES TR CORE S&P SCP ETF 464287804 19180 169763 SH SOLE 2 0 0 169763 ISHARES TR CORE S&P SCP ETF 464287804 87 768 SH OTR 1 0 0 768 ISHARES TR CORE S&P500 ETF 464287200 23760 55265 SH SOLE 2 0 0 55265 ISHARES TR CORE S&P500 ETF 464287200 242 562 SH OTR 1 0 0 562 ISHARES TR CORE TOTAL USD 46434V613 21 399 SH OTR 1 0 0 399 ISHARES TR CORE TOTAL USD 46434V613 8751 163595 SH SOLE 2 0 0 163595 ISHARES TR EAFE GRWTH ETF 464288885 16069 149782 SH SOLE 2 0 0 149782 ISHARES TR EAFE GRWTH ETF 464288885 266 2480 SH OTR 1 0 0 2480 ISHARES TR EAFE VALUE ETF 464288877 381 7359 SH OTR 1 0 0 7359 ISHARES TR EAFE VALUE ETF 464288877 24224 468013 SH SOLE 2 0 0 468013 ISHARES TR ESG AWR MSCI USA 46435G425 640 6498 SH OTR 1 0 0 6498 ISHARES TR ESG AWR MSCI USA 46435G425 41915 425665 SH SOLE 2 0 0 425665 ISHARES TR FALN ANGLS USD 46435G474 3297 110042 SH SOLE 2 0 0 110042 ISHARES TR GL CLEAN ENE ETF 464288224 1051 44806 SH SOLE 2 0 0 44806 ISHARES TR GLOBAL FINLS ETF 464287333 83 1065 SH OTR 1 0 0 1065 ISHARES TR GLOBAL FINLS ETF 464287333 9622 123973 SH SOLE 2 0 0 123973 ISHARES TR GLOBAL TECH ETF 464287291 4104 12158 SH SOLE 2 0 0 12158 ISHARES TR GLOBAL TECH ETF 464287291 131 387 SH OTR 1 0 0 387 ISHARES TR MSCI EAFE ETF 464287465 2573 32620 SH SOLE 2 0 0 32620 ISHARES TR MSCI EMG MKT ETF 464287234 725 13143 SH SOLE 2 0 0 13143 ISHARES TR MSCI USA MMENTM 46432F396 45 257 SH OTR 1 0 0 257 ISHARES TR MSCI USA MMENTM 46432F396 5063 29194 SH SOLE 2 0 0 29194 ISHARES TR MSCI USA VALUE 46432F388 11981 114036 SH SOLE 2 0 0 114036 ISHARES TR MSCI USA VALUE 46432F388 189 1801 SH OTR 1 0 0 1801 ISHARES TR PFD AND INCM SEC 464288687 295 7498 SH SOLE 2 0 0 7498 ISHARES TR RUS 1000 GRW ETF 464287614 13479 49649 SH SOLE 2 0 0 49649 ISHARES TR RUS 2000 VAL ETF 464287630 2312 13950 SH SOLE 2 0 0 13950 ISHARES TR RUSSELL 2000 ETF 464287655 675 2945 SH SOLE 2 0 0 2945 ISHARES TR SELECT DIVID ETF 464287168 356 3050 SH SOLE 2 0 0 3050 ISHARES TR TIPS BD ETF 464287176 547 4276 SH SOLE 2 0 0 4276 ISHARES TR TRANS AVG ETF 464287192 208 800 SH SOLE 2 0 0 800 ISHARES TR U.S. ENERGY ETF 464287796 89 3061 SH OTR 1 0 0 3061 ISHARES TR U.S. ENERGY ETF 464287796 8513 292629 SH SOLE 2 0 0 292629 ISHARES TR U.S. FINLS ETF 464287788 201 2475 SH SOLE 2 0 0 2475 ISHARES TR U.S. MED DVC ETF 464288810 546 1511 SH SOLE 2 0 0 1511 ISHARES TR US HOME CONS ETF 464288752 398 5750 SH SOLE 2 0 0 5750 ISHARES TR US TREAS BD ETF 46429B267 2888 108572 SH SOLE 2 0 0 108572 ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 14048 407178 SH SOLE 2 0 0 407178 ISHARES U S ETF TR GSCI CMDTY STGY 46431W853 112 3258 SH OTR 1 0 0 3258 MCDONALDS CORP COM 580135101 482 2087 SH SOLE 2 0 0 2087 MICROSOFT CORP COM 594918104 1157 4270 SH SOLE 2 0 0 4270 NORDIC AMERICAN TANKERS LIMI COM G65773106 73 22400 SH SOLE 2 0 0 22400 OLD NATL BANCORP IND COM 680033107 975 55344 SH SOLE 2 0 0 55344 OWL ROCK CAPITAL CORPORATION COM 69121K104 10916 764974 SH SOLE 2 0 0 764974 PEPSICO INC COM 713448108 285 1923 SH SOLE 2 0 0 1923 PPG INDS INC COM 693506107 216 1270 SH SOLE 2 0 0 1270 PROCTER AND GAMBLE CO COM 742718109 659 4883 SH SOLE 2 0 0 4883 SELECT SECTOR SPDR TR ENERGY 81369Y506 1616 29993 SH SOLE 2 0 0 29993 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 1383 37697 SH SOLE 2 0 0 37697 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3378 48275 SH SOLE 2 0 0 48275 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3993 31707 SH SOLE 2 0 0 31707 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 248 2425 SH SOLE 2 0 0 2425 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3737 59097 SH SOLE 2 0 0 59097 SHOPIFY INC CL A 82509L107 365 250 SH SOLE 2 0 0 250 SPDR DOW JONES INDL AVERAGE UT SER 1 78467X109 7172 20792 SH SOLE 2 0 0 20792 SPDR GOLD TR GOLD SHS 78463V107 11209 67672 SH SOLE 2 0 0 67672 SPDR S&P 500 ETF TR TR UNIT 78462F103 14888 34779 SH SOLE 2 0 0 34779 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 4196 8546 SH SOLE 2 0 0 8546 SPDR SER TR NUVEEN BLMBRG SR 78468R739 3375 68105 SH SOLE 2 0 0 68105 SPDR SER TR S&P BK ETF 78464A797 2357 45921 SH SOLE 2 0 0 45921 SPDR SER TR S&P HOMEBUILD 78464A888 811 11075 SH SOLE 2 0 0 11075 SPDR SER TR S&P METALS MNG 78464A755 648 15056 SH SOLE 2 0 0 15056 SPDR SER TR S&P OILGAS EXP 78468R556 970 10032 SH SOLE 2 0 0 10032 SPDR SER TR S&P REGL BKG 78464A698 311 4750 SH SOLE 2 0 0 4750 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 278 29950 SH SOLE 2 0 0 29950 UNITED STS COMMODITY INDEX F CM REP COPP FD 911718104 410 15650 SH SOLE 2 0 0 15650 UNITED STS GASOLINE FD LP UNITS 91201T102 1504 41943 SH SOLE 2 0 0 41943 UNIVERSAL DISPLAY CORP COM 91347P105 297 1335 SH SOLE 2 0 0 1335 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2879 84741 SH SOLE 2 0 0 84741 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 4215 41412 SH SOLE 2 0 0 41412 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 2152 13900 SH SOLE 2 0 0 13900 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 615 5871 SH SOLE 2 0 0 5871 VERIZON COMMUNICATIONS INC COM 92343V104 297 5305 SH SOLE 2 0 0 5305 WALMART INC COM 931142103 410 2907 SH SOLE 2 0 0 2907 WILLIAMS COS INC COM 969457100 248 9334 SH SOLE 2 0 0 9334