X0306 4 2021-02-11 0 0001758057 Luminar Technologies, Inc./DE LAZR 0001694360 AEG Holdings, LLC 9800 WILSHIRE BLVD. BEVERLY HILLS CA 90212 1 0 0 0 0001322454 Gores Alec E 6260 LOOKOUT ROAD BOULDER CO 80301 1 0 0 0 Class A Common Stock 2021-05-18 4 J 0 758425 D 1252574 I See Footnotes Class A Common Stock 2021-05-18 4 J 0 122534 A 122534 I See Footnotes Class A Common Stock 2021-05-18 4 J 0 98145 A 98145 I See Footnotes Class A Common Stock 2021-05-31 4 J 0 6001119 D 2931381 I See Footnotes Class A Common Stock 2021-05-31 4 J 0 30000 A 152534 I See Footnotes Class A Common Stock 2021-05-31 4 J 0 150000 A 248145 I See Footnotes Class A Common Stock 2021-05-31 4 J 0 150000 A 150000 I See Footnotes Warrants to Purchase Shares of Class A Common Stock 11.50 2021-02-11 4 J 0 3333333 D 2021-01-02 2025-12-02 Class A Common Stock 3333333 0 I See Footnotes Warrants to Purchase Shares of Class A Common Stock 11.50 2021-02-11 4 J 0 1386325 A 2021-01-02 2025-12-02 Class A Common Stock 1386325 1386325 I See Footnotes On May 18, 2021, AEG Holdings, LLC ("AEG") made an in-kind distribution of shares of Class A common stock, par value $0.0001 per share ("Class A Shares") of Luminar Technologies, Inc. (the "Issuer") to each of four trusts that are members of AEG pro rata in accordance with their respective pecuniary interests therein. The receipt of such Class A Shares was exempt pursuant to Rule 16a-13 ("Rule 16a-13") under the Securities Exchange Act of 1934, as amended. The securities reported in this transaction are held of record by AEG. Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG. The NBI Irrevocable Trust No. 4, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household, received 122,534 of the Class A Shares distributed by AEG in the distribution described in footnote 1 above. The receipt of such Class A Shares was exempt pursuant to Rule 16a-13. The NBI Irrevocable Trust No. 5, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household, received 98,145 of the Class A Shares distributed by AEG in the distribution described in footnote 1 above. The receipt of such Class A Shares was exempt pursuant to Rule 16a-13. On May 31, 2021, GM Sponsor, LLC ("GM") made an in-kind distribution of shares of Class A Shares to each of its members pro rata in accordance with their respective pecuniary interests therein. The receipt of such shares was exempt pursuant to Rule 16a-13. The securities reported in this transaction are held of record by GM. AEG is the managing member of GM. Alec Gores is the managing member of AEG (Mr. Gores, together with GM and AEG, the "Reporting Persons"). As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by GM and AEG. The NBI Irrevocable Trust No. 4, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household, received 30,000 of the Class A Shares distributed by GM in the distribution described in footnote 1 above. The receipt of such Class A Shares was exempt pursuant to Rule 16a-13. The NBI Irrevocable Trust No. 5, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household, received 150,000 of the Class A Shares distributed by GM in the distribution described in footnote 1 above. The receipt of such Class A Shares was exempt pursuant to Rule 16a-13. The NBI Irrevocable Trust No. 6, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household, received 150,000 of the Class A Shares distributed by GM in the distribution described in footnote 1 above. The receipt of such Class A Shares was exempt pursuant to Rule 16a-13. On February 21, 2021, GM made an in-kind distribution of such warrants to each of its members pro rata in accordance with their respective pecuniary interests therein immediately prior to the Issuer's initial business combination. The receipt of such warrants was exempt pursuant to Rule 16a-13. AEG received 1,386,325 of the warrants distributed by GM in the distribution described in footnote 10 above. The receipt of such warrants was exempt pursuant to Rule 16a-13. Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. By: /s/ Andrew McBride, Attorney-in-Fact for AEG Holdings, LLC 2021-06-08 By: /s/ Andrew McBride, Attorney-in-Fact for Alec Gores 2021-06-08