0000018230-18-000288.txt : 20181030
0000018230-18-000288.hdr.sgml : 20181030
20181030192244
ACCESSION NUMBER: 0000018230-18-000288
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181026
FILED AS OF DATE: 20181030
DATE AS OF CHANGE: 20181030
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: De Lange Bob
CENTRAL INDEX KEY: 0001694342
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-00768
FILM NUMBER: 181148266
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CATERPILLAR INC
CENTRAL INDEX KEY: 0000018230
STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531]
IRS NUMBER: 370602744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
BUSINESS PHONE: 2245514000
MAIL ADDRESS:
STREET 1: 510 LAKE COOK ROAD
STREET 2: SUITE 100
CITY: DEERFIELD
STATE: IL
ZIP: 60015
FORMER COMPANY:
FORMER CONFORMED NAME: CATERPILLAR TRACTOR CO
DATE OF NAME CHANGE: 19860623
4
1
wf-form4_154094174430967.xml
FORM 4
X0306
4
2018-10-26
0
0000018230
CATERPILLAR INC
CAT
0001694342
De Lange Bob
510 LAKE COOK ROAD, SUITE 100
DEERFIELD
IL
60015
0
1
0
0
Group President
Common Stock
2018-10-26
4
P
0
1080
115.58
A
11310
D
Phantom Stock Units
2018-10-26
4
A
0
65
115.05
A
Common Stock
65.0
113
D
Each Phantom Stock unit is the economic equivalent to one share of Caterpillar Inc. common stock.
This total includes 33 shares that were credited to the reporting person's account under the Supplemental Deferred Compensation Plan (the "Plan") at a price per share of $115.05 and 32 shares that were contributed to the reporting person's account pursuant to the terms of the Plan for no consideration.
The phantom stock units were acquired under the Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
/s/ Barbara Thomas, POA for Bob De Lange
2018-10-30