Director of Operations

0001580642-20-000266.txt : 20200122 0001580642-20-000266.hdr.sgml : 20200122 20200122125805 ACCESSION NUMBER: 0001580642-20-000266 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20200122 DATE AS OF CHANGE: 20200122 EFFECTIVENESS DATE: 20200122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Asset Planning Services, Ltd. CENTRAL INDEX KEY: 0001694287 IRS NUMBER: 232476587 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-17582 FILM NUMBER: 20538410 BUSINESS ADDRESS: STREET 1: 162 MAIN STREET CITY: HARLEYSVILLE STATE: PA ZIP: 19438 BUSINESS PHONE: 215-256-4600 MAIL ADDRESS: STREET 1: 162 MAIN STREET CITY: HARLEYSVILLE STATE: PA ZIP: 19438 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001694287 XXXXXXXX 12-31-2018 12-31-2018 true 1 RESTATEMENT false Asset Planning Services, Ltd.

162 Main Street Harleysville PA 19438

13F HOLDINGS REPORT 028-17582 N Erik W. Morris Director of Operations 215-256-4600 /s/ Erik W. Morris Harleysville PA 01-21-2020 0 209 194460 INFORMATION TABLE 2 infotable.xml ABERDEEN STD PLATINUM ETF TR PHYSCL PLATM SHS 003260106 7 95 SH SOLE 0 0 95 ABERDEEN STD SILVER ETF TR PHYSCL SILVR SHS 003264108 24 1625 SH SOLE 0 0 1625 AGNC INVT CORP COM 00123Q104 38 2157 SH SOLE 0 0 2157 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 6 50 SH SOLE 0 0 50 AMERICAN AIRLS GROUP INC COM 02376R102 4 115 SH SOLE 0 0 115 APPLE INC COM 037833100 1006 6381 SH SOLE 0 0 6381 APPLIED MATLS INC COM 038222105 5 150 SH SOLE 0 0 150 AQUA AMERICA INC COM 03836W103 18 533 SH SOLE 0 0 533 AT&T INC COM 00206R102 95 3326 SH SOLE 0 0 3326 BALLARD PWR SYS INC NEW COM 058586108 0 100 SH SOLE 0 0 100 BASIC ENERGY SVCS INC NEW COM NEW 06985P209 0 4 SH SOLE 0 0 4 BELLICUM PHARMACEUTICALS INC COM 079481107 1 350 SH SOLE 0 0 350 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 514 2517 SH SOLE 0 0 2517 BRIGHTHOUSE FINL INC COM 10922N103 0 5 SH SOLE 0 0 5 BROADCOM INC COM 11135F101 14 55 SH SOLE 0 0 55 CELGENE CORP COM 151020104 30 465 SH SOLE 0 0 465 CENTRAL FD CDA LTD CL A 153501101 72 5711 SH SOLE 0 0 5711 CERNER CORP COM 156782104 25 472 SH SOLE 0 0 472 CHESAPEAKE UTILS CORP COM 165303108 55 672 SH SOLE 0 0 672 CHEVRON CORP NEW COM 166764100 27 248 SH SOLE 0 0 248 CIGNA CORP NEW COM 125523100 342 1799 SH SOLE 0 0 1799 CISCO SYS INC COM 17275R102 28 640 SH SOLE 0 0 640 CITIGROUP INC COM NEW 172967424 3 66 SH SOLE 0 0 66 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 5 73 SH SOLE 0 0 73 COLGATE PALMOLIVE CO COM 194162103 33 549 SH SOLE 0 0 549 CONOCOPHILLIPS COM 20825C104 19 300 SH SOLE 0 0 300 CONSTELLATION BRANDS INC CL A 21036P108 6 35 SH SOLE 0 0 35 CRYOLIFE INC COM 228903100 4 150 SH SOLE 0 0 150 CUMMINS INC COM 231021106 7 50 SH SOLE 0 0 50 DELTA AIR LINES INC DEL COM NEW 247361702 7 137 SH SOLE 0 0 137 DISNEY WALT CO COM DISNEY 254687106 7 60 SH SOLE 0 0 60 DUNKIN BRANDS GROUP INC COM 265504100 13 195 SH SOLE 0 0 195 EASTMAN CHEM CO COM 277432100 88 1197 SH SOLE 0 0 1197 EATON VANCE FLTNG RATE 2022 COM 27831H100 27 3200 SH SOLE 0 0 3200 ELECTRONIC ARTS INC COM 285512109 6 77 SH SOLE 0 0 77 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 14 550 SH SOLE 0 0 550 EXELON CORP COM 30161N101 0 0 SH SOLE 0 0 0 EXXON MOBIL CORP COM 30231G102 48 707 SH SOLE 0 0 707 FACEBOOK INC CL A 30303M102 1 10 SH SOLE 0 0 10 FEDEX CORP COM 31428X106 10 60 SH SOLE 0 0 60 FIDELITY MSCI RL EST ETF 316092857 10 445 SH SOLE 0 0 445 FIRSTHAND TECH VALUE FD INC COM 33766Y100 2 165 SH SOLE 0 0 165 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 0 51 SH SOLE 0 0 51 GENERAL ELECTRIC CO COM 369604103 49 6408 SH SOLE 0 0 6408 GILEAD SCIENCES INC COM 375558103 15 240 SH SOLE 0 0 240 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 4 100 SH SOLE 0 0 100 HALLIBURTON CO COM 406216101 33 1236 SH SOLE 0 0 1236 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 30 1587 SH SOLE 0 0 1587 HOME DEPOT INC COM 437076102 53 311 SH SOLE 0 0 311 HOST HOTELS & RESORTS INC COM 44107P104 49 2944 SH SOLE 0 0 2944 INTEL CORP COM 458140100 63 1345 SH SOLE 0 0 1345 INTERNATIONAL BUSINESS MACHS COM 459200101 43 379 SH SOLE 0 0 379 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 521 15977 SH SOLE 0 0 15977 INVESCO EXCHANGE TRADED FD T S&P500 EQL MAT 46137V316 479 5068 SH SOLE 0 0 5068 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 502 4939 SH SOLE 0 0 4939 INVESCO EXCHANGE TRADED FD T S&P500 EQL ENR 46137V365 801 18574 SH SOLE 0 0 18574 INVESCO EXCHNG TRADED FD TR FNDMNTL HY CRP 46138E719 2271 128529 SH SOLE 0 0 128529 ISHARES GOLD TRUST ISHARES 464285105 111 9005 SH SOLE 0 0 9005 ISHARES INC CORE MSCI EMKT 46434G103 2123 45016 SH SOLE 0 0 45016 ISHARES INC JP MORGAN EM ETF 464286517 12 289 SH SOLE 0 0 289 ISHARES SILVER TRUST ISHARES 46428Q109 8 524 SH SOLE 0 0 524 ISHARES TR MIN VOL USA ETF 46429B697 461 8803 SH SOLE 0 0 8803 ISHARES TR MSCI ACWI EX US 464288240 27 650 SH SOLE 0 0 650 ISHARES TR USA MOMENTUM FCT 46432F396 92 914 SH SOLE 0 0 914 ISHARES TR EAFE SML CP ETF 464288273 851 16420 SH SOLE 0 0 16420 ISHARES TR RUS 2000 VAL ETF 464287630 142 1322 SH SOLE 0 0 1322 ISHARES TR JPMORGAN USD EMG 464288281 7 69 SH SOLE 0 0 69 ISHARES TR US OIL EQ&SV ETF 464288844 3 125 SH SOLE 0 0 125 ISHARES TR US REGNL BKS ETF 464288778 12 294 SH SOLE 0 0 294 ISHARES TR CORE S&P SCP ETF 464287804 1975 28487 SH SOLE 0 0 28487 ISHARES TR CORE MSCI TOTAL 46432F834 1772 33726 SH SOLE 0 0 33726 ISHARES TR RUS 2000 GRW ETF 464287648 67 398 SH SOLE 0 0 398 ISHARES TR SP SMCP600VL ETF 464287879 46 345 SH SOLE 0 0 345 ISHARES TR CORE S&P US VLU 464287663 50 1022 SH SOLE 0 0 1022 ISHARES TR FLTG RATE NT ETF 46429B655 10 197 SH SOLE 0 0 197 ISHARES TR NASDAQ BIOTECH 464287556 33 344 SH SOLE 0 0 344 ISHARES TR RUS 1000 VAL ETF 464287598 296 2665 SH SOLE 0 0 2665 ISHARES TR NORTH AMERN NAT 464287374 658 24214 SH SOLE 0 0 24214 ISHARES TR CORE S&P TTL STK 464287150 1681 29623 SH SOLE 0 0 29623 ISHARES TR MSCI AC ASIA ETF 464288182 28 443 SH SOLE 0 0 443 ISHARES TR S&P 500 GRWT ETF 464287309 26 173 SH SOLE 0 0 173 ISHARES TR S&P MC 400GR ETF 464287606 185 970 SH SOLE 0 0 970 ISHARES TR RUS 1000 GRW ETF 464287614 982 7505 SH SOLE 0 0 7505 ISHARES TR CORE MSCI EAFE 46432F842 4640 84373 SH SOLE 0 0 84373 ISHARES TR RUS 1000 ETF 464287622 505 3639 SH SOLE 0 0 3639 ISHARES TR CORE S&P MCP ETF 464287507 4436 26713 SH SOLE 0 0 26713 ISHARES TR RUSSELL 2000 ETF 464287655 521 3887 SH SOLE 0 0 3887 ISHARES TR S&P 500 VAL ETF 464287408 980 9690 SH SOLE 0 0 9690 ISHARES TR S&P US PFD STK 464288687 14 422 SH SOLE 0 0 422 ISHARES TR MIN VOL EAFE ETF 46429B689 799 11982 SH SOLE 0 0 11982 ISHARES TR S&P MC 400VL ETF 464287705 321 2318 SH SOLE 0 0 2318 ISHARES TR CORE 1 5 YR USD 46432F859 392 7986 SH SOLE 0 0 7986 ISHARES TR MULTIFACTOR INTL 46434V274 32 1353 SH SOLE 0 0 1353 ISHARES TR MSCI EAFE ETF 464287465 96 1634 SH SOLE 0 0 1634 ISHARES TR CORE S&P500 ETF 464287200 31448 124986 SH SOLE 0 0 124986 ISHARES TR 0-5YR INVT GR CP 46434V100 6671 134685 SH SOLE 0 0 134685 ISHARES TR EAFE GRWTH ETF 464288885 40 584 SH SOLE 0 0 584 ISHARES TR U.S. REAL ES ETF 464287739 63 837 SH SOLE 0 0 837 ISHARES US ETF TR COMMOD SEL STG 46431W853 38 1232 SH SOLE 0 0 1232 JOHNSON & JOHNSON COM 478160104 89 689 SH SOLE 0 0 689 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 798 15916 SH SOLE 0 0 15916 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 31 1377 SH SOLE 0 0 1377 KANSAS CITY SOUTHERN COM NEW 485170302 10 100 SH SOLE 0 0 100 KEYCORP NEW COM 493267108 56 3813 SH SOLE 0 0 3813 LABORATORY CORP AMER HLDGS COM NEW 50540R409 706 5584 SH SOLE 0 0 5584 LAUDER ESTEE COS INC CL A 518439104 9 67 SH SOLE 0 0 67 LEAP THERAPEUTICS INC COM 52187K101 0 100 SH SOLE 0 0 100 MANULIFE FINL CORP COM 56501R106 3 201 SH SOLE 0 0 201 MARATHON OIL CORP COM 565849106 7 475 SH SOLE 0 0 475 MARRIOTT INTL INC NEW CL A 571903202 836 7698 SH SOLE 0 0 7698 MARRIOTT VACATIONS WRLDWDE C COM 57164Y107 84 1190 SH SOLE 0 0 1190 MASCO CORP COM 574599106 3 112 SH SOLE 0 0 112 MCDONALDS CORP COM 580135101 81 457 SH SOLE 0 0 457 MERCK & CO INC COM 58933Y105 23125 302649 SH SOLE 0 0 302649 METLIFE INC COM 59156R108 17 422 SH SOLE 0 0 422 MONDELEZ INTL INC CL A 609207105 6 149 SH SOLE 0 0 149 NEONODE INC COM PAR 64051M709 0 150 SH SOLE 0 0 150 NUVEEN PFD & INCM SECURTIES COM 67072C105 86 10336 SH SOLE 0 0 10336 ORACLE CORP COM 68389X105 10 214 SH SOLE 0 0 214 PEPSICO INC COM 713448108 56 505 SH SOLE 0 0 505 PFIZER INC COM 717081103 119 2726 SH SOLE 0 0 2726 PHILLIPS 66 COM 718546104 11 125 SH SOLE 0 0 125 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 3 204 SH SOLE 0 0 204 PIMCO CORPORATE INCOME STRAT COM 72200U100 0 0 SH SOLE 0 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 795 8359 SH SOLE 0 0 8359 PPL CORP COM 69351T106 6 201 SH SOLE 0 0 201 PRICE T ROWE GROUP INC COM 74144T108 22 236 SH SOLE 0 0 236 PROCTER AND GAMBLE CO COM 742718109 112 1221 SH SOLE 0 0 1221 PVH CORP COM 693656100 4 45 SH SOLE 0 0 45 QUAD / GRAPHICS INC COM CL A 747301109 8 647 SH SOLE 0 0 647 RAVEN INDS INC COM 754212108 9 252 SH SOLE 0 0 252 RITE AID CORP COM 767754104 1 1075 SH SOLE 0 0 1075 SANOFI RIGHT 12/31/2020 80105N113 0 171 SH SOLE 0 0 171 SCHWAB CHARLES CORP NEW COM 808513105 10 245 SH SOLE 0 0 245 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 164 6964 SH SOLE 0 0 6964 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 93 2835 SH SOLE 0 0 2835 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 113 1869 SH SOLE 0 0 1869 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 176 2941 SH SOLE 0 0 2941 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 243 3524 SH SOLE 0 0 3524 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 237 8360 SH SOLE 0 0 8360 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 548 16131 SH SOLE 0 0 16131 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 95 3365 SH SOLE 0 0 3365 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2811 58657 SH SOLE 0 0 58657 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 31 586 SH SOLE 0 0 586 SEQUENTIAL BRNDS GROUP INC N COM 81734P107 0 191 SH SOLE 0 0 191 SITE CENTERS CORP COM 82981J109 0 7 SH SOLE 0 0 7 SOUTHWEST AIRLS CO COM 844741108 46 1000 SH SOLE 0 0 1000 SPDR GOLD TRUST GOLD SHS 78463V107 203 1677 SH SOLE 0 0 1677 SPDR S&P 500 ETF TR TR UNIT 78462F103 1982 7932 SH SOLE 0 0 7932 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 276 911 SH SOLE 0 0 911 SPDR SER TR BLOOMBERG SRT TR 78468R408 110 4210 SH SOLE 0 0 4210 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 157 4757 SH SOLE 0 0 4757 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 57 2102 SH SOLE 0 0 2102 SPDR SERIES TRUST S&P DIVID ETF 78464A763 2051 22908 SH SOLE 0 0 22908 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 17280 573322 SH SOLE 0 0 573322 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 20 769 SH SOLE 0 0 769 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 72 5711 SH SOLE 0 0 5711 STARBUCKS CORP COM 855244109 13 200 SH SOLE 0 0 200 SYNOPSYS INC COM 871607107 7 78 SH SOLE 0 0 78 TEMPLETON GLOBAL INCOME FD COM 880198106 260 43191 SH SOLE 0 0 43191 TESLA INC COM 88160R101 8 25 SH SOLE 0 0 25 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 4 228 SH SOLE 0 0 228 THERMO FISHER SCIENTIFIC INC COM 883556102 18 82 SH SOLE 0 0 82 TOTAL S A SPONSORED ADR 89151E109 10 190 SH SOLE 0 0 190 TRAVELERS COMPANIES INC COM 89417E109 17 144 SH SOLE 0 0 144 TUPPERWARE BRANDS CORP COM 899896104 2 55 SH SOLE 0 0 55 TYME TECHNOLOGIES INC COM 90238J103 18 5000 SH SOLE 0 0 5000 UNIVEST CORP PA COM 915271100 14 631 SH SOLE 0 0 631 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 977 7766 SH SOLE 0 0 7766 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 116 1473 SH SOLE 0 0 1473 VANGUARD GROUP DIV APP ETF 921908844 35 355 SH SOLE 0 0 355 VANGUARD INDEX FDS LARGE CAP ETF 922908637 493 4294 SH SOLE 0 0 4294 VANGUARD INDEX FDS GROWTH ETF 922908736 8196 61014 SH SOLE 0 0 61014 VANGUARD INDEX FDS VALUE ETF 922908744 6580 67174 SH SOLE 0 0 67174 VANGUARD INDEX FDS MID CAP ETF 922908629 7270 52610 SH SOLE 0 0 52610 VANGUARD INDEX FDS SML CP GRW ETF 922908595 179 1188 SH SOLE 0 0 1188 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 392 5258 SH SOLE 0 0 5258 VANGUARD INDEX FDS SMALL CP ETF 922908751 1670 12651 SH SOLE 0 0 12651 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1169 9162 SH SOLE 0 0 9162 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 16902 73546 SH SOLE 0 0 73546 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2063 21654 SH SOLE 0 0 21654 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 133 1110 SH SOLE 0 0 1110 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1788 15675 SH SOLE 0 0 15675 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 29 450 SH SOLE 0 0 450 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1091 23932 SH SOLE 0 0 23932 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 136 1437 SH SOLE 0 0 1437 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 608 15963 SH SOLE 0 0 15963 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 7794 99995 SH SOLE 0 0 99995 VANGUARD STAR FD VG TL INTL STK F 921909768 4323 91560 SH SOLE 0 0 91560 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 2492 67183 SH SOLE 0 0 67183 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1011 12957 SH SOLE 0 0 12957 VANGUARD WORLD FD MEGA CAP INDEX 921910873 697 8023 SH SOLE 0 0 8023 VANGUARD WORLD FD MEGA GRWTH IND 921910816 443 4142 SH SOLE 0 0 4142 VANGUARD WORLD FD MEGA CAP VAL ETF 921910840 103 1440 SH SOLE 0 0 1440 VANGUARD WORLD FDS ENERGY ETF 92204A306 31 397 SH SOLE 0 0 397 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 13 78 SH SOLE 0 0 78 VEEVA SYS INC CL A COM 922475108 7 81 SH SOLE 0 0 81 VERIZON COMMUNICATIONS INC COM 92343V104 132 2347 SH SOLE 0 0 2347 VISTEON CORP COM NEW 92839U206 0 4 SH SOLE 0 0 4 VOYA PRIME RATE TR SH BEN INT 92913A100 696 154991 SH SOLE 0 0 154991 WALGREENS BOOTS ALLIANCE INC COM 931427108 23 330 SH SOLE 0 0 330 WALMART INC COM 931142103 51 543 SH SOLE 0 0 543 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 44 3383 SH SOLE 0 0 3383 WESTERN ASSET VAR RT STRG FD COM 957667108 107 6915 SH SOLE 0 0 6915 WISDOMTREE TR EMER MKT HIGH FD 97717W315 66 1634 SH SOLE 0 0 1634 WISDOMTREE TR US SMALLCAP DIVD 97717W604 94 3821 SH SOLE 0 0 3821 WISDOMTREE TR INTL SMCAP DIV 97717W760 2045 33906 SH SOLE 0 0 33906 WISDOMTREE TR FUTRE STRAT FD 97717W125 19 489 SH SOLE 0 0 489 ZIMMER BIOMET HLDGS INC COM 98956P102 5 49 SH SOLE 0 0 49