Chief Compliance Officer

0001694126-20-000005.txt : 20200812 0001694126-20-000005.hdr.sgml : 20200812 20200812061126 ACCESSION NUMBER: 0001694126-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200812 DATE AS OF CHANGE: 20200812 EFFECTIVENESS DATE: 20200812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harvest Fund Management Co., Ltd CENTRAL INDEX KEY: 0001694126 IRS NUMBER: 000000000 STATE OF INCORPORATION: F4 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17717 FILM NUMBER: 201094014 BUSINESS ADDRESS: STREET 1: 12/F,TOWER C,BEIJING INTERNATIONAL CLUB STREET 2: 21 JIANGUOMENWAI STREET, CITY: BEIJING STATE: F4 ZIP: NA BUSINESS PHONE: 010-65215588 MAIL ADDRESS: STREET 1: 12/F,TOWER C,BEIJING INTERNATIONAL CLUB STREET 2: 21 JIANGUOMENWAI STREET, CITY: BEIJING STATE: F4 ZIP: NA 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001694126 XXXXXXXX 06-30-2020 06-30-2020 Harvest Fund Management Co., Ltd

12/F,TOWER C,BEIJING INTERNATIONAL CLUB 21 JIANGUOMENWAI STREET, BEIJING F4 NA

13F HOLDINGS REPORT 028-17717 N Guo Song Chief Compliance Officer 86-1060842278 Guo Song Beijing F4 08-12-2020 1 462 1082013 false 1 0001640161 028-17719 Harvest Global Investments Ltd INFORMATION TABLE 2 20200630Holding.xml ABBOTT LABS COM 002824100 514 5614 SH SOLE 514 0 0 Advanced Micro Devices Inc COM 007903107 682 12983 SH SOLE 682 0 0 Leidos Holdings Inc COM 525327102 24 264 SH SOLE 24 0 0 Alaska Air Group Inc COM 011659109 41 1168 SH SOLE 41 0 0 Honeywell International Inc COM 438516106 92 639 SH SOLE 92 0 0 ABM Industries Inc COM 000957100 24 682 SH SOLE 24 0 0 American Express Co COM 025816109 258 2753 SH SOLE 258 0 0 Analog Devices Inc COM 032654105 87 728 SH SOLE 87 0 0 Automatic Data Processing Inc COM 053015103 117 787 SH SOLE 117 0 0 AutoZone Inc COM 053332102 45 40 SH SOLE 45 0 0 Avery Dennison Corp COM 053611109 18 164 SH SOLE 18 0 0 Baxter International Inc COM 071813109 88 1014 SH SOLE 88 0 0 Best Buy Co Inc COM 086516101 181 2082 SH SOLE 181 0 0 Boeing Co/The COM 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Corp COM 651639106 66 1084 SH SOLE 66 0 0 NIKE Inc CL B 654106103 896 9203 SH SOLE 896 0 0 Norfolk Southern Corp COM 655844108 7 46 SH SOLE 7 0 0 Northrop Grumman Corp COM 666807102 114 371 SH SOLE 114 0 0 ONEOK Inc COM 682680103 10 328 SH SOLE 10 0 0 Parker-Hannifin Corp COM 701094104 39 218 SH SOLE 39 0 0 PepsiCo Inc COM 713448108 833 6298 SH SOLE 833 0 0 Essential Utilities Inc COM 29670G102 15 364 SH SOLE 15 0 0 PulteGroup Inc COM 745867101 90 2747 SH SOLE 90 0 0 PPG Industries Inc COM 693506107 30 291 SH SOLE 30 0 0 Citigroup Inc COM 172967424 102 2040 SH SOLE 102 0 0 Procter & Gamble Co/The COM 742718109 212 1774 SH SOLE 212 0 0 Sherwin-Williams Co/The COM 824348106 304 528 SH SOLE 304 0 0 Southern Co/The COM 842587107 33 639 SH SOLE 33 0 0 Stanley Black & Decker Inc COM 854502101 25 187 SH SOLE 25 0 0 Stifel Financial Corp COM 860630102 25 562 SH SOLE 25 0 0 Public Storage COM 74460D109 144 726 SH SOLE 144 0 0 Sturm Ruger & Co Inc COM 864159108 72 951 SH SOLE 72 0 0 Teradyne Inc 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SH SOLE 391 0 0 salesforce.com Inc COM 79466L302 25623 133533 SH SOLE 25623 0 0 New Oriental Education & Techn SPON ADR 647581107 239891 1831930 SH DFND 239891 0 0 Teledyne Technologies Inc COM 879360105 92 305 SH SOLE 92 0 0 Facebook Inc CL A 30303M102 27379 115256 SH SOLE 27379 0 0 NXP Semiconductors NV COM N6596X109 53 479 SH SOLE 53 0 0 AstraZeneca PLC SPONSORED ADR 046353108 10 202 SH SOLE 10 0 0 Omega Healthcare Investors Inc COM 681936100 219 7257 SH SOLE 219 0 0 Radian Group Inc COM 750236101 32 2188 SH SOLE 32 0 0 Intuit Inc COM 461202103 393 1300 SH SOLE 393 0 0 Morgan Stanley COM NEW 617446448 61 1300 SH SOLE 61 0 0 Microchip Technology Inc COM 595017104 162 1574 SH SOLE 162 0 0 IAC/InterActiveCorp COM 44919P508 561 1736 SH SOLE 561 0 0 Brookfield Property REIT Inc CL A 11282X103 190 18616 SH SOLE 190 0 0 Equity LifeStyle Properties In COM 29472R108 5 89 SH SOLE 5 0 0 Churchill Downs Inc COM 171484108 76 577 SH SOLE 76 0 0 Global Payments Inc COM 37940X102 284 1658 SH SOLE 284 0 0 Garmin Ltd SHS H2906T109 47 492 SH SOLE 47 0 0 Allstate Corp/The COM 020002101 50 532 SH SOLE 50 0 0 Lululemon Athletica Inc COM 550021109 431 1398 SH SOLE 431 0 0 Papa John's International Inc COM 698813102 97 1176 SH SOLE 97 0 0 Camden Property Trust INT 133131102 136 1450 SH SOLE 136 0 0 Tesla Inc COM 88160R101 1690 1510 SH SOLE 1690 0 0 Equity Residential SH BEN INT 29476L107 160 2639 SH SOLE 160 0 0 CDW Corp/DE COM 12514G108 113 984 SH SOLE 113 0 0 SS&C Technologies Holdings Inc COM 78467J100 51 909 SH SOLE 51 0 0 Genpact Ltd SHS G3922B107 17 464 SH SOLE 17 0 0 MSCI Inc COM 55354G100 285 837 SH SOLE 285 0 0 Deckers Outdoor Corp COM 243537107 26 134 SH SOLE 26 0 0 Lexington Realty Trust COM 529043101 87 8089 SH SOLE 87 0 0 Incyte Corp COM 45337C102 38 379 SH SOLE 38 0 0 First Financial Bankshares Inc COM 32020R109 34 1219 SH SOLE 34 0 0 Simon Property Group Inc COM 828806109 13 193 SH SOLE 13 0 0 Mid-America Apartment Communit COM 59522J103 229 1952 SH SOLE 229 0 0 AvalonBay Communities Inc COM 053484101 79 500 SH SOLE 79 0 0 Tractor Supply Co COM 892356106 84 639 SH SOLE 84 0 0 Avalara Inc COM 05338G106 41 299 SH SOLE 41 0 0 Albemarle Corp COM 012653101 23 315 SH SOLE 23 0 0 American Water Works Co Inc COM 030420103 108 834 SH SOLE 108 0 0 Visa Inc COM CL A 92826C839 2600 13418 SH SOLE 2600 0 0 Martin Marietta Materials Inc COM 573284106 26 129 SH SOLE 26 0 0 Darling Ingredients Inc COM 237266101 41 1754 SH SOLE 41 0 0 Flex Ltd ORD Y2573F102 33 3382 SH SOLE 33 0 0 Agree Realty Corp COM 008492100 97 1438 SH SOLE 97 0 0 United States 12 Month Oil Fun UNIT BEN INT 91288V103 11278 758468 SH SOLE 11278 0 0 Charter Communications Inc CL A 16119P108 530 1016 SH SOLE 530 0 0 iShares Russell 3000 ETF ETF 464287689 0 1 SH SOLE 0 0 0 Ameriprise Financial Inc COM 03076C106 222 1528 SH SOLE 222 0 0 MercadoLibre Inc COM 01609W102 339 347 SH SOLE 339 0 0 United Parcel Service Inc CL B 911312106 45 398 SH SOLE 45 0 0 Zynga Inc CL A 98986T108 116 11987 SH SOLE 116 0 0 ISHARES TR CORE S&P500 ETF 464287200 623 2000 SH SOLE 623 0 0 Penn National Gaming Inc COM 707569109 28 885 SH SOLE 28 0 0 Simpson Manufacturing Co Inc COM 829073105 37 469 SH SOLE 37 0 0 Qualys Inc COM 74758T303 55 531 SH SOLE 55 0 0 Essex Property Trust Inc COM 297178105 88 369 SH SOLE 88 0 0 First Industrial Realty Trust COM 32054K103 72 1802 SH SOLE 72 0 0 iShares MSCI All Country Asia ETF 464288182 1118 16000 SH DFND 1118 0 0 SYNNEX Corp COM 87162W100 26 230 SH SOLE 26 0 0 Twitter Inc COM 90184L102 46 1495 SH SOLE 46 0 0 Apartment Investment and Manag CL A ADDED 03748R754 97 2503 SH SOLE 97 0 0 Realty Income Corp COM 756109104 272 4462 SH SOLE 272 0 0 Office Properties Income Trust COM SHS BEN INT 67623C109 108 4237 SH SOLE 108 0 0 Lockheed Martin Corp COM 539830109 964 2677 SH SOLE 964 0 0 Cloudera Inc COM 18914U100 38 3094 SH SOLE 38 0 0 MACOM Technology Solutions Hol COM 55405Y100 243 7073 SH SOLE 243 0 0 Capital One Financial Corp COM 14040H105 77 1281 SH SOLE 77 0 0 ASML Holding NV N Y REGISTRY SHS N07059210 418 1138 SH SOLE 418 0 0 ServiceNow Inc COM 81762P102 21435 51430 SH SOLE 21435 0 0 DocuSign Inc COM 256163106 461 2577 SH SOLE 461 0 0 Etsy Inc COM 29786A106 17 156 SH SOLE 17 0 0 Alibaba Group Holding Ltd SPONSORED ADS 01609W102 105298 487607 SH DFND 105298 0 0 Dollar General Corp COM 256677105 512 2686 SH SOLE 512 0 0 Aberdeen Standard Physical Gol ETF 00326A104 2127 124773 SH SOLE 2127 0 0 Hawaiian Holdings Inc COM 419879101 20 1469 SH SOLE 20 0 0 Inphi Corp COM 45772F107 159 1368 SH SOLE 159 0 0 Arch Capital Group Ltd ORD 23703Q203 111 3952 SH SOLE 111 0 0 Life Storage Inc COM 23703Q203 53 542 SH SOLE 53 0 0 ResMed Inc COM 761152107 297 1558 SH SOLE 297 0 0 Citrix Systems Inc COM 177376100 212 1423 SH SOLE 212 0 0 DaVita Inc COM 44332N106 190 2360 SH SOLE 190 0 0 ANSYS Inc COM 03662Q105 229 781 SH SOLE 229 0 0 Generac Holdings Inc COM 368736104 172 1428 SH SOLE 172 0 0 Healthcare Trust of America In CL A NEW 42225P501 65 2424 SH SOLE 65 0 0 Chatham Lodging Trust COM 16208T102 51 8522 SH SOLE 51 0 0 Align Technology Inc COM 016255101 61 226 SH SOLE 61 0 0 Seattle Genetics Inc COM 812578102 125 748 SH SOLE 125 0 0 Axon Enterprise Inc COM 05464C101 41 418 SH SOLE 41 0 0 Zimmer Biomet Holdings Inc COM 98956P102 59 502 SH SOLE 59 0 0 Seagate Technology PLC SHS G7945M107 49 1045 SH SOLE 49 0 0 Franklin Street Properties Cor COM 35471R106 64 12590 SH SOLE 64 0 0 Mastercard Inc CL A 57636Q104 2065 6857 SH SOLE 2065 0 0 Chegg Inc COM 163092109 52 776 SH SOLE 52 0 0 Five9 Inc COM 338307101 92 812 SH SOLE 92 0 0 JinkoSolar Holding Co Ltd SPONSORED ADR 47759T100 6444 342777 SH DFND 6444 0 0 Estee Lauder Cos Inc/The CL A 874080104 81 432 SH SOLE 81 0 0 Novanta Inc COM 67000B104 46 439 SH SOLE 46 0 0 Hudson Pacific Properties Inc COM 444097109 123 4900 SH SOLE 123 0 0 Huazhu Group Ltd SPONSORED ADS 874080104 52792 1608536 SH DFND 52792 0 0 Horizon Therapeutics Plc SHS G46188101 160 2915 SH SOLE 160 0 0 United States Brent Oil Fund L UNIT 91167Q100 37886 3463137 SH SOLE 37886 0 0 Masimo Corp COM 574795100 207 903 SH SOLE 207 0 0 Redfin Corp COM 75737F108 87 2092 SH SOLE 87 0 0 ServiceMaster Global Holdings COM 81761R109 27 764 SH SOLE 27 0 0 Quest Diagnostics Inc COM 74834L100 83 734 SH SOLE 83 0 0 Rockwell Automation Inc COM 773903109 290 1380 SH SOLE 290 0 0 STAG Industrial Inc COM 85254J102 21 708 SH SOLE 21 0 0 Alteryx Inc CL A 02156B103 135 774 SH SOLE 135 0 0 Vanguard S&P 500 ETF ETF SHS 922908363 586 2054 SH DFND 586 0 0 Splunk Inc COM 848637104 419 2058 SH SOLE 419 0 0 TAL Education Group SPONSORED ADS 874080104 61231 875358 SH DFND 61231 0 0 American Tower Corp COM 03027X100 977 3685 SH SOLE 977 0 0 HCA Healthcare Inc COM 40412C101 36 370 SH SOLE 36 0 0 Square Inc CL A 852234103 478 4129 SH SOLE 478 0 0 Wayfair Inc CL A 94419L101 48 220 SH SOLE 48 0 0 SpartanNash Co COM 847215100 25 1247 SH SOLE 25 0 0 Alexandria Real Estate Equitie COM 015271109 188 1141 SH SOLE 188 0 0 Amazon.com Inc COM 023135106 35580 12360 SH SOLE 35580 0 0 Rambus Inc COM 750917106 227 15259 SH SOLE 227 0 0 Take-Two Interactive Software COM 874054109 87 608 SH SOLE 87 0 0 Boston Properties Inc COM 101121101 47 524 SH SOLE 47 0 0 Valero Energy Corp COM 91913Y100 83 1477 SH SOLE 83 0 0 Piedmont Office Realty TR IN COM CL A 720190206 72 4403 SH SOLE 72 0 0 Teladoc Health Inc COM 87918A105 78 397 SH SOLE 78 0 0 Fortune Brands Home & Security COM 34964C106 121 1946 SH SOLE 121 0 0 Veeva Systems Inc CL A COM 922475108 370 1529 SH SOLE 370 0 0 Freshpet Inc COM 358039105 67 774 SH SOLE 67 0 0 Marathon Petroleum Corp COM 56585A102 57 1621 SH SOLE 57 0 0 iRhythm Technologies Inc COM 450056106 23 208 SH SOLE 23 0 0 Marriott VACTINS Worldwid CO COM 57164Y107 69 833 SH SOLE 69 0 0 Coupa Software Inc COM 22266L106 292 1017 SH SOLE 292 0 0 Nevro Corp COM 64157F103 53 451 SH SOLE 53 0 0 BRIXMOR PPTY GROUP INC COM 11120U105 66 5100 SH SOLE 66 0 0 iShares MSCI China ETF 0-5 YR TIPS ETF 46429B671 890 13488 SH DFND 890 0 0 21VIANET GROUP INC SPONSORED ADS A 90138A103 18943 750233 SH SOLE 18943 0 0 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 151 4803 SH SOLE 151 0 0 BJ's Wholesale Club Holdings I COM 05550J101 38 1033 SH SOLE 38 0 0 Cloudflare Inc CL A COM 18915M107 144 3905 SH SOLE 144 0 0 Okta Inc CL A 679295105 372 1768 SH SOLE 372 0 0 Shopify Inc CL A 82509L107 373 367 SH SOLE 373 0 0 RH COM 74967X103 176 680 SH SOLE 176 0 0 AbbVie Inc COM 00287Y109 1189 11999 SH SOLE 1189 0 0 Phillips 66 COM 718546104 28 416 SH SOLE 28 0 0 Twilio Inc CL A 90138F102 203 894 SH SOLE 203 0 0 Anaplan Inc COM 03272L108 10 227 SH SOLE 10 0 0 Vipshop Holdings Ltd SPONSORED ADS A 92763W103 18302 925780 SH DFND 18302 0 0 Ingersoll Rand Inc COM 45687V106 15 558 SH SOLE 15 0 0 Mr Cooper Group Inc COM 62482R107 83 6967 SH SOLE 83 0 0 Globus Medical Inc CL A 379577208 24 502 SH SOLE 24 0 0 Accenture PLC SHS CLASS A G1151C101 678 3160 SH SOLE 678 0 0 Prologis Inc COM 74340W103 552 5805 SH SOLE 552 0 0 Ryman Hospitality Properties I COM 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Emerging Mar CORE MSCI EMKT 46434G103 482 10000 SH DFND 482 0 0 DATADOG INC CL A COM 23804L103 41 467 SH SOLE 41 0 0 American Homes 4 Rent CL A 02665T306 120 4300 SH SOLE 120 0 0 Moderna Inc COM 60770K107 116 1885 SH SOLE 116 0 0 GLOBANT S A COM L44385109 69 453 SH SOLE 69 0 0 Cable One Inc COM 60879B107 101 57 SH SOLE 101 0 0 CoStar Group Inc COM 22160N109 119 166 SH SOLE 119 0 0 Zoom Video Communications Inc CL A 98980L101 199 769 SH SOLE 199 0 0 Trex Co Inc COM 89531P105 138 1107 SH SOLE 138 0 0 Republic Services Inc COM 760759100 19 242 SH SOLE 19 0 0 EBAY INC. COM 278642103 412 7780 SH SOLE 412 0 0 Goldman Sachs Group Inc/The COM 38141G104 164 832 SH SOLE 164 0 0 REXFORD INDL RLTY INC COM 76169C100 27 652 SH SOLE 27 0 0 Physicians Realty Trust COM 71943U104 49 2800 SH SOLE 49 0 0 Moody's Corp COM 615369105 434 1562 SH SOLE 434 0 0 INDEPENDENCE RLTY TR INC COM 45378A106 154 13394 SH SOLE 154 0 0 CENTENE CORP DEL COM 15135B101 83 1271 SH SOLE 83 0 0 QTS Realty Trust Inc COM CL A 74736A103 174 2639 SH SOLE 174 0 0 Hilton Worldwide Holdings Inc COM 43300A203 50 684 SH SOLE 50 0 0 BioMarin Pharmaceutical Inc COM 09061G101 228 1816 SH SOLE 228 0 0 F5 Networks Inc COM 315616102 19 145 SH SOLE 19 0 0 Stamps.com Inc COM NEW 852857200 28 144 SH SOLE 28 0 0 JD.com Inc CL A 47215P106 36499 608319 SH DFND 36499 0 0 Atlassian Corp PLC CL A G06242104 120 649 SH SOLE 120 0 0 Paylocity Holding Corp COM 70438V106 32 215 SH SOLE 32 0 0 Trade Desk Inc/The CL A 88339J105 495 1154 SH SOLE 495 0 0 Akamai Technologies Inc COM 00971T101 116 1095 SH SOLE 116 0 0 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Landscape Supply Inc COM 82982L103 98 887 SH SOLE 98 0 0 BeiGene Ltd SPONSORED ADR 464287432 9957 52633 SH DFND 9957 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 86 841 SH SOLE 86 0 0 CAMPING WORLD HLDGS INC CL A 13462K109 41 1479 SH SOLE 41 0 0 Tencent Music Entertainment Gr SPON ADS 88034P109 48 3647 SH DFND 48 0 0 JBG SMITH PPTYS COM 46590V100 129 4350 SH SOLE 129 0 0 Invitation Homes Inc COM 46187W107 121 4295 SH SOLE 121 0 0 Chewy Inc CL A 16679L109 51 1102 SH SOLE 51 0 0 ACM Research Inc COM CL A 00108J109 0 0 SH SOLE 0 0 0 Linde PLC SHS G5494J103 87 409 SH SOLE 87 0 0 CANNAE HLDGS INC COM 13765N107 78 1925 SH SOLE 78 0 0 Switch Inc CL A 87105L104 13 704 SH SOLE 13 0 0 VICI Properties Inc COM 22943F100 65 3185 SH SOLE 65 0 0 INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 456237106 215 10399 SH SOLE 215 0 0 Barclays Bank PLC TRM 64110W102 36 1117 SH SOLE 36 0 0 HOWMET AEROSPACE INC COM 443201108 202 13271 SH SOLE 202 0 0 Bilibili Inc SPONS ADS REP Z 090040106 1390 29485 SH SOLE 1390 0 0 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