Chief Compliance Officer

0001694126-19-000003.txt : 20191114 0001694126-19-000003.hdr.sgml : 20191114 20191114121835 ACCESSION NUMBER: 0001694126-19-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Harvest Fund Management Co., Ltd CENTRAL INDEX KEY: 0001694126 IRS NUMBER: 000000000 STATE OF INCORPORATION: F4 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17717 FILM NUMBER: 191218168 BUSINESS ADDRESS: STREET 1: 8/F CHINA RESOURCES BUILDING STREET 2: NO.8 JIANGUOMEN BEIDAJIE CITY: BEIJING STATE: F4 ZIP: NA BUSINESS PHONE: 010-65215588 MAIL ADDRESS: STREET 1: 8/F CHINA RESOURCES BUILDING STREET 2: NO.8 JIANGUOMEN BEIDAJIE CITY: BEIJING STATE: F4 ZIP: NA 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001694126 XXXXXXXX 09-30-2019 09-30-2019 Harvest Fund Management Co., Ltd

8/F CHINA RESOURCES BUILDING NO.8 JIANGUOMEN BEIDAJIE BEIJING F4 NA

13F HOLDINGS REPORT 028-17717 N Wang Wei Chief Compliance Officer 86 10-65215596 Wang Wei Beijing F4 11-14-2019 1 392 781437 false 1 0001640161 028-17719 Harvest Global Investments Ltd INFORMATION TABLE 2 HFMHGIQ32019.xml Advanced Micro Devices Inc COM 007903107 222 7674 SH SOLE 222 0 0 Air Products & Chemicals Inc COM 009158106 37 167 SH SOLE 37 0 0 Honeywell International Inc COM 438516106 343 2027 SH SOLE 343 0 0 American Electric Power Co Inc COM 025537101 74 794 SH SOLE 74 0 0 American Express Co COM 025816109 315 2659 SH SOLE 315 0 0 American International Group I COM NEW 026874784 115 2060 SH SOLE 115 0 0 Hess Corp COM 42809H107 56 921 SH SOLE 56 0 0 Analog Devices Inc COM 032654105 15 134 SH SOLE 15 0 0 Aon PLC SHS CL A G0408V102 238 1227 SH SOLE 238 0 0 Automatic Data Processing Inc COM 053015103 166 1030 SH SOLE 166 0 0 AutoZone Inc COM 053332102 110 101 SH SOLE 110 0 0 Ball Corp COM 058498106 165 2262 SH SOLE 165 0 0 Baxter International Inc COM 071813109 41 469 SH SOLE 41 0 0 Becton Dickinson and Co COM 075887109 27 108 SH SOLE 27 0 0 Verizon Communications Inc COM 92343V104 171 2837 SH SOLE 171 0 0 Boeing Co/The COM 097023105 634 1667 SH SOLE 634 0 0 Boston Scientific Corp COM 101137107 203 4998 SH SOLE 203 0 0 Bristol-Myers Squibb Co COM 110122108 233 4586 SH SOLE 233 0 0 Cadence Design Systems Inc COM 127387108 226 3426 SH SOLE 226 0 0 Campbell Soup Co COM 134429109 125 2661 SH SOLE 125 0 0 Chemed Corp COM 16359R103 151 361 SH SOLE 151 0 0 JPMorgan Chase & Co COM 46625H100 56 474 SH SOLE 56 0 0 Church & Dwight Co Inc COM 171340102 177 2359 SH SOLE 177 0 0 Clorox Co/The COM 189054109 34 227 SH SOLE 34 0 0 Coca-Cola Co/The COM 191216100 1104 20286 SH SOLE 1104 0 0 Crown Holdings Inc COM 228368106 55 831 SH SOLE 55 0 0 CSX Corp COM 126408103 21 307 SH SOLE 21 0 0 Target Corp COM 87612E106 105 981 SH SOLE 105 0 0 Duke Realty Corp COM 264411505 88 2596 SH SOLE 88 0 0 Ecolab Inc COM 278865100 235 1185 SH SOLE 235 0 0 Equifax Inc COM 294429105 112 799 SH SOLE 112 0 0 NewMarket Corp COM 651587107 37 78 SH SOLE 37 0 0 Federal Realty Investment Trus INT NEW 313747206 41 300 SH SOLE 41 0 0 NextEra Energy Inc COM 65339F101 58 251 SH SOLE 58 0 0 General Mills Inc COM 370334104 41 739 SH SOLE 41 0 0 Haemonetics Corp COM 405024100 153 1213 SH SOLE 153 0 0 L3Harris Technologies Inc COM 502431109 215 1032 SH SOLE 215 0 0 Hershey Co/The COM 427866108 284 1835 SH SOLE 284 0 0 Hexcel Corp COM 428291108 94 1141 SH SOLE 94 0 0 Home Depot Inc/The COM 437076102 832 3588 SH SOLE 832 0 0 IDEX Corp COM 45167R104 15 92 SH SOLE 15 0 0 Illinois Tool Works Inc COM 452308109 38 244 SH SOLE 38 0 0 Ingersoll-Rand PLC SHS G47791101 53 434 SH SOLE 53 0 0 IBM COM 459200101 158 1085 SH SOLE 158 0 0 Jacobs Engineering Group Inc COM 469814107 81 882 SH SOLE 81 0 0 Johnson & Johnson COM 478160104 233 1798 SH SOLE 233 0 0 Kellogg Co COM 487836108 40 617 SH SOLE 40 0 0 Kimberly-Clark Corp COM 494368103 206 1447 SH SOLE 206 0 0 Lennar Corp CL A 526057104 89 1601 SH SOLE 89 0 0 Eli Lilly & Co COM 532457108 336 3008 SH SOLE 336 0 0 Lowe's Cos Inc COM 548661107 226 2052 SH SOLE 226 0 0 Host Hotels & Resorts Inc COM 44107P104 83 4800 SH SOLE 83 0 0 Marsh & McLennan Cos Inc COM 571748102 56 562 SH SOLE 56 0 0 Masco Corp COM 574599106 38 916 SH SOLE 38 0 0 McDonald's Corp COM 580135101 217 1010 SH SOLE 217 0 0 S&P Global Inc COM 78409V104 339 1385 SH SOLE 339 0 0 Medtronic PLC SHS G5960L103 157 1446 SH SOLE 157 0 0 Merck & Co Inc COM 58933Y105 955 11347 SH SOLE 955 0 0 Micron Technology Inc COM 595112103 163 3815 SH SOLE 163 0 0 Motorola Solutions Inc COM 620076307 404 2369 SH SOLE 404 0 0 Bank of America Corp COM 060505104 15 507 SH SOLE 15 0 0 Laboratory Corp of America Hol COM NEW 50540R409 37 218 SH SOLE 37 0 0 Newell Brands Inc COM 651229106 86 4573 SH SOLE 86 0 0 NIKE Inc CL B 654106103 486 5179 SH SOLE 486 0 0 Northrop Grumman Corp COM 666807102 462 1233 SH SOLE 462 0 0 PepsiCo Inc COM 713448108 987 7199 SH SOLE 987 0 0 Altria Group Inc COM 02209S103 85 2070 SH SOLE 85 0 0 PulteGroup Inc COM 745867101 66 1814 SH SOLE 66 0 0 Pilgrim's Pride Corp COM 72147K108 82 2574 SH SOLE 82 0 0 Pinnacle West Capital Corp COM 723484101 36 372 SH SOLE 36 0 0 Citigroup Inc COM 172967424 38 557 SH SOLE 38 0 0 Procter & Gamble Co/The COM 742718109 376 3021 SH SOLE 376 0 0 Progressive Corp/The COM 743315103 98 1266 SH SOLE 98 0 0 Raytheon Co COM 755111507 180 919 SH SOLE 180 0 0 Sherwin-Williams Co/The COM 824348106 84 152 SH SOLE 84 0 0 Southwest Airlines Co COM 844741108 38 707 SH SOLE 38 0 0 Public Storage COM 74460D109 246 1005 SH SOLE 246 0 0 Sysco Corp COM 871829107 42 523 SH SOLE 42 0 0 Teradyne Inc COM 880770102 75 1293 SH SOLE 75 0 0 Texas Instruments Inc COM 882508104 636 4922 SH SOLE 636 0 0 Thermo Fisher Scientific Inc COM 883556102 188 646 SH SOLE 188 0 0 TJX Cos Inc/The COM 872540109 259 4654 SH SOLE 259 0 0 Johnson Controls International SHS G51502105 41 940 SH SOLE 41 0 0 Tyler Technologies Inc COM 902252105 78 298 SH SOLE 78 0 0 Union Pacific Corp COM 907818108 389 2404 SH SOLE 389 0 0 UDR Inc COM 902653104 63 1301 SH SOLE 63 0 0 UnitedHealth Group Inc COM 91324P102 560 2576 SH SOLE 560 0 0 Ventas Inc COM 92276F100 170 2330 SH SOLE 170 0 0 Live Nation Entertainment Inc COM 538034109 267 4019 SH SOLE 267 0 0 Vornado Realty Trust SH BEN INT 929042109 38 600 SH SOLE 38 0 0 Vulcan Materials Co COM 929160109 55 363 SH SOLE 55 0 0 Walmart Inc COM 931142103 310 2614 SH SOLE 310 0 0 West Pharmaceutical Services I COM 955306105 70 495 SH SOLE 70 0 0 Whirlpool Corp COM 963320106 36 230 SH SOLE 36 0 0 Adobe Inc COM 00724F101 24030 86987 SH SOLE 24030 0 0 Amgen Inc COM 031162100 884 4567 SH SOLE 884 0 0 Apple Inc COM 037833100 5043 22518 SH SOLE 5043 0 0 Cintas Corp COM 172908105 154 576 SH SOLE 154 0 0 Cisco Systems Inc COM 17275R102 467 9461 SH SOLE 467 0 0 Comcast Corp CL A 20030N101 300 6644 SH SOLE 300 0 0 KLA Corp COM 482480100 197 1233 SH SOLE 197 0 0 McCormick & Co Inc/MD COM NON VTG 579780206 89 572 SH SOLE 89 0 0 Microsoft Corp COM 594918104 5665 40749 SH SOLE 5665 0 0 Oracle Corp COM 68389X105 244 4439 SH SOLE 244 0 0 Costco Wholesale Corp COM 22160K105 714 2479 SH SOLE 714 0 0 Stryker Corp COM 863667101 354 1637 SH SOLE 354 0 0 Tyson Foods Inc CL A 902494103 90 1040 SH SOLE 90 0 0 Applied Materials Inc COM 038222105 229 4581 SH SOLE 229 0 0 Aaron's Inc COM 002535300 39 606 SH SOLE 39 0 0 Activision Blizzard Inc COM 00507V109 54 1024 SH SOLE 54 0 0 MasTec Inc COM 576323109 37 563 SH SOLE 37 0 0 Cincinnati Financial Corp COM 172062101 41 353 SH SOLE 41 0 0 Coca-Cola Consolidated Inc COM 191098102 2 7 SH SOLE 2 0 0 DR Horton Inc COM 23331A109 64 1205 SH SOLE 64 0 0 Wendy's Co/The COM 95058W100 76 3814 SH SOLE 76 0 0 Fair Isaac Corp COM 303250104 38 124 SH SOLE 38 0 0 Fiserv Inc COM 337738108 481 4648 SH SOLE 481 0 0 TransDigm Group Inc COM 893641100 183 352 SH SOLE 183 0 0 Gilead Sciences Inc COM 375558103 169 2662 SH SOLE 169 0 0 Gentex Corp COM 371901109 15 541 SH SOLE 15 0 0 Hasbro Inc COM 418056107 38 317 SH SOLE 38 0 0 HEICO Corp COM 422806109 249 1993 SH SOLE 249 0 0 Invesco DB Commodity Index Tra UNIT 46138B103 135 8996 SH DFND 1 135 0 0 Biogen Inc COM 09062X103 35 149 SH SOLE 35 0 0 IDEXX Laboratories Inc COM 45168D104 203 746 SH SOLE 203 0 0 Melco Resorts & Entertainment ADR 585464100 8280 426600 SH SOLE 8280 0 0 Lam Research Corp COM 512807108 398 1722 SH SOLE 398 0 0 Lattice Semiconductor Corp COM 518415104 76 4152 SH SOLE 76 0 0 Monmouth Real Estate Investmen CL A 609720107 32 2211 SH SOLE 32 0 0 Maxim Integrated Products Inc COM 57772K101 73 1257 SH SOLE 73 0 0 National Retail Properties Inc COM 637417106 6 100 SH SOLE 6 0 0 NVR Inc COM 62944T105 82 22 SH SOLE 82 0 0 Old Dominion Freight Line Inc COM 679580100 0 2 SH SOLE 0 0 0 United States Oil Fund LP UNITS 91232N108 2130 187823 SH SOLE 2130 0 0 Paychex Inc COM 704326107 127 1529 SH SOLE 127 0 0 Cousins Properties Inc COM 222795502 47 1251 SH SOLE 47 0 0 Pennsylvania Real Estate Inves INT 709102107 3 600 SH SOLE 3 0 0 Brown & Brown Inc COM 115236101 39 1078 SH SOLE 39 0 0 PS Business Parks Inc COM 69360J107 111 610 SH SOLE 111 0 0 QUALCOMM Inc COM 747525103 304 3986 SH SOLE 304 0 0 Royal Gold Inc COM 780287108 90 728 SH SOLE 90 0 0 Roper Technologies Inc COM 776696106 77 217 SH SOLE 77 0 0 Ross Stores Inc COM 778296103 203 1846 SH SOLE 203 0 0 Starbucks Corp COM 855244109 822 9291 SH SOLE 822 0 0 Scotts Miracle-Gro Co/The CL A 810186106 147 1445 SH SOLE 147 0 0 Studio City International Hold SPON ADS 86389T106 22 1074 SH SOLE 22 0 0 Synopsys Inc COM 871607107 165 1202 SH SOLE 165 0 0 American States Water Co COM 029899101 307 3416 SH SOLE 307 0 0 Teleflex Inc COM 879369106 192 564 SH SOLE 192 0 0 T Rowe Price Group Inc COM 74144T108 15 135 SH SOLE 15 0 0 Waste Management Inc COM 94106L109 148 1286 SH SOLE 148 0 0 Vertex Pharmaceuticals Inc COM 92532F100 78 460 SH SOLE 78 0 0 Tetra Tech Inc COM 88162G103 122 1401 SH SOLE 122 0 0 Constellation Brands Inc CL A 21036P108 15 71 SH SOLE 15 0 0 Xilinx Inc COM 983919101 10 101 SH SOLE 10 0 0 VanEck Vectors Gold Miners ETF ETF 92189F106 284 10645 SH SOLE 284 0 0 Zebra Technologies Corp CL A 989207105 4 18 SH SOLE 4 0 0 Fortinet Inc COM 34959E109 97 1269 SH SOLE 97 0 0 salesforce.com Inc COM 79466L302 24429 164573 SH SOLE 24429 0 0 New Oriental Education & Techn SPON ADR 647581107 202905 1831930 SH SOLE 202905 0 0 Facebook Inc CL A 30303M102 26255 147434 SH SOLE 26255 0 0 NXP Semiconductors NV COM N6596X109 97 886 SH SOLE 97 0 0 Invesco DB Oil Fund OIL FD 46140H403 1759 185919 SH SOLE 1759 0 0 Taubman Centers Inc COM 876664103 59 1457 SH SOLE 59 0 0 RMR Group Inc/The CL A 74967R106 0 5 SH SOLE 0 0 0 Intuit Inc COM 461202103 591 2223 SH SOLE 591 0 0 IAC/InterActiveCorp COM 44919P508 218 998 SH SOLE 218 0 0 Equity LifeStyle Properties In COM 29472R108 54 815 SH SOLE 54 0 0 Silicon Laboratories Inc COM 826919102 62 554 SH SOLE 62 0 0 Mondelez International Inc CL A 609207105 73 1324 SH SOLE 73 0 0 KAR Auction Services Inc COM 48238T109 29 1171 SH SOLE 29 0 0 Delta Air Lines Inc COM NEW 247361702 36 623 SH SOLE 36 0 0 Global Payments Inc COM 37940X102 365 2293 SH SOLE 365 0 0 Allstate Corp/The COM 020002101 39 363 SH SOLE 39 0 0 Exact Sciences Corp COM 30063P105 56 620 SH SOLE 56 0 0 Lululemon Athletica Inc COM 550021109 189 980 SH SOLE 189 0 0 Camden Property Trust INT 133131102 155 1400 SH SOLE 155 0 0 Tesla Inc COM 88160R101 51 213 SH SOLE 51 0 0 Equity Residential SH BEN INT 29476L107 121 1400 SH SOLE 121 0 0 CDW Corp/DE COM 12514G108 160 1302 SH SOLE 160 0 0 Genpact Ltd SHS G3922B107 39 998 SH SOLE 39 0 0 Retail Opportunity Investments COM 76131N101 13 686 SH SOLE 13 0 0 MSCI Inc COM 55354G100 182 838 SH SOLE 182 0 0 Lexington Realty Trust COM 529043101 17 1700 SH SOLE 17 0 0 Regency Centers Corp COM 758849103 101 1450 SH SOLE 101 0 0 Macerich Co/The COM 554382101 19 600 SH SOLE 19 0 0 Sun Communities Inc COM 866674104 37 246 SH SOLE 37 0 0 Simon Property Group Inc COM 828806109 100 640 SH SOLE 100 0 0 Mid-America Apartment Communit COM 59522J103 47 359 SH SOLE 47 0 0 RenaissanceRe Holdings Ltd COM G7496G103 80 412 SH SOLE 80 0 0 AvalonBay Communities Inc COM 053484101 118 550 SH SOLE 118 0 0 Copart Inc COM 217204106 82 1024 SH SOLE 82 0 0 Avalara Inc COM 05338G106 34 504 SH SOLE 34 0 0 American Water Works Co Inc COM 030420103 52 421 SH SOLE 52 0 0 Visa Inc COM CL A 92826C839 344 2000 SH SOLE 344 0 0 Martin Marietta Materials Inc COM 573284106 141 514 SH SOLE 141 0 0 Liberty Property Trust INT 531172104 61 1180 SH SOLE 61 0 0 United States 12 Month Oil Fun UNIT BEN INT 91288V103 1986 98378 SH SOLE 1986 0 0 Charter Communications Inc CL A 16119P108 272 661 SH SOLE 272 0 0 iShares Russell 3000 ETF ETF 464287689 0 1 SH SOLE 0 0 0 Edwards Lifesciences Corp COM 28176E108 262 1193 SH SOLE 262 0 0 MercadoLibre Inc COM 58733R102 17 31 SH SOLE 17 0 0 United Parcel Service Inc CL B 911312106 196 1634 SH SOLE 196 0 0 Essex Property Trust Inc COM 297178105 86 264 SH SOLE 86 0 0 First Industrial Realty Trust COM 32054K103 24 600 SH SOLE 24 0 0 Mack-Cali Realty Corp COM 554489104 37 1700 SH SOLE 37 0 0 iShares MSCI All Country Asia ETF 464288182 1119 16867 SH DFND 1 1119 0 0 Twitter Inc COM 90184L102 158 3846 SH SOLE 158 0 0 Verisk Analytics Inc COM 92345Y106 238 1504 SH SOLE 238 0 0 TSMC SPONSORED ADR 874039100 421 9060 SH DFND 1 421 0 0 Apartment Investment & Managem CL A ADDED 03748R754 70 1350 SH SOLE 70 0 0 Amedisys Inc COM 023436108 61 469 SH SOLE 61 0 0 Aspen Technology Inc COM 045327103 104 845 SH SOLE 104 0 0 Realty Income Corp COM 756109104 100 1300 SH SOLE 100 0 0 McKesson Corp COM 58155Q103 36 263 SH SOLE 36 0 0 Lockheed Martin Corp COM 539830109 805 2064 SH SOLE 805 0 0 AmerisourceBergen Corp COM 03073E105 55 671 SH SOLE 55 0 0 ASML Holding NV SHS N07059210 447 1800 SH DFND 1 447 0 0 ServiceNow Inc COM 81762P102 12831 50544 SH SOLE 12831 0 0 HubSpot Inc COM 443573100 33 215 SH SOLE 33 0 0 Alibaba Group Holding Ltd SPONSORED ADS 01609W102 82452 493046 SH SOLE 82452 0 0 Alibaba Group Holding Ltd SPONSORED ADS 01609W102 58642 350664 SH DFND 1 58642 0 0 Dollar General Corp COM 256677105 217 1366 SH SOLE 217 0 0 Aberdeen Standard Physical Gol ETF 00326A104 205 14419 SH SOLE 205 0 0 Arch Capital Group Ltd ORD G0450A105 43 1021 SH SOLE 43 0 0 Life Storage Inc COM 53223X107 83 784 SH SOLE 83 0 0 ResMed Inc COM 761152107 76 566 SH SOLE 76 0 0 Pool Corp COM 73278L105 30 151 SH SOLE 30 0 0 ANSYS Inc COM 03662Q105 79 358 SH SOLE 79 0 0 Essent Group Ltd COM G3198U102 21 451 SH SOLE 21 0 0 Pebblebrook Hotel Trust COM 70509V100 31 1100 SH SOLE 31 0 0 Roku Inc COM CL A 77543R102 89 875 SH SOLE 89 0 0 Healthcare Trust of America In CL A NEW 42225P501 79 2674 SH SOLE 79 0 0 Chatham Lodging Trust COM 16208T102 7 400 SH SOLE 7 0 0 Terreno Realty Corp COM 88146M101 56 1100 SH SOLE 56 0 0 Daqo New Energy Corp ADR 23703Q203 38 835 SH DFND 1 38 0 0 Mastercard Inc CL A 57636Q104 1393 5131 SH SOLE 1393 0 0 Daqo New Energy Corp ADR 23703Q203 8298 180037 SH SOLE 8298 0 0 Daqo New Energy Corp ADR 23703Q203 7534 163455 SH DFND 1 7534 0 0 JinkoSolar Holding Co Ltd SPONSORED ADR 47759T100 5467 342777 SH SOLE 5467 0 0 Estee Lauder Cos Inc/The CL A 518439104 176 884 SH SOLE 176 0 0 InterXion Holding NV SHS N47279109 59 720 SH SOLE 59 0 0 Hudson Pacific Properties Inc COM 444097109 90 2700 SH SOLE 90 0 0 Huazhu Group Ltd SPONSORED ADS 44332N106 53114 1608536 SH SOLE 53114 0 0 Universal Display Corp COM 91347P105 32 193 SH SOLE 32 0 0 United States Brent Oil Fund L UNIT 91167Q100 2234 123058 SH SOLE 2234 0 0 Masimo Corp COM 574795100 48 324 SH SOLE 48 0 0 Booz Allen Hamilton Holding Co CL A 099502106 244 3430 SH SOLE 244 0 0 Lithia Motors Inc CL A 536797103 75 569 SH SOLE 75 0 0 ServiceMaster Global Holdings COM 81761R109 103 1843 SH SOLE 103 0 0 Kilroy Realty Corp COM 49427F108 27 350 SH SOLE 27 0 0 Quest Diagnostics Inc COM 74834L100 54 503 SH SOLE 54 0 0 Euronet Worldwide Inc COM 298736109 22 152 SH SOLE 22 0 0 Alteryx Inc CL A 02156B103 57 531 SH SOLE 57 0 0 Summit Hotel Properties Inc COM 866082100 6 500 SH SOLE 6 0 0 Vanguard S&P 500 ETF ETF SHS 922908363 106 388 SH DFND 1 106 0 0 American Assets Trust Inc COM 024013104 9 200 SH SOLE 9 0 0 TAL Education Group SPONSORED ADS 874080104 14563 425335 SH SOLE 14563 0 0 TAL Education Group SPONSORED ADS 874080104 591 17267 SH DFND 1 591 0 0 American Tower Corp COM 03027X100 892 4036 SH SOLE 892 0 0 Square Inc CL A 852234103 9 148 SH SOLE 9 0 0 Alexandria Real Estate Equitie COM 015271109 90 584 SH DFND 1 90 0 0 Amazon.com Inc COM 023135106 27249 15697 SH SOLE 27249 0 0 Take-Two Interactive Software COM 874054109 45 357 SH SOLE 45 0 0 Boston Properties Inc COM 101121101 62 475 SH SOLE 62 0 0 SL Green Realty Corp COM 78440X101 36 440 SH SOLE 36 0 0 Veeva Systems Inc COM 922475108 215 1407 SH SOLE 215 0 0 RLJ Lodging Trust COM 74965L101 47 2764 SH SOLE 47 0 0 Zendesk Inc COM 98936J101 36 489 SH SOLE 36 0 0 Coupa Software Inc COM 22266L106 54 416 SH SOLE 54 0 0 VEREIT Inc COM 92339V100 51 5200 SH SOLE 51 0 0 Nevro Corp COM 64157F103 39 451 SH SOLE 39 0 0 Brixmor Property Group Inc COM 11120U105 12 602 SH SOLE 12 0 0 IQVIA Holdings Inc COM 46266C105 104 698 SH SOLE 104 0 0 Dunkin' Brands Group Inc COM 265504100 38 473 SH SOLE 38 0 0 Aptiv PLC SHS G6095L109 78 889 SH SOLE 78 0 0 First Trust Cloud Computing ET CLOUD COMPUTING 33734X192 157 2787 SH DFND 1 157 0 0 Western Union Co/The COM 959802109 39 1692 SH SOLE 39 0 0 Okta Inc CL A 679295105 149 1510 SH SOLE 149 0 0 Shopify Inc CL A 82509L107 115 368 SH SOLE 115 0 0 AbbVie Inc COM 00287Y109 362 4779 SH SOLE 362 0 0 Twilio Inc CL A 90138F102 95 861 SH SOLE 95 0 0 iShares MSCI India ETF ETF 46429B598 255 7597 SH DFND 1 255 0 0 Anaplan Inc COM 03272L108 60 1267 SH SOLE 60 0 0 Empire State Realty Trust Inc CL A 292104106 9 600 SH SOLE 9 0 0 Vipshop Holdings Ltd SPONSORED ADS A 92763W103 3412 382460 SH SOLE 3412 0 0 TransUnion COM 89400J107 29 358 SH SOLE 29 0 0 Accenture PLC SHS CLASS A G1151C101 441 2292 SH SOLE 441 0 0 Casella Waste Systems Inc CL A 147448104 35 808 SH SOLE 35 0 0 Yum! Brands Inc COM 988498101 303 2672 SH SOLE 303 0 0 Prologis Inc COM 74340W103 289 3391 SH SOLE 289 0 0 FirstEnergy Corp COM 337932107 44 918 SH SOLE 44 0 0 VeriSign Inc COM 92343E102 257 1364 SH SOLE 257 0 0 Manhattan Associates Inc COM 562750109 87 1081 SH SOLE 87 0 0 Crown Castle International Cor NEW COM 22822V101 242 1740 SH SOLE 242 0 0 Mercury Systems Inc COM 589378108 69 855 SH SOLE 69 0 0 NVIDIA Corp COM 67066G104 9247 53123 SH SOLE 9247 0 0 Intuitive Surgical Inc COM NEW 46120E602 73 135 SH SOLE 73 0 0 SBA Communications Corp CL A 78410G104 263 1091 SH SOLE 263 0 0 CyrusOne Inc COM 23283R100 55 700 SH SOLE 55 0 0 Zoetis Inc CL A 98978V103 513 4114 SH SOLE 513 0 0 Sea Ltd SPONSORED ADS 81141R100 417 13462 SH SOLE 417 0 0 iShares Core MSCI Emerging Mar CORE MSCI EMKT 46434G103 864 17617 SH DFND 1 864 0 0 Bright Horizons Family Solutio COM 109194100 186 1218 SH SOLE 186 0 0 American Homes 4 Rent CL A 02665T306 62 2400 SH SOLE 62 0 0 Cable One Inc COM 12685J105 93 74 SH SOLE 93 0 0 CoStar Group Inc COM 22160N109 154 259 SH SOLE 154 0 0 eBay Inc COM 278642103 46 1172 SH SOLE 46 0 0 Rexford Industrial Realty Inc COM 76169C100 57 1300 SH SOLE 57 0 0 Physicians Realty Trust COM 71943U104 51 2900 SH SOLE 51 0 0 Moody's Corp COM 615369105 116 564 SH SOLE 116 0 0 Extended Stay America Inc UNIT 30224P200 11 724 SH SOLE 11 0 0 Hilton Worldwide Holdings Inc COM 43300A203 36 383 SH SOLE 36 0 0 Keysight Technologies Inc COM 49338L103 44 455 SH SOLE 44 0 0 Morningstar Inc COM 617700109 48 329 SH SOLE 48 0 0 Booking Holdings Inc COM 09857L108 77 39 SH SOLE 77 0 0 Sabre Corp COM 78573M104 33 1462 SH SOLE 33 0 0 Catalent Inc COM 148806102 33 689 SH SOLE 33 0 0 JD.com Inc CL A 47215P106 6492 230136 SH SOLE 6492 0 0 JD.com Inc CL A 47215P106 3208 113703 SH DFND 1 3208 0 0 Paylocity Holding Corp COM 70438V106 58 596 SH SOLE 58 0 0 Trade Desk Inc/The CL A 88339J105 19 100 SH SOLE 19 0 0 Akamai Technologies Inc COM 00971T101 65 712 SH SOLE 65 0 0 Paycom Software Inc COM 70432V102 164 784 SH SOLE 164 0 0 Medpace Holdings Inc COM 58506Q109 71 846 SH SOLE 71 0 0 Urban Edge Properties COM 91704F104 12 600 SH SOLE 12 0 0 PayPal Holdings Inc COM 70450Y103 521 5028 SH SOLE 521 0 0 Momo Inc ADR 60879B107 9676 312318 SH DFND 1 9676 0 0 Wingstop Inc COM 974155103 4 50 SH SOLE 4 0 0 Four Corners Property Trust In COM 35086T109 17 600 SH DFND 1 17 0 0 Alphabet Inc CAP STK CL A 02079K305 28878 23648 SH SOLE 28878 0 0 Match Group Inc COM 57665R106 54 761 SH SOLE 54 0 0 MGM Growth Properties LLC CL A COM 55303A105 33 1100 SH SOLE 33 0 0 Colony Capital Inc CL A COM 19626G108 54 8900 SH SOLE 54 0 0 Global X Robotics & Artificial RBTCS ARTFL INTE 37954Y715 400 20000 SH DFND 1 400 0 0 Tencent Music Entertainment Gr SPON ADS 88034P109 47 3647 SH SOLE 47 0 0 GDS Holdings Ltd SPONSORED ADR 36165L108 60 1498 SH DFND 1 60 0 0 Invitation Homes Inc COM 46187W107 143 4840 SH SOLE 143 0 0 Carvana Co CL A 146869102 2 34 SH SOLE 2 0 0 Altice USA Inc CL A 02156K103 82 2843 SH SOLE 82 0 0 HUYA 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America 40 ETF ETF 464287390 506 16023 SH DFND 1 506 0 0 DexCom Inc COM 252131107 32 214 SH SOLE 32 0 0 Insulet Corp COM 45784P101 142 862 SH SOLE 142 0 0 RingCentral Inc CL A 76680R206 107 853 SH SOLE 107 0 0 ISHARES TR 20 YR TR BD ETF 464287432 204 1428 SH SOLE 204 0 0 ISHARES TR 20 YR TR BD ETF 464287432 519 3630 SH DFND 1 519 0 0 SPDR EURO STOXX 50 ETF ETF 78463X202 617 16356 SH DFND 1 617 0 0 Equinix Inc COM PAR $0.001 29444U700 410 711 SH SOLE 410 0 0 SPDR Gold Shares GOLD SHS 78463V107 4092 29466 SH DFND 1 4092 0 0 SPDR Gold Shares GOLD SHS 78463V107 963 6935 SH SOLE 963 0 0 Tempur Sealy International Inc COM 88023U101 39 502 SH SOLE 39 0 0 Vanguard Consumer Discretionar CONSUM DIS ETF 92204A108 107 596 SH DFND 1 107 0 0 Vanguard FTSE Emerging Markets ETF 922042858 483 12000 SH DFND 1 483 0 0 Netflix Inc COM 64110L106 267 997 SH SOLE 267 0 0 Agilent Technologies Inc COM 00846U101 35 459 SH SOLE 35 0 0 EPAM Systems Inc COM 29414B104 36 196 SH DFND 1 36 0 0 NetEase Inc SPONSORED ADR 64110W102 48736 183095 SH SOLE 48736 0 0 NetEase Inc SPONSORED ADR 64110W102 3784 14217 SH DFND 1 3784 0 0 Bruker Corp COM 116794108 32 723 SH SOLE 32 0 0 American Campus Communities In COM 024835100 157 3261 SH SOLE 157 0 0 Retail Properties of America I CL A 76131V202 52 4200 SH DFND 1 52 0 0 Extra Space Storage Inc COM 30225T102 119 1015 SH SOLE 119 0 0 Baidu Inc SPON ADR REP A 056752108 6254 60862 SH SOLE 6254 0 0 Baidu Inc SPON ADR REP A 056752108 3163 30782 SH DFND 1 3163 0 0 CubeSmart COM 229663109 42 1200 SH SOLE 42 0 0 Digital Realty Trust Inc COM 253868103 66 510 SH SOLE 66 0 0 Vanguard Real Estate ETF ETF 922908553 409 4381 SH DFND 1 409 0 0 Americold Realty Trust COM 03064D108 384 10366 SH SOLE 384 0 0 iShares Gold Trust ETF 464285105 3299 233949 SH SOLE 3299 0 0 FleetCor Technologies Inc COM 339041105 214 747 SH SOLE 214 0 0 Celanese Corp COM 150870103 88 717 SH SOLE 88 0 0 Charles River Laboratories Int COM 159864107 10 77 SH SOLE 10 0 0 BWX Technologies Inc COM 05605H100 22 391 SH SOLE 22 0 0 Paramount Group Inc COM 69924R108 43 3200 SH SOLE 43 0 0 Hollysys Automation Technologi SHS G45667105 16442 1082395 SH SOLE 16442 0 0 MarketAxess Holdings Inc COM 57060D108 122 373 SH SOLE 122 0 0