The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 9,532 | 57,000 | SH | SOLE | 57,000 | 0 | 0 | ||
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 12,041 | 72,000 | SH | Put | SOLE | 0 | 0 | 0 | |
| ALTABA INC | COM | 021346101 | 30,392 | 1,560,139 | SH | SOLE | 1,560,139 | 0 | 0 | ||
| ALTABA INC | COM | 021346101 | 23,993 | 1,231,800 | SH | Call | SOLE | 0 | 0 | 0 | |
| ALTABA INC | COM | 021346101 | 26,711 | 1,371,200 | SH | Put | SOLE | 0 | 0 | 0 | |
| BROOKFIELD ASSET MGMT INC | CL A LTD VT SH | 112585104 | 1,165 | 21,939 | SH | SOLE | 21,939 | 0 | 0 | ||
| CLOUGH GLOBAL EQUITY FD | COM | 18914C100 | 671 | 58,319 | SH | SOLE | 58,319 | 0 | 0 | ||
| HIGHLAND INCOME FUND | HIGHLAND INCOME | 43010E404 | 20,738 | 1,553,385 | SH | SOLE | 1,553,385 | 0 | 0 | ||
| MSG NETWORK INC | CL A | 553573106 | 649 | 40,000 | SH | Put | SOLE | 0 | 0 | 0 | |
| MSG NETWORK INC | CL A | 553573106 | 4,657 | 280,000 | SH | SOLE | 280,000 | 0 | 0 | ||
| NEXPOINT STRATEGIC OPORTUNT | COM NEW | 65340G205 | 8,965 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| PACIFIC BIOSCIENCES CALIF IN | COM | 69404D108 | 1,032 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| REEDS INC | COM | 758338107 | 65 | 50,000 | SH | Call | SOLE | 0 | 0 | 0 | |
| REEDS INC | COM | 758338107 | 25 | 19,075 | SH | SOLE | 19,075 | 0 | 0 | ||