0000769993-17-000425.txt : 20170223 0000769993-17-000425.hdr.sgml : 20170223 20170223140021 ACCESSION NUMBER: 0000769993-17-000425 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170221 FILED AS OF DATE: 20170223 DATE AS OF CHANGE: 20170223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOLOMON DAVID M CENTRAL INDEX KEY: 0001693709 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 17631806 MAIL ADDRESS: STREET 1: C/O GOLDMAN, SACHS & CO. STREET 2: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 4 1 ownershipdoc02212017091851.xml X0306 4 2017-02-21-05:00 false 0000886982 GOLDMAN SACHS GROUP INC GS 0001693709 SOLOMON DAVID M C/O GOLDMAN, SACHS & CO. 200 WEST STREET NEW YORK NY 10282 false true false false President and Co-COO Common Stock, par value $0.01 per share 2017-02-21-05:00 4 M false 94564 204.16 A 272158 D Common Stock, par value $0.01 per share 2017-02-21-05:00 4 F false 86610 252.17 D 185548 D Common Stock, par value $0.01 per share 2017-02-21-05:00 4 S false 7954 252.1799 D 177594 D Common Stock, par value $0.01 per share 21420 I See footnote Common Stock, par value $0.01 per share 500 I See footnote Common Stock, par value $0.01 per share 500 I See footnote Nonqualified Stock Options (right to buy) 204.16 2017-02-21-05:00 4 M false 94564 0 D 2011-01-25-05:00 2017-11-24-05:00 Common Stock, par value $0.01 per share 94564 94564 D Reflects the exercise by the Reporting Person of Stock Options granted in December 2007 and scheduled to expire in November 2017. Represents shares of the Issuer's common stock withheld to fund the exercise price and to satisfy withholding obligations in connection with the exercise of the Stock Options described in footnote 1 above. Held through trusts, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. Held by family member. The Reporting Person disclaims beneficial ownership of these shares. Held by family member. The Reporting Person disclaims beneficial ownership of these shares. /s/ Beverly L. O'Toole, Attorney-in-fact 2017-02-23-05:00