0001692981-22-000002.txt : 20220131 0001692981-22-000002.hdr.sgml : 20220131 20220131114834 ACCESSION NUMBER: 0001692981-22-000002 CONFORMED SUBMISSION TYPE: NT 10-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211031 FILED AS OF DATE: 20220131 DATE AS OF CHANGE: 20220131 EFFECTIVENESS DATE: 20220131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIAMOND HOLDINGS, INC. CENTRAL INDEX KEY: 0001692981 STANDARD INDUSTRIAL CLASSIFICATION: LUMBER & WOOD PRODUCTS (NO FURNITURE) [2400] IRS NUMBER: 320507158 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NT 10-K SEC ACT: 1934 Act SEC FILE NUMBER: 333-215459 FILM NUMBER: 22572085 BUSINESS ADDRESS: STREET 1: 909 PLANTATION BLVD., CITY: FAIRHOPE STATE: AL ZIP: 36532 BUSINESS PHONE: 2512708146 MAIL ADDRESS: STREET 1: 909 PLANTATION BLVD., CITY: FAIRHOPE STATE: AL ZIP: 36532 FORMER COMPANY: FORMER CONFORMED NAME: VENTURE VANADIUM INC. DATE OF NAME CHANGE: 20190617 FORMER COMPANY: FORMER CONFORMED NAME: Aura Energy Inc. DATE OF NAME CHANGE: 20181221 FORMER COMPANY: FORMER CONFORMED NAME: Arcom DATE OF NAME CHANGE: 20161222 NT 10-K 1 form12b25.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Diamond Holdings, Inc.

 

  FORM 12b-25

SEC FILE NUMBER

333-215459

  NOTIFICATION OF LATE FILING

CUSIP NUMBER

25265K102

 

(Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR

 

For Period Ended: October 31, 2021

 

¨ Transition Report on Form 10-K

¨ Transition Report on Form 20-F

¨ Transition Report on Form 11-K

¨ Transition Report on Form 10-Q

¨ Transition Report on Form N-SAR

 

For the Transition Period Ended: ___________________________________________________________

 

 

Read Instruction (on back page) Before Preparing Form. Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

 

  

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 

 

PART I - REGISTRANT INFORMATION

 

Diamond Holdings, Inc.

Full Name of Registrant

 

 

Former Name if Applicable

 

909 Plantation Blvd.

Address of Principal Executive Office (Street and Number)

 

Fairhope, AL 36532

City, State and Zip Code

 

  

PART II - RULES 12b-25(b) AND (c)

 

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

     x (a)

The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense

 

 

x

(b)

The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

 

  (c) The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

PART III - NARRATIVE

 

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q, 10-D, N-SAR, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

 

Diamond Holdings, Inc. (the “Company”) has not finalized its financial statements for the period ended October 31, 2021, nor have the Company’s certifying auditors had the opportunity to complete their audit of the financial statements to be included in the Company’s Annual Report on Form 10-K for the fiscal year ended October 31, 2021 (the “Form 10-K”). Accordingly, the Company cannot complete and file the Form 10-K by the due date of January 31, 2022 and needs additional time to finalize its audited financial statements, but expects the audit of the financial statements will be completed and the Form 10-K to be filed as soon as possible, on or prior to the fifteenth calendar day following the prescribed due date.

  

PART IV - OTHER INFORMATION

 

  (1) Name and telephone number of person to contact in regard to this notification

 

  Jewell W. Sumrall   (251)   270-8146  
  (Name)   (Area Code)   (Telephone Number)  

 

  (2) Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed? If answer is no, identify report(s).  Yes  No  

 

  (3) Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?  Yes   No 

 

 

 

 

DIAMOND HOLDINGS, INC.

(Name of Registrant as Specified in Charter)

 

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Date: January 31, 2022 By: /s/ Jewell W. Sumrall
  Name: Jewell W. Sumrall
  Title: Chief Executive Officer