false 0001692819 --12-31 0001692819 2020-06-29 2020-06-29 0001692819 us-gaap:CommonStockMember 2020-06-29 2020-06-29 0001692819 us-gaap:WarrantMember 2020-06-29 2020-06-29

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM 8-K 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): June 29, 2020

 

VISTRA ENERGY CORP.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-38086

 

36-4833255

(State or other jurisdiction
of incorporation or organization)

 

(Commission
File Number)

 

(I.R.S. Employer
Identification No.)

6555 Sierra Drive

Irving, TX

 

75039

(Address of principal executive offices)

 

(Zip Code)

(214) 812-4600

(Registrant’s telephone number, including area code)

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.l4a-12) 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240. 14d-2(b)) 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) 

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class

 

Trading

Symbol(s)

 

Name of Each Exchange

on Which Registered

Common stock, par value $0.01 per share

 

VST

 

New York Stock Exchange

Warrants

 

VST.WS.A

 

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 

 


Item 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

On June 29, 2020, Vistra Energy Corp. (the “Company”) filed with the Secretary of State of the State of Delaware a Certificate of Amendment to the Company’s Restated Certificate of Incorporation (the “Certificate of Amendment”) to change the legal name of the Company from “Vistra Energy Corp.” to “Vistra Corp.” effective as of July 2, 2020 (the “Name Change”). The foregoing summary of the Certificate of Amendment does not purport to be complete and is subject to, and qualified in its entirety by, the full text of the Certificate of Amendment which is filed as Exhibit 3.1 to this Current Report on Form 8-K (“Current Report”) and incorporated herein by reference.

Additionally, the Board approved an amendment and restatement of the Company’s Restated Bylaws to reflect the Name Change (as amended and restated, the “Restated Bylaws”), effective as of July 2, 2020. The foregoing summary of the Restated Bylaws does not purport to be complete and is subject to, and qualified in its entirety by, the full text of the Restated Bylaws which is filed as Exhibit 3.2 to this Current Report and incorporated herein by reference.

The Company’s common stock, par value $0.01 per share (the “Common Stock”) and warrants (the “Warrants”) will continue trading on the New York Stock Exchange under the symbols “VST” and “VST.WS.A,” respectively, and no change will be made to the CUSIP number for the Company’s Common Stock or Warrants, respectively.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.

   

Description

         
 

3.1

   

Certificate of Amendment to Restated Certificate of Incorporation of Vistra Corp., effective July 2, 2020

         
 

3.2

   

Restated Bylaws of Vistra Corp., effective July 2, 2020

         
 

104

   

Cover Page Interactive Data File (embedded within the Inline XBRL document)


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

Dated: June 29, 2020

 

 

 

         

 

 

VISTRA ENERGY CORP.

             

 

 

By:

 

/s/ Yuki Whitmire

 

 

Name:

 

Yuki Whitmire

 

 

Title:

 

Vice President, Associate General Counsel and Corporate Secretary