0001562762-23-000392.txt : 20231102 0001562762-23-000392.hdr.sgml : 20231102 20231102172936 ACCESSION NUMBER: 0001562762-23-000392 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231101 FILED AS OF DATE: 20231102 DATE AS OF CHANGE: 20231102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hummer Ryan CENTRAL INDEX KEY: 0001700226 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38071 FILM NUMBER: 231373759 MAIL ADDRESS: STREET 1: C/O NCS MULTISTAGE, LLC STREET 2: 19450 STATE HIGHWAY 249, SUITE 200 CITY: HOUSTON STATE: TX ZIP: 77070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NCS Multistage Holdings, Inc. CENTRAL INDEX KEY: 0001692427 STANDARD INDUSTRIAL CLASSIFICATION: OIL, GAS FIELD SERVICES, NBC [1389] IRS NUMBER: 461527455 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19350 STATE HIGHWAY 249 STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77070 BUSINESS PHONE: 281-453-2222 MAIL ADDRESS: STREET 1: 19350 STATE HIGHWAY 249 STREET 2: SUITE 600 CITY: HOUSTON STATE: TX ZIP: 77070 4 1 certent-form4.xml PRIMARY DOCUMENT X0508 4 2023-11-01 0001692427 NCS Multistage Holdings, Inc. NCSM 0001700226 Hummer Ryan C/O NCS MULTISTAGE HOLDINGS, INC. 19350 STATE HIGHWAY 249, SUITE 600 HOUSTON TX 77070 1 1 0 0 Chief Executive Officer 0 Common Stock 2023-11-01 4 M 0 4227 0 A 34153 D Common Stock 2023-11-01 4 F 0 4227 14.05 D 29926 D Common Stock 2023-11-01 4 D 0 1030 14.05 D 28896 D Equivalent Stock Units 2023-11-01 4 M 0 4227 0 D Common Stock 4227 10940 D Equivalent stock units vested on November 1, 2023 and settled for cash. These shares were surrendered to satisfy the tax obligations related to the vesting of restricted stock units. Includes 779 restricted stock units which vest on February 28, 2024, 1,708 restricted stock units which vest in two equal annual installments beginning on February 28, 2024 and 8,453 restricted stock units which vest in two equal annual installments beginning on November 1, 2024. These equivalent stock units settle in cash and represent the economic equivalent of one share of common stock, provided that the amount of cash settled for any equivalent stock unit will not exceed the maximum payout established by the Compensation, Nominating and Governance Committee. Includes 779 equivalent stock units which vest on February 28, 2024, 1,708 equivalent stock units which vest in two equal annual installments beginning on February 28, 2024 and 8,453 equivalent stock units which vest in two equal annual installments beginning on November 1, 2024. /s/ Ori Lev, attorney-in-fact 2023-11-02