SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Mulet Fernando

(Last) (First) (Middle)
C/O PLAYA HOTELS & RESORTS N.V.
3950 UNIVERSITY DRIVE, SUITE 301

(Street)
FAIRFAX VA 22030

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
12/02/2021
3. Issuer Name and Ticker or Trading Symbol
Playa Hotels & Resorts N.V. [ PLYA ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Investment Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares 297,965(1)(2)(3)(4) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Includes 11,502 restricted Ordinary Shares granted to the reporting person pursuant to the Issuer's 2017 Omnibus Incentive Plan which will vest on January 2, 2022, subject to the reporting person's continued employment.
2. Includes 10,000 restricted Ordinary Shares granted to the reporting person pursuant to the Issuer's 2017 Omnibus Incentive Plan which will vest on May 16, 2022, subject to the reporting person's continued employment.
3. Includes 31,566 restricted Ordinary Shares granted to the reporting person pursuant to the Issuer's 2017 Omnibus Incentive Plan which will vest in two equal annual installments beginning on January 2, 2022, subject to the reporting person's continued employment.
4. Includes 105,505 restricted Ordinary Shares granted to the reporting person on January 4, 2021 pursuant to the Issuer's 2017 Omnibus Incentive Plan. The shares will vest in three equal annual installments beginning on the first anniversary of the grant date, subject to the reporting person's continued employment.
Remarks:
Exhibit 24: Power of Attorney
/s/ Tracy M.J. Colden as Attorney-in-Fact 12/10/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.