0000899243-20-002100.txt : 20200127
0000899243-20-002100.hdr.sgml : 20200127
20200127204006
ACCESSION NUMBER: 0000899243-20-002100
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200116
FILED AS OF DATE: 20200127
DATE AS OF CHANGE: 20200127
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cowell Joseph A
CENTRAL INDEX KEY: 0001794796
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39183
FILM NUMBER: 20551112
MAIL ADDRESS:
STREET 1: C/O VELOCITY FINANCIAL
STREET 2: 30699 RUSSELL RANCH ROAD, SUITE 295
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91362
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Velocity Financial, Inc.
CENTRAL INDEX KEY: 0001692376
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 30699 RUSSELL RANCH ROAD
STREET 2: BUILDING 111, SUITE 295
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91362
BUSINESS PHONE: 866-505-3863
MAIL ADDRESS:
STREET 1: 30699 RUSSELL RANCH ROAD
STREET 2: BUILDING 111, SUITE 295
CITY: WESTLAKE VILLAGE
STATE: CA
ZIP: 91362
FORMER COMPANY:
FORMER CONFORMED NAME: Velocity Financial, LLC
DATE OF NAME CHANGE: 20161214
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-01-16
0
0001692376
Velocity Financial, Inc.
VEL
0001794796
Cowell Joseph A
C/O VELOCITY FINANCIAL, INC.
30699 RUSSELL RANCH ROAD, SUITE 295
WESTLAKE VILLAGE
CA
91362
0
1
0
0
Chief Operating Officer
Common Stock
2020-01-24
4
P
0
722
13.77
A
722
D
Stock Options (Right to Buy)
13.00
2020-01-16
4
A
0
75000
0.00
A
2030-01-16
Common Stock
75000
75000
D
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.75 to $13.78, inclusive. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
Represents stock options previously granted to the reporting person on Janaury 16, 2020. These stock options were already reflected on the reporting person's previously filed Form 3.
These options vest in three equal installments on the first three anniversaries of the grant date, subject to continued service on the vesting date.
/s/ Christopher D. Farrar, as attorney-in-fact
2020-01-27