0000899243-20-002100.txt : 20200127 0000899243-20-002100.hdr.sgml : 20200127 20200127204006 ACCESSION NUMBER: 0000899243-20-002100 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200116 FILED AS OF DATE: 20200127 DATE AS OF CHANGE: 20200127 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cowell Joseph A CENTRAL INDEX KEY: 0001794796 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39183 FILM NUMBER: 20551112 MAIL ADDRESS: STREET 1: C/O VELOCITY FINANCIAL STREET 2: 30699 RUSSELL RANCH ROAD, SUITE 295 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Velocity Financial, Inc. CENTRAL INDEX KEY: 0001692376 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30699 RUSSELL RANCH ROAD STREET 2: BUILDING 111, SUITE 295 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 866-505-3863 MAIL ADDRESS: STREET 1: 30699 RUSSELL RANCH ROAD STREET 2: BUILDING 111, SUITE 295 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 FORMER COMPANY: FORMER CONFORMED NAME: Velocity Financial, LLC DATE OF NAME CHANGE: 20161214 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-01-16 0 0001692376 Velocity Financial, Inc. VEL 0001794796 Cowell Joseph A C/O VELOCITY FINANCIAL, INC. 30699 RUSSELL RANCH ROAD, SUITE 295 WESTLAKE VILLAGE CA 91362 0 1 0 0 Chief Operating Officer Common Stock 2020-01-24 4 P 0 722 13.77 A 722 D Stock Options (Right to Buy) 13.00 2020-01-16 4 A 0 75000 0.00 A 2030-01-16 Common Stock 75000 75000 D The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.75 to $13.78, inclusive. The reporting person undertakes to provide the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Represents stock options previously granted to the reporting person on Janaury 16, 2020. These stock options were already reflected on the reporting person's previously filed Form 3. These options vest in three equal installments on the first three anniversaries of the grant date, subject to continued service on the vesting date. /s/ Christopher D. Farrar, as attorney-in-fact 2020-01-27