0000899243-20-001430.txt : 20200117 0000899243-20-001430.hdr.sgml : 20200117 20200117212327 ACCESSION NUMBER: 0000899243-20-001430 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200117 FILED AS OF DATE: 20200117 DATE AS OF CHANGE: 20200117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cowell Joseph A CENTRAL INDEX KEY: 0001794796 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39183 FILM NUMBER: 20534909 MAIL ADDRESS: STREET 1: C/O VELOCITY FINANCIAL STREET 2: 30699 RUSSELL RANCH ROAD, SUITE 295 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Velocity Financial, LLC CENTRAL INDEX KEY: 0001692376 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30699 RUSSELL RANCH ROAD STREET 2: BUILDING 111, SUITE 295 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 BUSINESS PHONE: 866-505-3863 MAIL ADDRESS: STREET 1: 30699 RUSSELL RANCH ROAD STREET 2: BUILDING 111, SUITE 295 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91362 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2020-01-17 0 0001692376 Velocity Financial, LLC VEL 0001794796 Cowell Joseph A C/O VELOCITY FINANCIAL, INC. 30699 RUSSELL RANCH ROAD, SUITE 295 WESTLAKE VILLAGE CA 91362 0 1 0 0 See Remarks Stock Options (Right to Buy) 13.00 2030-01-16 Common Stock 75000 D These options were granted on January 16, 2020 and vest in three equal installments on the first three anniversaries of the grant date, subject to continued service on the vesting date. Chief Operating Officer, Velocity Commercial Capital LLC Exhibit List Exhibit 24 - Power of Attorney /s/ Christopher D. Farrar, as Attorney-in-Fact 2020-01-17 EX-24 2 attachment1.htm EX-24 DOCUMENT
                                                                      Exhibit 24

                               POWER OF ATTORNEY

Know all by these presents that the undersigned, does hereby make, constitute
and appoint each of Christopher Farrar, Jeffery Taylor, Mark Szczepaniak and
Christopher Oltmann or any one of them, as a true and lawful attorney-in-fact of
the undersigned with full powers of substitution and revocation, for and in the
name, place and stead of the undersigned (in the undersigned's individual
capacity), to execute and deliver such forms that the undersigned may be
required to file with the U.S. Securities and Exchange Commission as a result of
the undersigned's ownership of or transactions in securities of Velocity
Financial, LLC (which expects to convert into a Delaware corporation and change
its name to "Velocity Financial, Inc.") (the "Company") (i) pursuant to Section
16(a) of the Securities Exchange Act of 1934, as amended, including without
limitation, statements on Form 3, Form 4 and Form 5 (including any amendments
thereto) and (ii) in connection with any applications for EDGAR access codes,
including without limitation the Form ID. The Power of Attorney shall remain in
full force and effect until the undersigned is no longer required to file Forms
3, 4 and 5 with regard to his or her ownership of or transactions in securities
of the Company, unless earlier revoked in writing. The undersigned acknowledges
that Christopher Farrar, Jeffery Taylor and Mark Szczepaniak and Christopher
Oltmann are not assuming any of the undersigned's responsibilities to comply
with Section 16 of the Securities Exchange Act of 1934, as amended.


                                        By: /s/ Joseph A. Cowell
                                            -------------------------
                                        Name: Joseph A. Cowell



                                        Date:  October 22, 2019