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Maryland
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81-3661609
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(State or Other jurisdiction of
incorporation or organization) |
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(I.R.S Employer
Identification Number) |
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1140 Reservoir Avenue, Cranston, RI
(Address of Principal Executive Offices)
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02920-6320
(Zip Code)
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| Large accelerated filer | | | ☐ | | | Accelerated filer | | | ☐ | |
| Non-accelerated filer | | | ☒ | | | Smaller reporting company | | | ☒ | |
| Emerging growth company | | | ☒ | | | | | | | |
Name
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| |
Age
|
| |
Positions
|
|
James A. Procaccianti | | | 61 | | | President, Chief Executive Officer, & Chairman of the Board of Directors | |
Gregory Vickowski | | | 58 | | | Chief Financial Officer, Treasurer, Director | |
Lawrence Aubin | | | 73 | | | Independent Director | |
Thomas R. Engel | | | 75 | | | Independent Director | |
Ronald S. Ohsberg | | | 55 | | | Independent Director | |
Name
|
| |
Fees
Earned or Paid in Cash |
| |
Stock
Awards |
| |
Option
Awards |
| |
Non-Equity
Incentive Plan Compensation |
| |
Change in
Pension Value and Nonqualified Deferred Compensations Earnings |
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All Other
Compensation |
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Total
|
| |||||||||||||||||||||
James A. Procaccianti
|
| | | $ | | | | | $ | | | | | $ | | | | | $ | | | | | $ | | | | | $ | | | | | $ | | | |||||||
Gregory Vickowski
|
| | | $ | | | | | $ | | | | | $ | | | | | $ | | | | | $ | | | | | $ | | | | | $ | | | |||||||
Lawrence Aubin
|
| | | $ | 33,000 | | | | | $ | 7,500 | | | | | $ | | | | | $ | | | | | $ | | | | | $ | | | | | $ | 40,500 | | | ||||
Thomas R. Engel
|
| | | $ | 33,000 | | | | | $ | 7,500 | | | | | $ | | | | | $ | | | | | $ | | | | | $ | | | | | $ | 40,500 | | | ||||
Ronald S. Ohsberg
|
| | | $ | 33,750 | | | | | $ | 7,500 | | | | | $ | | | | | $ | | | | | $ | | | | | $ | | | | | $ | 41,250 | | |
Plan Category
|
| |
Number of
Securities to Be Issued upon Outstanding Options, Warrants and Rights |
| |
Weighted Average
Exercise Price of Outstanding Options, Warrants and Rights |
| |
Number of
Securities Remaining Available for Future Issuance |
| |||||||||
Equity compensation plans approved by security holders(1)
|
| | | | | | | | | | | | | | | | | | |
Equity compensation plans not approved by security holders
|
| | | | | | | | | | | | | | | | |||
Total
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| | | | | | | | | | | | | | | | | | |
Beneficial Owner
|
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Number of
Common Stock Beneficially Owned |
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Percent of
All Common Stock Shares |
| ||||||
TPG Hotel REIT Investor, LLC(1)
|
| | | | 514,410 | | | | | | 11.08% | | |
Directors and Executive Officers | | | | | | | | | | | | | |
James A. Procaccianti
|
| | |
|
(2)
|
| | | | | 11.08% | | |
Gregory Vickowski
|
| | |
|
(3)
|
| | | | | 11.08% | | |
Lawrence Aubin(4)
|
| | | | 750 | | | | | | * | | |
Thomas R. Engel(4)
|
| | | | 750 | | | | | | * | | |
Ronald S. Ohsberg(4)
|
| | | | 750 | | | | | | * | | |
All executive officers and directors as a group (5 persons)
|
| | | | 516,660 | | | | | | 11.13% | | |
| | |
Year Ended
December 31, 2019 |
| |
Year Ended
December 31, 2018 |
| ||||||
Audit fees
|
| | | $ | 490,132 | | | | | $ | 738,092 | | |
Audit-related fees
|
| | | | — | | | | | | — | | |
Tax fees
|
| | | | 14,065 | | | | | | — | | |
All other fees
|
| | | | — | | | | | | 84,400 | | |
Total
|
| | | $ | 504,197 | | | | | $ | 822,492 | | |
| | | | PROCACCIANTI HOTEL REIT, INC. | | |||
| Date: April 20, 2020 | | | By: | | | /s/ James A. Procaccianti | |
| | | | | | |
James A. Procaccianti
Chief Executive Officer, President and Chairman of the Board of Directors (Principal Executive Officer) |
|
| Date: April 20, 2020 | | | By: | | | /s/ Gregory Vickowski | |
| | | | | | |
Gregory Vickowski
Chief Financial Officer, Treasurer and Director (Principal Accounting Officer and Principal Financial Officer) |
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|
Name
|
| |
Title
|
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Date
|
|
| | | | | | | | |
|
/s/ James A. Procaccianti
James A. Procaccianti
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| |
Chief Executive Officer, President and Chairman of the Board of Directors (Principal Executive Officer)
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April 20, 2020
|
|
|
/s/ Gregory Vickowski
Gregory Vickowski
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Chief Financial Officer, Treasurer and Director (Principal Accounting Officer and Principal Financial Officer)
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April 20, 2020
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/s/ Lawrence A. Aubin
Lawrence A. Aubin
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Director
|
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April 20, 2020
|
|
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/s/ Thomas R. Engel
Thomas R. Engel
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Director
|
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April 20, 2020
|
|
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/s/ Ronald S. Ohsberg
Ronald S. Ohsberg
|
| |
Director
|
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April 20, 2020
|
|
| Date: April 20, 2020 | | | By: | | |
/s/ James A.Procaccianti
James A. Procaccianti
Chief Executive Officer, President and Chairman of the Board of Directors (Principal Executive Officer) |
|
| Date: April 20, 2020 | | | By: | | |
/s/ Gregory Vickowski
Gregory Vickowski
Chief Financial Officer, Treasurer and Director (Principal Accounting Officer and Principal Financial Officer) |
|