8-K 1 d8k.txt FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2001 ----------------- COMMISSION FILE NUMBER 001-08495 --------------------------
Delaware Constellation Brands, Inc. 16-0716709 and its subsidiaries: New York Batavia Wine Cellars, Inc. 16-1222994 New York Canandaigua Wine Company, Inc. 16-1462887 New York Canandaigua Europe Limited 16-1195581 England and Wales Canandaigua Limited 98-0198402 New York Polyphenolics, Inc. 16-1546354 New York Roberts Trading Corp. 16-0865491 Netherlands Canandaigua B.V. 98-0205132 Delaware Franciscan Vineyards, Inc. 94-2602962 California Ravenswood Winery, Inc. 94-3026706 California Allberry, Inc. 68-0324763 California Cloud Peak Corporation 68-0324762 California M.J. Lewis Corp. 94-3065450 California Mt. Veeder Corporation 94-2862667 Delaware Barton Incorporated 36-3500366 Delaware Barton Brands, Ltd. 36-3185921 Maryland Barton Beers, Ltd. 36-2855879 Connecticut Barton Brands of California, Inc. 06-1048198 Georgia Barton Brands of Georgia, Inc. 58-1215938 Illinois Barton Canada, Ltd. 36-4283446 New York Barton Distillers Import Corp. 13-1794441 Delaware Barton Financial Corporation 51-0311795 Wisconsin Stevens Point Beverage Co. 39-0638900 Illinois Monarch Import Company 36-3539106 (State or other jurisdiction of (Exact name of registrant as (I.R.S. Employer incorporation or organization) specified in its charter) Identification No.)
300 WillowBrook Office Park, Fairport, New York 14450 ----------------------------------------------- ----- (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code (716) 218-2169 ----------------------------------------------------------------- (Former name or former address, if changed since last report) ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS The following exhibit is filed to be incorporated into registration statement No. 333-63480: 1.1. Underwriting Agreement dated September 25, 2001 by and among Constellation Brands, Inc., R, R, M & C Partners, L.L.C., M, L, R & R, a New York general partnership, Robert Sands, Richard Sands and Salomon Smith Barney Inc., as Underwriter. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, each Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. CONSTELLATION BRANDS, INC. Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer, Executive Vice President and Chief Financial Officer SUBSIDIARIES BATAVIA WINE CELLARS, INC. Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer, Treasurer CANANDAIGUA WINE COMPANY, INC. Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer, Treasurer CANANDAIGUA EUROPE LIMITED Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer, Treasurer CANANDAIGUA LIMITED Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer Finance Director (Principal Financial Officer and Principal Accounting Officer) POLYPHENOLICS, INC. Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer Vice President and Treasurer ROBERTS TRADING CORP. Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer President and Treasurer CANANDAIGUA B.V. Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer Chief Financial Officer FRANCISCAN VINEYARDS, INC. Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer Vice President and Treasurer RAVENSWOOD WINERY, INC. Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer Vice President and Treasurer ALLBERRY, INC. Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer Vice President and Treasurer CLOUD PEAK CORPORATION Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer Vice President and Treasurer M.J. LEWIS CORP. Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer Vice President and Treasurer MT. VEEDER CORPORATION Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer Vice President and Treasurer BARTON INCORPORATED Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer Vice President BARTON BRANDS, LTD. Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer Vice President BARTON BEERS, LTD. Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer Vice President BARTON BRANDS OF CALIFORNIA, INC. Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer Vice President BARTON BRANDS OF GEORGIA, INC. Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer Vice President BARTON CANADA, LTD. Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer Vice President BARTON DISTILLERS IMPORT CORP. Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer Vice President BARTON FINANCIAL CORPORATION Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer Vice President STEVENS POINT BEVERAGE CO. Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer Vice President MONARCH IMPORT COMPANY Date: September 28, 2001 By: /s/ Thomas S. Summer ----------------------------------- Thomas S. Summer Vice President INDEX TO EXHIBITS (1) UNDERWRITING AGREEMENT 1.1 Underwriting Agreement dated September 25, 2001 by and among Constellation Brands, Inc., R, R, M & C Partners, L.L.C., M, L, R & R, a New York general partnership, Robert Sands, Richard Sands and Salomon Smith Barney Inc., as Underwriter (filed herewith). (2) Plan of Acquisition, Reorganization, Arrangement, LIQUIDATION OR SUCCESSION Not Applicable. (4) INSTRUMENTS DEFINING THE RIGHTS OF SECURITY HOLDERS, INCLUDING INDENTURES Not Applicable. (16) LETTER RE CHANGE IN CERTIFYING ACCOUNTANT Not Applicable. (17) LETTER RE DIRECTOR RESIGNATION Not Applicable. (20) OTHER DOCUMENTS OR STATEMENTS TO SECURITY HOLDERS Not Applicable. (23) CONSENTS OF EXPERTS AND COUNSEL Not Applicable. (24) POWER OF ATTORNEY Not Applicable. (99) ADDITIONAL EXHIBITS None.