0000016918-23-000173.txt : 20230725 0000016918-23-000173.hdr.sgml : 20230725 20230725162539 ACCESSION NUMBER: 0000016918-23-000173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230721 FILED AS OF DATE: 20230725 DATE AS OF CHANGE: 20230725 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARTHY DANIEL J CENTRAL INDEX KEY: 0001179507 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08495 FILM NUMBER: 231108833 MAIL ADDRESS: STREET 1: FRONTIER COMMUNICATIONS STREET 2: 401 MERRITT 7 CITY: NORWALK STATE: CT ZIP: 06851 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC. CENTRAL INDEX KEY: 0000016918 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 160716709 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 BUSINESS PHONE: 585-678-7100 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 FORMER COMPANY: FORMER CONFORMED NAME: CONSTELLATION BRANDS INC DATE OF NAME CHANGE: 20000920 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC DATE OF NAME CHANGE: 19970902 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC DATE OF NAME CHANGE: 19920703 4 1 wk-form4_1690316729.xml FORM 4 X0508 4 2023-07-21 0 0000016918 CONSTELLATION BRANDS, INC. STZ 0001179507 MCCARTHY DANIEL J C/O CONSTELLATION BRANDS, INC. 207 HIGH POINT DRIVE, BUILDING 100 VICTOR NY 14564 1 0 0 0 0 Class A Common Stock 2023-07-24 4 C 0 1267 A 4968 D Class A Common Stock 2023-07-24 4 S 0 1736 269.8612 D 3232 D Restricted Stock Units 2023-07-21 4 A 0 463 0 A 2024-07-10 Class A Common Stock 463 463 D Non-Qualified Stock Option (right to buy) 269.50 2023-07-21 4 A 0 658 0 A 2024-01-21 2033-07-21 Class 1 (convertible) Common Stock 658 658 D Non-Qualified Stock Option (right to buy) 166.34 2023-07-24 4 M 0 1267 0 D 2017-01-20 2026-07-20 Class 1 (convertible) Common Stock 1267 0 D Class 1 (convertible) Common Stock 2023-07-24 4 M 0 1267 166.34 A Class A Common Stock 1267 1267 D Class 1 (convertible) Common Stock 2023-07-24 4 C 0 1267 0 D Class A Common Stock 1267 0 D Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. All of these restricted stock units vest on the date specified. Vested shares will be delivered to the reporting person as of the vesting date. 100% of this option has become exercisable. Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $269.8103 to $269.8800, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. /s/ Brian S. Bennett, Attorney-in-fact 2023-07-25