0000016918-21-000229.txt : 20211202 0000016918-21-000229.hdr.sgml : 20211202 20211202163422 ACCESSION NUMBER: 0000016918-21-000229 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211130 FILED AS OF DATE: 20211202 DATE AS OF CHANGE: 20211202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RES Master LLC CENTRAL INDEX KEY: 0001860561 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08495 FILM NUMBER: 211467077 BUSINESS ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 BUSINESS PHONE: 585-678-7100 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Richard Sands Master Trust CENTRAL INDEX KEY: 0001860590 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08495 FILM NUMBER: 211467078 BUSINESS ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 BUSINESS PHONE: 585-678-7100 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC. CENTRAL INDEX KEY: 0000016918 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 160716709 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 BUSINESS PHONE: 585-678-7100 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 FORMER COMPANY: FORMER CONFORMED NAME: CONSTELLATION BRANDS INC DATE OF NAME CHANGE: 20000920 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC DATE OF NAME CHANGE: 19970902 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_163848084224351.xml FORM 4 X0306 4 2021-11-30 0 0000016918 CONSTELLATION BRANDS, INC. STZ 0001860590 Richard Sands Master Trust 207 HIGH POINT DRIVE BUILDING 100 VICTOR NY 14564 0 0 1 0 0001860561 RES Master LLC 207 HIGH POINT DRIVE BUILDING 100 VICTOR NY 14564 0 0 1 0 Class A Common Stock 5483842 I by RRAZ Holdings LLC Class A Common Stock 149876 I by RES Master LLC Non-Qualified Stock Option (right to buy) 24.5 2021-11-30 4 M 0 357030 0 D 2013-04-03 2022-04-03 Class 1 (convertible) Common Stock 357030.0 0 I by RES Master LLC Non-Qualified Stock Option (right to buy) 47.79 2021-11-30 4 M 0 167370 0 D 2014-04-26 2023-04-26 Class 1 (convertible) Common Stock 167370.0 0 I by RES Master LLC Non-Qualified Stock Option (right to buy) 79.61 2021-11-30 4 M 0 105200 0 D 2015-04-28 2024-04-28 Class 1 (convertible) Common Stock 105200.0 0 I by RES Master LLC Non-Qualified Stock Option (right to buy) 117.12 2021-11-30 4 M 0 94170 0 D 2016-04-28 2025-04-28 Class 1 (convertible) Common Stock 94170.0 0 I by RES Master LLC Non-Qualified Stock Option (right to buy) 156.84 2021-11-30 4 M 0 79141 0 D 2017-04-25 2026-04-25 Class 1 (convertible) Common Stock 79141.0 0 I by RES Master LLC Non-Qualified Stock Option (right to buy) 172.09 2021-11-30 4 M 0 84970 0 D 2018-04-21 2027-04-21 Class 1 (convertible) Common Stock 84970.0 0 I by RES Master LLC Non-Qualified Stock Option (right to buy) 207.48 2021-11-30 4 M 0 36544 0 D 2020-04-23 2029-04-23 Class 1 (convertible) Common Stock 36544.0 36543 I by RES Master LLC Non-Qualified Stock Option (right to buy) 153.02 2021-11-30 4 M 0 27857 0 D 2021-04-21 2030-04-21 Class 1 (convertible) Common Stock 27857.0 83568 I by RES Master LLC Class 1 (convertible) Common Stock 2021-11-30 4 M 0 952282 A Class A Common Stock 952282.0 952282 I by RES Master LLC Class B (convertible) Common Stock Class A Common Stock 22746786.0 22746786 I by RRAZ Holdings LLC Class B (convertible) Common Stock Class A Common Stock 37350.0 37350 I by RES Master LLC Non-Qualified Stock Option (right to buy) 228.26 2019-04-23 2028-04-23 Class 1 (convertible) Common Stock 66895.0 66895 I by RES Master LLC Non-Qualified Stock Option (right to buy) 238.31 2022-04-20 2031-04-20 Class 1 (convertible) Common Stock 56846.0 56846 I by RES Master LLC The reported shares are also indirectly owned by RES Master LLC. Various Sands family limited partnerships directly own the reported shares of Class A Common Stock and Class B Common Stock. WildStar Partners LLC ("WildStar") holds a .045% co-general partner interest in those family limited partnerships. RRA&Z Holdings LLC ("RRAZ") is the sole member of WildStar, and RES Master LLC is a member of RRAZ. RES Master LLC is a sole member limited liability company of which the Richard Sands Master Trust is the sole owner. RES Master LLC is the direct owner of these securities. RES Master LLC is a limited liability company that is wholly-owned by the Richard Sands Master Trust. 100% of this option has become exercisable. This option becomes exercisable at the rate of 25% per year beginning on the date specified. Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. The shares of Class 1 Common Stock were acquired at the following prices: 357,030 at $24.50; 167,370 at $47.79; 105,200 at $79.61; 94,170 at $117.12; 79,141 at $156.84; 84,970 at $172.09; 36,544 at $207.48; and 27,857 at $153.02. Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B. /s/ Thomas M. Farace, Authorized Person, Richard Sands Master Trust 2021-12-02 /s/ Thomas M. Farace, Authorized Person, RES Master LLC 2021-12-02