0000016918-21-000228.txt : 20211202 0000016918-21-000228.hdr.sgml : 20211202 20211202163308 ACCESSION NUMBER: 0000016918-21-000228 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211130 FILED AS OF DATE: 20211202 DATE AS OF CHANGE: 20211202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANDS RICHARD CENTRAL INDEX KEY: 0001245563 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08495 FILM NUMBER: 211467055 MAIL ADDRESS: STREET 1: C/O CONSTELLATION BRANDS, INC. STREET 2: 207 HIGH POINT DRIVE, BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC. CENTRAL INDEX KEY: 0000016918 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 160716709 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 BUSINESS PHONE: 585-678-7100 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 FORMER COMPANY: FORMER CONFORMED NAME: CONSTELLATION BRANDS INC DATE OF NAME CHANGE: 20000920 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC DATE OF NAME CHANGE: 19970902 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_163848077392934.xml FORM 4 X0306 4 2021-11-30 0 0000016918 CONSTELLATION BRANDS, INC. STZ 0001245563 SANDS RICHARD C/O CONSTELLATION BRANDS, INC. 207 HIGH POINT DRIVE, BUILDING 100 VICTOR NY 14564 1 1 1 0 Vice Chairman of the Board Class A Common Stock 5483842 I by Richard Sands Master Trust Class A Common Stock 149876 I by RES Master LLC Class A Common Stock 15720 I By Spouse Non-Qualified Stock Option (right to buy) 24.5 2021-11-30 4 M 0 357030 0 D 2013-04-03 2022-04-03 Class 1 (convertible) Common Stock 357030.0 0 I by RES Master LLC Non-Qualified Stock Option (right to buy) 47.79 2021-11-30 4 M 0 167370 0 D 2014-04-26 2023-04-26 Class 1 (convertible) Common Stock 167370.0 0 I by RES Master LLC Non-Qualified Stock Option (right to buy) 79.61 2021-11-30 4 M 0 105200 0 D 2015-04-28 2024-04-28 Class 1 (convertible) Common Stock 105200.0 0 I by RES Master LLC Non-Qualified Stock Option (right to buy) 117.12 2021-11-30 4 M 0 94170 0 D 2016-04-28 2025-04-28 Class 1 (convertible) Common Stock 94170.0 0 I by RES Master LLC Non-Qualified Stock Option (right to buy) 156.84 2021-11-30 4 M 0 79141 0 D 2017-04-25 2026-04-25 Class 1 (convertible) Common Stock 79141.0 0 I by RES Master LLC Non-Qualified Stock Option (right to buy) 172.09 2021-11-30 4 M 0 84970 0 D 2018-04-21 2027-04-21 Class 1 (convertible) Common Stock 84970.0 0 I by RES Master LLC Non-Qualified Stock Option (right to buy) 207.48 2021-11-30 4 M 0 36544 0 D 2020-04-23 2029-04-23 Class 1 (convertible) Common Stock 36544.0 36543 I by RES Master LLC Non-Qualified Stock Option (right to buy) 153.02 2021-11-30 4 M 0 27857 0 D 2021-04-21 2030-04-21 Class 1 (convertible) Common Stock 27857.0 83568 I by RES Master LLC Class 1 (convertible) Common Stock 2021-11-30 4 M 0 952282 A Class A Common Stock 952282.0 952282 I by RES Master LLC Class B (convertible) Common Stock Class A Common Stock 22746786.0 22746786 I by Richard Sands Master Trust Class B (convertible) Common Stock Class A Common Stock 37350.0 37350 I by RES Master LLC Non-Qualified Stock Option (right to buy) 228.26 2019-04-23 2028-04-23 Class 1 (convertible) Common Stock 66895.0 66895 I by RES Master LLC Previously reported as indirectly held through RRA&Z Holdings LLC ("RRAZ"). The reporting person has transferred his membership interests in RRAZ to RES Master LLC. The sole member of RES Master LLC is the Richard Sands Master Trust, for which the reporting person serves as trustee and is the sole beneficiary. Various Sands family limited partnerships directly own the reported shares of Class A Common Stock and Class B Common Stock. WildStar Partners LLC ("WildStar") holds a .045% co-general partner interest in those family limited partnerships. RRAZ is the sole member of WildStar. RES Master LLC is the direct owner of these securities. The sole member of RES Master LLC is the Richard Sands Master Trust, for which the reporting person serves as trustee and is the sole beneficiary. The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. 100% of this option has become exercisable. This option becomes exercisable at the rate of 25% per year beginning on the date specified. Shares of Class 1 Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis. In accordance with the certificate of incorporation of Constellation Brands, Inc., any shares of Class A Common Stock issued upon conversion of shares of Class 1 Common Stock must be sold immediately in connection with the conversion. Class 1 Common Stock is not traded on any stock exchange. The shares of Class 1 Common Stock were acquired at the following prices: 357,030 at $24.50; 167,370 at $47.79; 105,200 at $79.61; 94,170 at $117.12; 79,141 at $156.84; 84,970 at $172.09; 36,544 at $207.48; and 27,857 at $153.02. Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B. Previously reported as directly held by the reporting person. The reporting person has transferred the Non-Qualified Stock Options to RES Master LLC. /s/ Thomas M. Farace Attorney-in-Fact 2021-12-02