0000016918-21-000203.txt : 20210722 0000016918-21-000203.hdr.sgml : 20210722 20210722132851 ACCESSION NUMBER: 0000016918-21-000203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210720 FILED AS OF DATE: 20210722 DATE AS OF CHANGE: 20210722 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOCKE JAMES A III CENTRAL INDEX KEY: 0001245565 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08495 FILM NUMBER: 211106986 MAIL ADDRESS: STREET 1: C/O CONSTELLATION BRANDS INC STREET 2: 207 HIGH POINT DRIVE, BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC. CENTRAL INDEX KEY: 0000016918 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 160716709 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 BUSINESS PHONE: 585-678-7100 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 FORMER COMPANY: FORMER CONFORMED NAME: CONSTELLATION BRANDS INC DATE OF NAME CHANGE: 20000920 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC DATE OF NAME CHANGE: 19970902 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_162697491644522.xml FORM 4 X0306 4 2021-07-20 0 0000016918 CONSTELLATION BRANDS, INC. STZ 0001245565 LOCKE JAMES A III C/O CONSTELLATION BRANDS, INC. 207 HIGH POINT DRIVE, BUILDING 100 VICTOR NY 14564 1 0 0 0 Class A Common Stock 2021-07-20 4 A 0 510 0 A 510 D Class A Common Stock 40084 I James A. Locke III Revocable Trust Non-Qualified Stock Option (right to buy) 225.17 2021-07-20 4 A 0 987 0 A 2022-01-20 2031-07-20 Class 1 (convertible) Common Stock 987.0 987 D Non-Qualified Stock Option (right to buy) 225.17 2022-01-20 2031-07-20 Class 1 (convertible) Common Stock 987.0 987 I James A. Locke III Revocable Trust The shares reported herein were granted on July 20, 2021 in the form of restricted stock units. The restricted stock units vest on July 10, 2022. Reflects a change in beneficial ownership of 567 shares of Class A Common Stock from direct to indirect. On July 21, 2021, the reporting person transferred 567 Shares to the James A. Locke III Revocable Trust. Held by the James A. Locke III Revocable Trust, of which the reporting person serves as trustee and is the sole beneficiary. Reflects a change in beneficial ownership of the reported Non-Qualified Stock Options from direct to indirect. On July 21, 2021, the reporting person transferred the Non-Qualified Stock Options to the James A. Locke III Revocable Trust. /s/Barbara J. LaVerdi, Attorney-in-fact 2021-07-22