0000016918-21-000119.txt : 20210504 0000016918-21-000119.hdr.sgml : 20210504 20210504171733 ACCESSION NUMBER: 0000016918-21-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210501 FILED AS OF DATE: 20210504 DATE AS OF CHANGE: 20210504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANDS ROBERT CENTRAL INDEX KEY: 0001245564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08495 FILM NUMBER: 21889849 MAIL ADDRESS: STREET 1: C/O CONSTELLATION BRANDS, INC. STREET 2: 207 HIGH POINT DRIVE, BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC. CENTRAL INDEX KEY: 0000016918 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 160716709 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 BUSINESS PHONE: 585-678-7100 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 FORMER COMPANY: FORMER CONFORMED NAME: CONSTELLATION BRANDS INC DATE OF NAME CHANGE: 20000920 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC DATE OF NAME CHANGE: 19970902 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_162016300616715.xml FORM 4 X0306 4 2021-05-01 0 0000016918 CONSTELLATION BRANDS, INC. STZ 0001245564 SANDS ROBERT C/O CONSTELLATION BRANDS, INC. 207 HIGH POINT DRIVE, BUILDING 100 VICTOR NY 14564 1 1 1 0 Chairman of the Board Class A Common Stock 2021-05-01 4 M 0 2199 0 A 10799 D Class A Common Stock 2021-05-01 4 M 0 3404 0 A 14203 D Class A Common Stock 2021-05-01 4 F 0 2237 240.32 D 11966 D Class A Common Stock 545935 I by RSS Master LLC Class A Common Stock 19329 I by Pamela K. Sands 2016 Descendants' Trust Class A Common Stock 5483842 I by RSS Master Trust Class A Common Stock 1769 I By Spouse Performance Share Units 2021-05-01 4 M 0 2199 0 D Class A Common Stock 2199.0 0 D Restricted Stock Units 2021-05-01 4 M 0 1916 0 D 2018-05-01 Class A Common Stock 1916.0 0 D Restricted Stock Units 2021-05-01 4 M 0 1488 0 D 2019-05-01 Class A Common Stock 1488.0 1488 D Non-Qualified Stock Option (right to buy) 238.31 2022-04-20 2031-04-20 Class 1 (convertible) Common Stock 66878.0 66878 I by RSS Master LLC Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. Reflects a change in beneficial ownership of the reported Class A Common Stock from direct to indirect. On October 13, 2021, the reporting person transferred the Class A Common Stock to RSS Master LLC. RSS Master LLC is a limited liability company that is wholly-owned by a trust, for which the reporting person serves as trustee and is the sole beneficiary. These shares are held in a trust for the benefit of the reporting person's stepchildren. The reporting person's spouse is the trustee of this trust. The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Various Sands family limited partnerships directly own the reported shares of Class A Common Stock. WildStar Partners LLC ("WildStar") holds a .045% co-general partner interest in those family limited partnerships. RRA&Z Holdings LLC ("RRA&Z") is the sole member of WildStar, and RSS Master LLC is a member of RRA&Z. The reporting person is a co-manager of RRA&Z. RSS Master LLC is a sole member limited liability company of which RSS Master Trust is the sole owner. The reporting person is the trustee and sole beneficiary of RSS Master Trust. The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. The performance share units disposed of in the reported transaction vested on May 1, 2021. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes. The restricted stock units disposed of in the reported transaction vested on May 1, 2021. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes. This option becomes exercisable at the rate of 25% per year beginning on the date specified. Reflects a change in beneficial ownership of the reported Non-Qualified Stock Options from direct to indirect. On May 4, 2021, the reporting person transferred the Non-Qualified Stock Options to RSS Master LLC. /s/ H. Elaine Ziakas, Attorney-in-fact 2021-05-04