0000016918-21-000098.txt : 20210503 0000016918-21-000098.hdr.sgml : 20210503 20210503165848 ACCESSION NUMBER: 0000016918-21-000098 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210429 FILED AS OF DATE: 20210503 DATE AS OF CHANGE: 20210503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newlands William A CENTRAL INDEX KEY: 0001531376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08495 FILM NUMBER: 21884436 MAIL ADDRESS: STREET 1: C/O CONSTELLATION BRANDS, INC. STREET 2: 207 HIGH POINT DR., BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC. CENTRAL INDEX KEY: 0000016918 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 160716709 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 BUSINESS PHONE: 585-678-7100 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 FORMER COMPANY: FORMER CONFORMED NAME: CONSTELLATION BRANDS INC DATE OF NAME CHANGE: 20000920 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC DATE OF NAME CHANGE: 19970902 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_162007551094619.xml FORM 4 X0306 4 2021-04-29 0 0000016918 CONSTELLATION BRANDS, INC. STZ 0001531376 Newlands William A C/O CONSTELLATION BRANDS, INC. 207 HIGH POINT DRIVE, BUILDING 100 VICTOR NY 14564 1 1 0 0 President & CEO Class A Common Stock 2021-04-29 4 C 0 17160 A 36204 D Class A Common Stock 2021-04-29 4 S 0 2167 238.1485 D 34037 D Class A Common Stock 2021-04-29 4 S 0 14893 239.3122 D 19144 D Class A Common Stock 2021-04-29 4 S 0 100 239.845 D 19044 D Class A Common Stock 2021-04-29 4 S 0 1536 238.2118 D 17508 D Class A Common Stock 2021-04-29 4 S 0 8631 239.4029 D 8877 D Class A Common Stock 2021-05-01 4 M 0 946 0 A 9823 D Class A Common Stock 2021-05-01 4 M 0 5341 0 A 15164 D Class A Common Stock 2021-05-01 4 F 0 2571 240.32 D 12593 D Non-Qualified Stock Option (right to buy) 117.12 2021-04-29 4 M 0 17160 0 D 2016-04-28 2025-04-28 Class 1 (convertible) Common Stock 17160.0 0 D Class 1 (convertible) Common Stock 2021-04-29 4 M 0 17160 117.12 A Class A Common Stock 17160.0 17160 D Class 1 (convertible) Common Stock 2021-04-29 4 C 0 17160 0 D Class A Common Stock 17160.0 0 D Performance Share Units 2021-05-01 4 M 0 946 0 D Class A Common Stock 946.0 0 D Restricted Stock Units 2021-05-01 4 M 0 681 0 D 2018-05-01 Class A Common Stock 681.0 0 D Restricted Stock Units 2021-05-01 4 M 0 640 0 D 2019-05-01 Class A Common Stock 640.0 640 D Restricted Stock Units 2021-05-01 4 M 0 1446 0 D 2020-05-01 Class A Common Stock 1446.0 2892 D Restricted Stock Units 2021-05-01 4 M 0 2574 0 D 2021-05-01 Class A Common Stock 2574.0 7719 D The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis. Includes shares of Class A Common Stock acquired in January 2021 under the Constellation Brands, Inc. 1989 Employee Stock Purchase Plan. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $237.5500 to $238.5100, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $238.8100 to $239.6600, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $237.7700 to $238.5700, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $238.9900 to $239.9600, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Each performance share unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. Each restricted stock unit represents a contingent right to receive one share of Constellation Brands, Inc. Class A Common Stock. 100% of this option has become exercisable. Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. The performance share units disposed of in the reported transaction vested on May 1, 2021. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes. The restricted stock units disposed of in the reported transaction vested on May 1, 2021. Vested shares are delivered to the reporting person net of shares withheld to satisfy taxes. /s/ H. Elaine Ziakas, Attorney-in-fact 2021-05-03