0000016918-21-000087.txt : 20210422 0000016918-21-000087.hdr.sgml : 20210422 20210422162735 ACCESSION NUMBER: 0000016918-21-000087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210420 FILED AS OF DATE: 20210422 DATE AS OF CHANGE: 20210422 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANDS RICHARD CENTRAL INDEX KEY: 0001245563 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08495 FILM NUMBER: 21845157 MAIL ADDRESS: STREET 1: C/O CONSTELLATION BRANDS, INC. STREET 2: 207 HIGH POINT DRIVE, BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC. CENTRAL INDEX KEY: 0000016918 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 160716709 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 BUSINESS PHONE: 585-678-7100 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 FORMER COMPANY: FORMER CONFORMED NAME: CONSTELLATION BRANDS INC DATE OF NAME CHANGE: 20000920 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC DATE OF NAME CHANGE: 19970902 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_161912324136231.xml FORM 4 X0306 4 2021-04-20 0 0000016918 CONSTELLATION BRANDS, INC. STZ 0001245563 SANDS RICHARD C/O CONSTELLATION BRANDS, INC. 207 HIGH POINT DRIVE, BUILDING 100 VICTOR NY 14564 1 1 1 0 Vice Chairman of the Board Non-Qualified Stock Option (right to buy) 238.31 2021-04-20 4 A 0 56846 0 A 2022-04-20 2031-04-20 Class 1 (convertible) Common Stock 56846.0 56846 D Class B (convertible) Common Stock Class A Common Stock 22746786.0 22746786 I by RRAZ Holdings LLC Class B (convertible) Common Stock Class A Common Stock 37350.0 37350 I by RES Master LLC Non-Qualified Stock Option (right to buy) 24.5 2013-04-03 2022-04-03 Class 1 (convertible) Common Stock 357030.0 357030 I by RES Master LLC Non-Qualified Stock Option (right to buy) 47.79 2014-04-26 2023-04-26 Class 1 (convertible) Common Stock 167370.0 167370 I by RES Master LLC Non-Qualified Stock Option (right to buy) 79.61 2015-04-28 2024-04-28 Class 1 (convertible) Common Stock 105200.0 105200 I by RES Master LLC Non-Qualified Stock Option (right to buy) 117.12 2016-04-28 2025-04-28 Class 1 (convertible) Common Stock 94170.0 94170 I by RES Master LLC Non-Qualified Stock Option (right to buy) 156.84 2017-04-25 2026-04-25 Class 1 (convertible) Common Stock 79141.0 79141 I by RES Master LLC Non-Qualified Stock Option (right to buy) 172.09 2018-04-21 2027-04-21 Class 1 (convertible) Common Stock 84970.0 84970 I by RES Master LLC Non-Qualified Stock Option (right to buy) 228.26 2019-04-23 2028-04-23 Class 1 (convertible) Common Stock 66895.0 66895 I by RES Master LLC Non-Qualified Stock Option (right to buy) 207.48 2020-04-23 2029-04-23 Class 1 (convertible) Common Stock 73087.0 73087 I by RES Master LLC Non-Qualified Stock Option (right to buy) 153.02 2021-04-21 2030-04-21 Class 1 (convertible) Common Stock 111425.0 111425 I by RES Master LLC This option becomes exercisable at the rate of 25% per year beginning on the date specified. Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B. RRA&Z Holdings LLC ("RRA&Z") is the sole member of WildStar Partners LLC ("WildStar"). WildStar holds a 0.045% co-general partner interest in various Sands Family limited partnerships. The reporting person is a member and co-manager of RRA&Z. Reflects a change in beneficial ownership of the reported shares of Class B Common Stock from direct to indirect. On October 13, 2020, the reporting person transferred these shares to RES Master LLC. RES Master LLC is a limited liability company that is wholly-owned by a trust, for which the reporting person serves as trustee and is the sole beneficiary. 100% of this option has become exercisable. Reflects a change in beneficial ownership of the reported Non-Qualified Stock Options from direct to indirect. On November 16, 2020, the reporting person transferred the Non-Qualified Stock Options to RES Master LLC. /s/ H. Elaine Ziakas, Attorney-in-fact 2021-04-22