0000016918-20-000220.txt : 20200727 0000016918-20-000220.hdr.sgml : 20200727 20200727161700 ACCESSION NUMBER: 0000016918-20-000220 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200723 FILED AS OF DATE: 20200727 DATE AS OF CHANGE: 20200727 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANDS ROBERT CENTRAL INDEX KEY: 0001245564 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08495 FILM NUMBER: 201050633 MAIL ADDRESS: STREET 1: C/O CONSTELLATION BRANDS, INC. STREET 2: 207 HIGH POINT DRIVE, BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC. CENTRAL INDEX KEY: 0000016918 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 160716709 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 BUSINESS PHONE: 585-678-7100 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 FORMER COMPANY: FORMER CONFORMED NAME: CONSTELLATION BRANDS INC DATE OF NAME CHANGE: 20000920 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC DATE OF NAME CHANGE: 19970902 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC DATE OF NAME CHANGE: 19920703 4 1 wf-form4_159588100259522.xml FORM 4 X0306 4 2020-07-23 0 0000016918 CONSTELLATION BRANDS, INC. STZ 0001245564 SANDS ROBERT C/O CONSTELLATION BRANDS, INC. 207 HIGH POINT DRIVE, BUILDING 100 VICTOR NY 14564 1 1 1 0 Chairman of the Board Class A Common Stock 2020-07-23 4 C 0 61613 A 616148 D Class A Common Stock 2020-07-23 4 S 0 18577 180.0852 D 597571 D Class A Common Stock 2020-07-23 4 S 0 31056 181.1334 D 566515 D Class A Common Stock 2020-07-23 4 S 0 11980 181.8454 D 554535 D Class A Common Stock 2020-07-23 4 C 0 110756 A 665291 D Class A Common Stock 2020-07-23 4 S 0 59675 179.2616 D 605616 D Class A Common Stock 2020-07-23 4 S 0 16604 180.3528 D 589012 D Class A Common Stock 2020-07-23 4 S 0 34477 181.4131 D 554535 D Class A Common Stock 2020-07-24 4 C 0 14244 A 568779 D Class A Common Stock 2020-07-24 4 S 0 14244 179.0001 D 554535 D Class A Common Stock 5483842 I by RRAZ Holdings LLC Class A Common Stock 1769 I By Spouse Class A Common Stock 19329 I by Pamela K. Sands 2016 Descendants' Trust Non-Qualified Stock Option (right to buy) 20.6 2020-07-23 4 M 0 61613 0 D 2012-04-05 2021-04-05 Class 1 (convertible) Common Stock 61613.0 0 D Class 1 (convertible) Common Stock 2020-07-23 4 M 0 61613 20.60 A Class A Common Stock 61613.0 779965 D Class 1 (convertible) Common Stock 2020-07-23 4 C 0 61613 0 D Class A Common Stock 61613.0 718352 D Class 1 (convertible) Common Stock 2020-07-23 4 C 0 110756 0 D Class A Common Stock 110756.0 607596 D Class 1 (convertible) Common Stock 2020-07-24 4 C 0 14244 0 D Class A Common Stock 14244.0 593352 D The reported shares of Class A Common Stock were received upon the conversion of shares of Class 1 Common Stock on a one-to-one basis. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $179.5600 to $180.5000, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $180.5350 to $181.5100, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $181.5300 to $182.5300, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $179.0000 to $179.9950, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $180.0000 to $180.9900, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $181.000 to $181.9050, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Represents the weighted average sale price. These shares were sold in multiple transactions at prices ranging from $179.0000 to $179.0100, inclusive. Upon request by the Commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. RRA&Z Holdings LLC ("RRA&Z") is the sole member of WildStar Partners LLC ("WildStar"). WildStar holds a 0.045% co-general partner interest in various Sands Family limited partnerships. The reporting person is a member and co-manager of RRA&Z. The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. These shares are held in a trust for the benefit of the reporting person's stepchildren. The reporting person's spouse is the trustee of this trust. The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. 100% of this option has become exercisable. Shares of Class 1 Common Stock are convertible to shares of Class A Common Stock of the Issuer on a one-to-one basis in connection with the holders' sale of the shares of Class A Common Stock received upon the conversion. Class 1 Common Stock is not traded on any stock exchange. /s/ H. Elaine Ziakas for Robert Sands 2020-07-27