-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T2nQUIv3s0K3XslG2rTkl8PFjhYM4iKVKp8kKqPIbeBZWT9HLNJ9u3kW5tVBx/F+ sqh/0z6CdCEySSZAhRwFBA== 0000016918-11-000001.txt : 20110208 0000016918-11-000001.hdr.sgml : 20110208 20110208184240 ACCESSION NUMBER: 0000016918-11-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110204 FILED AS OF DATE: 20110208 DATE AS OF CHANGE: 20110208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC. CENTRAL INDEX KEY: 0000016918 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 160716709 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 BUSINESS PHONE: 585-678-7100 MAIL ADDRESS: STREET 1: 207 HIGH POINT DRIVE STREET 2: BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 FORMER COMPANY: FORMER CONFORMED NAME: CONSTELLATION BRANDS INC DATE OF NAME CHANGE: 20000920 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC DATE OF NAME CHANGE: 19970902 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANDS RICHARD CENTRAL INDEX KEY: 0001245563 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08495 FILM NUMBER: 11583954 MAIL ADDRESS: STREET 1: C/O CONSTELLATION BRANDS, INC. STREET 2: 207 HIGH POINT DRIVE, BUILDING 100 CITY: VICTOR STATE: NY ZIP: 14564 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-02-04 0000016918 CONSTELLATION BRANDS, INC. STZ/STZ.B 0001245563 SANDS RICHARD C/O CONSTELLATION BRANDS, INC. 207 HIGH POINT DR., BLDG. 100 VICTOR NY 14564 1 1 1 0 Chairman of Board Class A Common Stock 2011-02-04 4 M 0 126400 8.8713 A 550340 D Class A Common Stock 2011-02-04 4 M 0 200000 10.25 A 750340 D Class A Common Stock 15720 I by Spouse Class A Common Stock 6700 I by Spouse as custodian for daughter under UTMA Class A Common Stock 6700 I by Spouse as custodian for son under UTMA Class A Common Stock 471608 I by Partnership Class A Common Stock 768 I by Partnership Class A Common Stock 2333902 I by Partnership Non-qualified Stock Option (right to buy) 8.8713 2011-02-04 4 M 0 126400 0 D 2011-04-10 Class A Common Stock 126400 0 D Non-qualified Stock Option (right to buy) 10.25 2011-02-04 4 M 0 200000 0 D 2011-09-26 Class A Common Stock 200000 0 D Class B (convertible) Common Stock Class A Common Stock 5640 5640 D Class B (convertible) Common Stock Class A Common Stock 1350000 1350000 I by Trust Class B (convertible) Common Stock Class A Common Stock 5431712 5431712 I by Partnership Class B (convertible) Common Stock Class A Common Stock 667368 667368 I by Partnership Class B (convertible) Common Stock Class A Common Stock 619892 619892 I by Partnership Adjusted to reflect a change in form of beneficial ownership of 2,333,902 shares of Class A Common Stock from direct to indirect as a result of the contribution of such shares to SER Business Holdings L.P. ("Holdings") on 1/28/2011. The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable trust, partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Held by CWC Partnership I, a general partnership of which the reporting person is a managing partner and in which he has a pecuniary interest. Held by M, L, R & R ("MLR&R"), a general partnership of which the reporting person is a general partner and in which he has a pecuniary interest. The reporting person is a beneficiary and trustee of The Marvin Sands Master Trust, which is also a partner in MLR&R. Held by Holdings, a limited partnership. The reporting person is the sole member of the limited liability company that is the sole general partner of Holdings, holding a .01% general partnership interest, and the reporting person is the sole limited partner of Holdings, holding a 99.99% limited partnership interest. 100% of this option has become exercisable. Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B. Adjusted to reflect a change in form of beneficial ownership of 619,892 shares of Class B Common Stock from direct to indirect as a result of the contribution of such shares to Holdings on 1/28/2011. Held by the Richard Sands Heirs' Trust, for which the reporting person serves as trustee. H. Elaine Ziakas for Richard Sands 2011-02-08 -----END PRIVACY-ENHANCED MESSAGE-----