-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MKgXrQcS5WraCM6AAexKeWi0qgih30GffkDs7llqYeSA95LUazIR9OhJT1Fz7GQi fNx3ogeyXGpBb+u/8+aKYQ== 0000016918-06-000017.txt : 20060407 0000016918-06-000017.hdr.sgml : 20060407 20060407205518 ACCESSION NUMBER: 0000016918-06-000017 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060228 FILED AS OF DATE: 20060407 DATE AS OF CHANGE: 20060407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSTELLATION BRANDS, INC. CENTRAL INDEX KEY: 0000016918 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 160716709 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 370 WOODCLIFF DRIVE, SUITE 300 CITY: FAIRPORT STATE: NY ZIP: 14450 BUSINESS PHONE: 585-218-3600 MAIL ADDRESS: STREET 1: 370 WOODCLIFF DRIVE, SUITE 300 CITY: FAIRPORT STATE: NY ZIP: 14450 FORMER COMPANY: FORMER CONFORMED NAME: CONSTELLATION BRANDS INC DATE OF NAME CHANGE: 20000920 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA BRANDS INC DATE OF NAME CHANGE: 19970902 FORMER COMPANY: FORMER CONFORMED NAME: CANANDAIGUA WINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANDS RICHARD CENTRAL INDEX KEY: 0001245563 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08495 FILM NUMBER: 06749406 BUSINESS ADDRESS: STREET 1: C/O CONSTELLATION BRANDS INC STREET 2: 300 WILLOWBROOK OFFICE PARK CITY: FAIRPORT STATE: NY ZIP: 14450 BUSINESS PHONE: 5852183600 MAIL ADDRESS: STREET 1: C/O CONSTELLATION BRANDS, INC. STREET 2: 370 WOODCLIFF DRIVE, SUITE 300 CITY: FAIRPORT STATE: NY ZIP: 14450 5 1 edgar.xml PRIMARY DOCUMENT X0202 5 2006-02-28 0 0 0000016918 CONSTELLATION BRANDS, INC. STZ/STZ.B 0001245563 SANDS RICHARD C/O CONSTELLATION BRANDS, INC. 370 WOODCLIFF DRIVE, SUITE 300 FAIRPORT NY 14450 1 1 1 0 Chairman of Board & CEO Class B (convertible) Common Stock Class A Common Stock 4908232 4908232 D Class B (convertible) Common Stock Class A Common Stock 667368 667368 I by Partnership Class B (convertible) Common Stock Class A Common Stock 5431712 5431712 I by Partnership Class B (convertible) Common Stock Class A Common Stock 147432 147432 I by Trust Class B (convertible) Common Stock Class A Common Stock 4050000 4050000 I by Trust Class B (convertible) Common Stock Class A Common Stock 1000000 1000000 I by GRAT Non-Qualified Stock Option (right to buy) 3.3438 2006-12-18 Class A Common Stock 160000 160000 D Non-Qualified Stock Option (right to buy) 5.125 2007-09-14 Class A Common Stock 137600 137600 D Non-Qualified Stock Option (right to buy) 6.4375 2010-04-05 Class A Common Stock 176800 176800 D Non-Qualified Stock Option (right to buy) 6.4532 2008-04-26 Class A Common Stock 132800 132800 D Non-Qualified Stock Option (right to buy) 6.50 2009-04-14 Class A Common Stock 122400 122400 D Non-Qualified Stock Option (right to buy) 7.1641 2009-09-20 Class A Common Stock 8800 8800 D Non-Qualified Stock Option (right to buy) 8.8713 2011-04-10 Class A Common Stock 126400 126400 D Non-Qualified Stock Option (right to buy) 10.25 2011-09-26 Class A Common Stock 200000 200000 D Non-Qualified Stock Option (right to buy) 11.75 2013-04-03 Class A Common Stock 60000 60000 D Non-Qualified Stock Option (right to buy) 11.795 2013-04-02 Class A Common Stock 152200 152200 D Non-Qualified Stock Option (right to buy) 16.63 2014-04-06 Class A Common Stock 242800 242800 D Non-Qualified Stock Option (right to buy) 23.02 2014-12-23 Class A Common Stock 40000 40000 D Non-Qualified Stock Option (right to buy) 27.235 2015-04-07 Class A Common Stock 156200 156200 D Shares of Class B Common Stock are convertible into shares of Class A Common Stock of the Issuer on a one-to-one basis at any time at the option of the holder. The ticker symbol for Class B Common Stock is STZ.B. On January 3, 2006, the reporting person's form of beneficial ownership of 1,000,000 shares changed from direct to indirect as a result of his contribution of these 1,000,000 directly owned shares to a grantor retained annuity trust ("GRAT"), for which the reporting person serves as trustee. Except to the extent that the reporting person has a direct or indirect pecuniary interest in securities owned by the applicable partnership or limited liability company, the reporting person disclaims beneficial ownership with respect to securities held in this manner. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Held by M, L, R & R ("MLR&R"), a general partnership of which the reporting person is a general partner and in which he has a pecuniary interest. The reporting person is a beneficiary and trustee of The Marvin Sands Master Trust, which is also a partner in MLR&R. Held by CWC Partnership I, a general partnership of which the reporting person is a managing partner and in which he has a pecuniary interest. Held by the reporting person as trustee of The Marvin Sands Master Trust. The reporting person disclaims beneficial ownership with respect to securities held in this manner, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for the purposes of Section 16 or any other purpose. Held by a trust for the benefit of the grandchildren of Marvin and Marilyn Sands. The reporting person, an adult child of Marvin and Marilyn Sands, is a co-trustee of the trust. 100% of this option has become exercisable. 75% of this option has become exercisable and the remaining 25% will become exercisable on April 3, 2007. The information presented in this Form 5 reflects the effect of the Company's two-for-one stock splits that were distributed in the form of stock dividends on May 13, 2005 to stockholders of record on April 29, 2005. H. Elaine Farry For: Richard Sands 2006-04-07 -----END PRIVACY-ENHANCED MESSAGE-----