0001972362-23-000148.txt : 20230516 0001972362-23-000148.hdr.sgml : 20230516 20230516180701 ACCESSION NUMBER: 0001972362-23-000148 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230516 DATE AS OF CHANGE: 20230516 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Nu Holdings Ltd. CENTRAL INDEX KEY: 0001691493 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 981302320 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-41129 FILM NUMBER: 23929069 BUSINESS ADDRESS: STREET 1: RUA CAPOTE VALENTE, 39 STREET 2: PINHEIROS CITY: SAO PAULO, SP STATE: D5 ZIP: 05409-000 BUSINESS PHONE: 888-888-8888 MAIL ADDRESS: STREET 1: RUA CAPOTE VALENTE, 39 STREET 2: PINHEIROS CITY: SAO PAULO, SP STATE: D5 ZIP: 05409-000 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Olivier Vitor Guarino CENTRAL INDEX KEY: 0001967614 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: RUA CAPOTE VALENTE, 39, PINHEIROS-CEP CITY: SAO PAULO/SP STATE: D5 ZIP: 05409-000 144 1 primary_doc.xml 144 0001967614 XXXXXXXX LIVE 0001691493 Nu Holdings Ltd. 001-41129 CAMPBELLS CORPORATE SERVICES LIMITED FLOOR 4, WILLOW HOUSE, CRICKET SQUARE GRAND CAYMAN E9 KY1-9010 888-888-8888 Olivier Vitor Guarino Officer COMMON ETRADE FINANCIAL CORPORATION

3 EDISON DRIVE ALPHARETTA GA 30005

296628 1926121.81 3600000000 05/16/2023 NYSE COMMON 04/01/2023 RESTRICTED STOCK ISSUER N 98877 04/01/2023 COMPENSATION COMMON 01/01/2023 RESTRICTED STOCK ISSUER N 98876 01/01/2023 COMPENSATION COMMON 10/01/2022 RESTRICTED STOCK ISSUER N 98875 10/01/2022 COMPENSATION Y 05/16/2023 /s/ Vitor Guarino Olivier