0001968582-23-000729.txt : 20231201 0001968582-23-000729.hdr.sgml : 20231201 20231201165445 ACCESSION NUMBER: 0001968582-23-000729 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231201 DATE AS OF CHANGE: 20231201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Nu Holdings Ltd. CENTRAL INDEX KEY: 0001691493 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 981302320 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-41129 FILM NUMBER: 231460288 BUSINESS ADDRESS: STREET 1: RUA CAPOTE VALENTE, 39 STREET 2: PINHEIROS CITY: SAO PAULO, SP STATE: D5 ZIP: 05409-000 BUSINESS PHONE: 888-888-8888 MAIL ADDRESS: STREET 1: RUA CAPOTE VALENTE, 39 STREET 2: PINHEIROS CITY: SAO PAULO, SP STATE: D5 ZIP: 05409-000 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Lahrech Youssef CENTRAL INDEX KEY: 0001968308 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: R. CAPOTE VALENTE, 39 - PINHEIROS, CITY: SAO PAULO - SP STATE: D5 ZIP: 05409-000 144 1 primary_doc.xml 144 0001968308 XXXXXXXX LIVE 0001691493 Nu Holdings Ltd 001-41129 Willow House Cricket Square Floor 4 Grand Cayman Cayman Islands E9 KY1-9010 1-345-949-2648 Youssef Lahrech Affiliate Class A Common J.P. Morgan Securities LLC

390 Madison Avenue 6th Floor New York NY 10017

185000 1537350 3602854813 12/01/2023 NYSE Class A Common 10/02/2023 Vesting of Restricted Stock Units Issuer N 115969 10/02/2023 Compensation Class A Common 07/01/2023 Stock Award - Compensation Issuer N 52000 07/01/2023 Compensation Class A Common 07/01/2022 Stock Award - Compensation Issuer N 115830 07/01/2022 Compensation Class A Common 12/01/2023 Vesting of Restricted Stock Units Issuer N 50000 12/01/2023 Compensation Y The methodology for selecting between the securities to be sold rows at the time of sale is pre-determined and outlined in the 10b5-1 plan the share count includes RSU that will vest on 01/2/2024. 12/01/2023 09/01/2023 /s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Youssef Lahrech