Location books Record:
1 |
a. Name of person (e.g., a custodian of records) | MidOcean Credit Fund Management LP |
b. Street 1 | 320 Park Avenue |
Street 2 | Suite 1600 |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10022-6924 |
g. Telephone number (including country code if foreign) | N-A |
h. Briefly describe the books and records kept at this location:
| Records related to its function as sub-advisor |
Location books Record:
2 |
a. Name of person (e.g., a custodian of records) | Crabel Capital Management, LLC |
b. Street 1 | 312 E. Buffalo Street |
Street 2 | Suite 20 |
c. City | Milwaukee |
d. State, if applicable |
WISCONSIN
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 53202 |
g. Telephone number (including country code if foreign) | N-A |
h. Briefly describe the books and records kept at this location:
| Records related to its function as sub-advisor |
Location books Record:
3 |
a. Name of person (e.g., a custodian of records) | Chiron Investment Management, LLC |
b. Street 1 | 10 East 53rd Street |
Street 2 | |
c. City | New York |
d. State, if applicable |
NEW YORK
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 10022 |
g. Telephone number (including country code if foreign) | N-A |
h. Briefly describe the books and records kept at this location:
| Records as Advisor for Trust |
Location books Record:
4 |
a. Name of person (e.g., a custodian of records) | State Street Bank and Trust Company |
b. Street 1 | 1 Lincoln Street |
Street 2 | |
c. City | Boston |
d. State, if applicable |
MASSACHUSETTS
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 02111 |
g. Telephone number (including country code if foreign) | 617-786-3000 |
h. Briefly describe the books and records kept at this location:
| Custody and Accounting Records. |
Location books Record:
5 |
a. Name of person (e.g., a custodian of records) | SS&C GIDS, Inc. |
b. Street 1 | 430 W. 7th Street |
Street 2 | |
c. City | Kansas City |
d. State, if applicable |
MISSOURI
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 64105 |
g. Telephone number (including country code if foreign) | 816-435-1000 |
h. Briefly describe the books and records kept at this location:
| Applicable records related to its function as transfer agent. |
Location books Record:
6 |
a. Name of person (e.g., a custodian of records) | FS Fund Advisor, LLC |
b. Street 1 | 201 Rouse Boulevard |
Street 2 | |
c. City | Philadelphia |
d. State, if applicable |
PENNSYLVANIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 19112 |
g. Telephone number (including country code if foreign) | N-A |
h. Briefly describe the books and records kept at this location:
| Records related to its function as investment adviser |
Location books Record:
7 |
a. Name of person (e.g., a custodian of records) | Wilshire Advisors LLC |
b. Street 1 | 1299 Ocean Avenue |
Street 2 | Suite 700 |
c. City | Santa Monica |
d. State, if applicable |
CALIFORNIA
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 90401-1085 |
g. Telephone number (including country code if foreign) | N-A |
h. Briefly describe the books and records kept at this location:
| Records related to its function as sub-advisor |
Location books Record:
8 |
a. Name of person (e.g., a custodian of records) | Chilton Investment Company, LLC |
b. Street 1 | 1290 East Main Street |
Street 2 | |
c. City | Stamford |
d. State, if applicable |
CONNECTICUT
|
e. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
f. Zip code and zip code extension, or foreign postal code | 06902 |
g. Telephone number (including country code if foreign) | N-A |
h. Briefly describe the books and records kept at this location:
| Records related to its function as sub-advisor |
Director Record:
1 |
a. Full Name | David J. Adelman |
b. CRD number, if any | 005517785 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
2 |
a. Full Name | James W. Brown |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
3 |
a. Full Name | Scott J. Tarte |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | N/A |
Director Record:
4 |
a. Full Name | Phillip E. Hughes, Jr. |
b. CRD number, if any | N/A |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22802 |
Director Record:
5 |
a. Full Name | Michael C. Forman |
b. CRD number, if any | 005517777 |
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))?
|
Yes
No
|
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
|
File Number Record:
1 |
File Number Record: | 811-22802 |
File Number Record:
2 |
File Number Record: | 811-23221 |